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What covered companies filed with the SEC, day by day.

  1. 21
  2. 22
  3. 26
  4. 27
  5. 28
  6. 29
  7. 2
  8. 3
‹ Tue, Jan 2, 2007

Wednesday, January 3, 2007

206 filings · 139 companiesAll checks passed · Updated Nov 10

Thu, Jan 4, 2007 ›
The dayWednesday, January 3

By time of day

31 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

1 announced

Pre-market1

  • 08:36DITAmcon Distributing Co

Insiders

28 filings
Purchases$6.80M16 filings
Sales$6.95M12 filings
HGBLHeritage Global Inc. · Counsel Corp US, 10% owner$5.37MSale · 13,428,492 sh
HGBLHeritage Global Inc. · Counsel Communications LLC, 10% owner$5.37MPurchase · 13,428,492 sh
GOODGladstone Commercial Corp · Michela a English, Director$478.03KSale · 24,000 sh
OPYOppenheimer Holdings Inc · a Winn Oughtred, SECRETARY$400.36KSale · 12,000 sh
BOTJBank of the James Financial Group Inc · Donald M Giles, Director$324.90KPurchase · 17,100 sh
LTCLTC Properties Inc · Timothy Triche, Director$264.83KSale · 9,671 sh
Open insider activity

Agreements

5 filings
  1. 16:19ACFN Acorn Energy, Inc. · New debt · New agreement
  2. 11:45GOOD Gladstone Commercial Corp · Agreement ended · New agreement
  3. 11:02LSTR Landstar System Inc · New agreement · Officers or directors
  4. 10:59LWAY Lifeway Foods, Inc. · New agreement
  5. 10:20CBAT CBAK Energy Technology Ltd · New debt · New agreement

Officers and directors

6 filings
  1. 17:22SLNG Stabilis Solutions, Inc. · Officers or directors
  2. 17:20SLNG Stabilis Solutions, Inc. · Officers or directors
  3. 17:06CNTY Century Casinos Inc · Officers or directors
  4. 16:01ACFN Acorn Energy, Inc. · Officers or directors
  5. 11:02LSTR Landstar System Inc · New agreement · Officers or directors
  6. 06:19MFIC MidCap Financial Investment Corp · Officers or directors

Filings

31 listed

06:00

  1. 06:19
    MFIC MidCap Financial Investment Corp · Officers or directors

08:00

  1. 08:36
    DIT Amcon Distributing Co · Results, pre-market

09:00

  1. 09:05
    GAIN Gladstone Investment Corporation · Announcement

10:00

  1. 10:20
    CBAT CBAK Energy Technology Ltd · New debt · New agreement
  2. 10:59
    LWAY Lifeway Foods, Inc. · New agreement

11:00

  1. 11:02
    LSTR Landstar System Inc · New agreement · Officers or directors
  2. 11:45
    GOOD Gladstone Commercial Corp · Agreement ended · New agreement

12:00

  1. 12:10
    TOPS Top Ships Inc. · Stake amended
  2. 12:36
    AGIG Abundia Global Impact Group, Inc. · Announcement

13:00

  1. 13:19
    CITR CitroTech Inc. · Announcement
  2. 13:43
    REX REX American Resources Corp · Announcement
  3. 13:59
    GEDC TerraVolt Holdings, Inc. · Late filing notice

14:00

  1. 14:42
    DJCO Daily Journal Corp · Proxy statement

15:00

  1. 15:01
    AMX America Movil SAB de CV · Stake amended

16:00

  1. 16:01
    ACFN Acorn Energy, Inc. · Officers or directors
  2. 16:06
    SCKT Socket Mobile, Inc. · Announcement
  3. 16:17
    PROV Provident Financial Holdings Inc · Announcement
  4. 16:19
    ACFN Acorn Energy, Inc. · New debt · New agreement

17:00

  1. 17:03
    FEIM Frequency Electronics Inc · Announcement
  2. 17:06
    CNTY Century Casinos Inc · Officers or directors
  3. 17:11
    RJET Republic Airways Holdings Inc. · Proxy statement
  4. 17:14
    TOGI TurnOnGreen, Inc. · Late filing notice
  5. 17:20
    SLNG Stabilis Solutions, Inc. · Officers or directors
  6. 17:22
    SLNG Stabilis Solutions, Inc. · Officers or directors
  7. 17:30
    SLNG Stabilis Solutions, Inc. · Announcement

20:00

  1. 20:05
    BNBX BNB Plus Corp. · Late filing notice

22:00

  1. 22:16
    SNOA Sonoma Pharmaceuticals, Inc. · Amended registration statement

—

  1. —
    — NextSource Materials Inc. · Current report
  2. —
    — Iberdrola, S.A. · Merger communication
  3. —
    — Iberdrola, S.A. · Merger communication
  4. —
    — CBAK Energy Technology, Inc. · Current report
31 of 31

Index

Forms filed

  • Insider filing478
  • Current report8-K21
  • Foreign issuer report6-K20
  • Initial ownership311
  • NSAR-B10
  • Prospectus supplement424B39
  • EFFECT6
  • Exchange listing8-A12B5
  • N-CSR4
  • SUPPL4
  • Late filing noticeNT 10-K3
  • Merger communication4252
  • Insider filing, amended4/A2
  • Annual ownership52
  • Proxy statementDEF 14A2
  • Proxy materialDEFA14A2
  • N-Q2
  • NSAR-A2
  • NSAR-BT2
  • Stake amendedSC 13D/A2
  • UPLOAD2
  • 10KSB1
  • 10KSB/A1
  • 10QSB/A1
  • 10SB12G/A1
  • 13F-NT1
  • 15-12G1
  • 40-17G1
  • CORRESP1
  • F-10/A1
  • NSAR-B/A1
  • PREM14A1
  • Amended registration statementS-1/A1
  • Passive stake reportedSC 13G1
  • SC TO-C1
  • SC TO-T/A1

32 companies

A

B

C

D

F

G

H

I

  • Iberdrola, S.A.×2

L

M

N

  • NextSource Materials Inc.

O

P

R

S

T