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What covered companies filed with the SEC, day by day.

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  2. 29
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  9. 10
‹ Tue, Jan 9, 2007

Wednesday, January 10, 2007

107 filings · 90 companiesAll checks passed · Updated Nov 10

Thu, Jan 11, 2007 ›
The dayWednesday, January 10

By time of day

17 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

3 announced

Market hours3

  • 10:07MBWMMercantile Bank Corp
  • 14:41ULBIUltralife Corp
  • 15:09INODInnodata Inc

Insiders

12 filings
Purchases$41.45K2 filings
Sales$3.43M10 filings
KFYKorn Ferry · Gary D Burnison, COO, CFO and EVP$2.06MSale · 90,000 sh
OPYOppenheimer Holdings Inc · John L Bitoue, Director$827.00KSale · 25,000 sh
NICHNitches Inc · Tharani Haresh, 10% owner$169.86KSale · 22,500 sh
DCMDeFi Capital Markets, Inc. · Howard B Silverman, Director$117.56KSale · 4,388 sh
FLNAFilana Therapeutics, Inc. · Peter S Roddy, Chief Financial Officer$86.00KSale · 10,000 sh
PDFSPDF Solutions Inc · Kimon Michaels, Co-VP of Client Services$65.20KSale · 4,700 sh
Open insider activity

Agreements

1 filing
  1. 16:16ANIK Anika Therapeutics, Inc. · New debt · New agreement

Officers and directors

1 filing
  1. 10:05FLL Full House Resorts Inc · Officers or directors

Filings

17 listed

19:00

  1. 19:47
    GSIT GSI Technology Inc · Registration statement

20:00

  1. 20:26
    MIND Mind Technology, Inc · Investor disclosure

01:00

  1. 01:33
    BYFC Broadway Financial Corp de · Stake amended

06:00

  1. 06:06
    ESEA Euroseas Ltd. · Amended registration statement

10:00

  1. 10:05
    FLL Full House Resorts Inc · Officers or directors
  2. 10:07
    MBWM Mercantile Bank Corp · Results, market hours
  3. 10:35
    EP Empire Petroleum Corp · Investor disclosure

13:00

  1. 13:21
    OVTZ Oculus Inc. · Announcement
  2. 13:44
    CITR CitroTech Inc. · Proxy statement

14:00

  1. 14:38
    NICH Nitches Inc · Stake amended
  2. 14:41
    ULBI Ultralife Corp · Results, market hours

15:00

  1. 15:09
    INOD Innodata Inc · Results, market hours

16:00

  1. 16:16
    ANIK Anika Therapeutics, Inc. · New debt · New agreement

—

  1. —
    QSEP QS Energy, Inc. · Current report
  2. —
    LINK Interlink Electronics Inc · Stake reported
  3. —
    UTSI Utstarcom Holdings Corp. · Current report
  4. —
    — Iberdrola, S.A. · Merger communication
17 of 17

Index

Forms filed

  • Insider filing418
  • Foreign issuer report6-K12
  • Passive stake amendedSC 13G/A11
  • Current report8-K10
  • Initial ownership39
  • CORRESP6
  • NT-NCSR6
  • Passive stake reportedSC 13G6
  • Annual ownership54
  • UPLOAD4
  • Insider filing, amended4/A3
  • Stake amendedSC 13D/A2
  • SUPPL2
  • 10QSB1
  • 24F-2NT1
  • Merger communication4251
  • 4971
  • Proxy statementDEF 14A1
  • Amended registration statementF-1/A1
  • F-6EF1
  • Free writing prospectusFWP1
  • POS AM1
  • REGDEX1
  • Registration statementS-11
  • Amended merger registrationS-4/A1
  • SB-2/A1
  • Stake reportedSC 13D1

24 companies

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