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What covered companies filed with the SEC, day by day.

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‹ Wed, Jan 10, 2007

Thursday, January 11, 2007

134 filings · 83 companiesAll checks passed · Updated Nov 10

Fri, Jan 12, 2007 ›
The dayThursday, January 11

By time of day

26 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

3 announced

Pre-market1

  • 09:09NTICNorthern Technologies International Corp

Market hours1

  • 13:13SWKHLSWK Holdings Corp

After-hours1

  • 22:00EDUCEducational Development Corp

Reports

3 quarterly · 0 annual
  1. Richardson Electronics, Ltd.RELL · 10-Q · Dec 2 · 11:22
    ——
  2. CHS IncCHSCP · 10-Q · Nov 30 · 14:00
    ——
  3. Jewett Cameron Trading Co LtdJCTC · 10-Q · Nov 30 · 17:21
    ——

Insiders

8 filings
Purchases$229.43K4 filings
Sales$250.43K4 filings
NROMNoble Romans Inc · Geovest Capital Partners, LP, 10% owner$212.13KSale · 52,200 sh
HKHCHorizon Kinetics Holding Corp · Yorktown Avenue Capital, LLC, 10% owner$93.87KPurchase · 113,100 sh
FRABlackRock Floating Rate Income Strategies Fund, Inc. · Kevin Booth, Portfolio Manager$90.20KPurchase · 5,000 sh
APLDApplied Digital Corp. · Riley Bryant R, 10% owner$23.00KPurchase · 20,000 sh
GRFEagle Capital Growth Fund, Inc. · Luke e Sims, Director$22.36KPurchase · 2,600 sh
XPLSolitario Resources Corp. · Leonard Harris, Director$20.40KSale · 5,100 sh
Open insider activity

Agreements

4 filings
  1. 17:16PPC Pilgrims Pride Corp · Acquisition or sale completed · New debt (amended)
  2. 16:01NMAD Nomad Power Solutions, Inc. · New agreement
  3. 10:50GEOS Geospace Technologies Corp · New agreement
  4. 18:15GLXZ Galaxy Gaming, Inc. · New agreement

Officers and directors

3 filings
  1. 17:05REED Reed's, Inc. · Officers or directors
  2. 15:29REX REX American Resources Corp · Officers or directors
  3. 09:26DLHC DLH Holdings Corp. · Officers or directors

Filings

26 listed

18:00

  1. 18:15
    GLXZ Galaxy Gaming, Inc. · New agreement

09:00

  1. 09:05
    IEP Icahn Enterprises L.P. · Announcement · Investor disclosure
  2. 09:09
    NTIC Northern Technologies International Corp · Results, pre-market
  3. 09:26
    DLHC DLH Holdings Corp. · Officers or directors
  4. 09:44
    GLAD Gladstone Capital Corp · Proxy statement

10:00

  1. 10:50
    GEOS Geospace Technologies Corp · New agreement

11:00

  1. 11:22
    RELL Richardson Electronics, Ltd. · Quarterly report
  2. 11:36
    FKYS First Keystone Corp · Code of ethics changed

12:00

  1. 12:32
    CSBR Champions Oncology, Inc. · Stake reported

13:00

  1. 13:13
    SWKHL SWK Holdings Corp · Results, market hours

14:00

  1. 14:00
    CHSCP CHS Inc · Quarterly report

15:00

  1. 15:19
    IMKTA Ingles Markets Inc · Proxy statement
  2. 15:29
    REX REX American Resources Corp · Officers or directors

16:00

  1. 16:01
    NMAD Nomad Power Solutions, Inc. · New agreement

17:00

  1. 17:00
    ARMP Armata Pharmaceuticals, Inc. · Announcement
  2. 17:05
    REED Reed's, Inc. · Officers or directors
  3. 17:16
    PPC Pilgrims Pride Corp · Acquisition or sale completed · New debt (amended)
  4. 17:21
    JCTC Jewett Cameron Trading Co Ltd · Quarterly report

20:00

  1. 20:28
    PRKA Parks America, Inc · Acquisition or sale completed

22:00

  1. 22:00
    EDUC Educational Development Corp · Results, after-hours

—

  1. —
    UTGN UTG Inc · Current report
  2. —
    TAIT Taitron Components Inc · Current report
  3. —
    — Cabo Verde Capital Inc. · Current report
  4. —
    — Iberdrola, S.A. · Merger communication
  5. —
    — Iberdrola, S.A. · Merger communication
  6. —
    — Iberdrola, S.A. · Merger communication
26 of 26

Index

Forms filed

  • Insider filing460
  • Foreign issuer report6-K16
  • Current report8-K16
  • UPLOAD6
  • Initial ownership35
  • CORRESP4
  • Quarterly report10-Q3
  • Merger communication4253
  • Passive stake amendedSC 13G/A3
  • 10QSB2
  • 40-17G2
  • Prospectus supplement424B32
  • Proxy statementDEF 14A2
  • SB-2/A2
  • Asset-backed distribution report10-D1
  • Annual ownership51
  • Current report (amended)8-K/A1
  • Proxy materialDEFA14A1
  • F-6EF1
  • SB-21
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1

32 companies

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