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What covered companies filed with the SEC, day by day.

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‹ Thu, Jan 11, 2007

Friday, January 12, 2007

125 filings · 98 companiesAll checks passed · Updated Nov 10

Mon, Jan 15, 2007 ›
The dayFriday, January 12
Delisting noticesRAVE10:09TGTX17:17

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

3 announced

Market hours2

  • 14:25UNBUnion Bankshares Inc
  • 15:13KOSSKoss Corp

After-hours1

  • 16:37SLSNSolesence, Inc.

Reports

1 quarterly · 0 annual
  1. Educational Development CorpEDUC · 10-Q · Nov 30 · 15:25
    ——

Insiders

15 filings
Purchases$521.91K9 filings
Sales$916.26K6 filings
AXRAmrep Corp. · Duloc Michael P$310.00KSale · 2,500 sh
DSUBlackRock Debt Strategies Fund, Inc. · Kevin Booth, Portfolio Manager$225.00KSale · 30,000 sh
IAInnovative Solutions & Support Inc · STRS Ohio, 10% owner$218.45KPurchase · 13,400 sh
FRABlackRock Floating Rate Income Strategies Fund, Inc. · Kevin Booth, Portfolio Manager$181.37KPurchase · 10,000 sh
PPIHPerma-Pipe International Holdings, Inc. · Gene K Ogilvie, Vice President$180.46KSale · 10,313 sh
NICHNitches Inc · Michael D Sholtis, Director$78.60KSale · 10,000 sh
Open insider activity

Agreements

3 filings
  1. 17:03NEU Newmarket Corp · New agreement
  2. 16:37SLSN Solesence, Inc. · New agreement · Officers or directors · Results, after-hours
  3. 16:34AXR Amrep Corp. · Agreement ended · New debt · New agreement

Officers and directors

2 filings
  1. 17:12AERG Applied Energetics, Inc. · Officers or directors
  2. 16:37SLSN Solesence, Inc. · New agreement · Officers or directors · Results, after-hours

Filings

29 listed

10:00

  1. 10:09
    RAVE Rave Restaurant Group, Inc. · Delisting notice

11:00

  1. 11:01
    TEN Tsakos Energy Navigation Ltd · Stake amended

12:00

  1. 12:31
    SNFCA Security National Financial Corp · Acquisition or sale completed

13:00

  1. 13:36
    POWL Powell Industries Inc · Proxy statement

14:00

  1. 14:25
    UNB Union Bankshares Inc · Results, market hours
  2. 14:53
    IEP Icahn Enterprises L.P. · Announcement

15:00

  1. 15:13
    KOSS Koss Corp · Results, market hours
  2. 15:25
    EDUC Educational Development Corp · Quarterly report
  3. 15:53
    PPC Pilgrims Pride Corp · Announcement

16:00

  1. 16:09
    VISM Visium Technologies, Inc. · Investor disclosure
  2. 16:34
    AXR Amrep Corp. · Agreement ended · New debt · New agreement
  3. 16:37
    SLSN Solesence, Inc. · New agreement · Officers or directors · Results, after-hours
  4. 16:46
    NICH Nitches Inc · Late filing notice
  5. 16:48
    CREG Smart Powerr Corp. · Auditor change

17:00

  1. 17:03
    NEU Newmarket Corp · New agreement
  2. 17:12
    AERG Applied Energetics, Inc. · Officers or directors
  3. 17:14
    ASA ASA Gold & Precious Metals Ltd · Stake reported
  4. 17:17
    TGTX TG Therapeutics, Inc. · Delisting notice
  5. 17:22
    BKYI Bio Key International Inc · Merger communication
  6. 17:22
    BKYI Bio Key International Inc · Announcement

21:00

  1. 21:59
    TCI Transcontinental Realty Investors Inc · Stake amended

22:00

  1. 22:03
    APCX AppTech Payments Corp. · Investor disclosure
  2. 22:12
    IOR Income Opportunity Realty Investors Inc · Stake amended
  3. 22:30
    ARL American Realty Investors Inc · Stake amended

—

  1. —
    QSEP QS Energy, Inc. · Current report
  2. —
    SVA Sinovac Biotech Ltd · Stake amended
  3. —
    NEON Neonode Inc. · Current report
  4. —
    NEON Neonode Inc. · Current report
  5. —
    — Iberdrola, S.A. · Merger communication
29 of 29

Index

Forms filed

  • Foreign issuer report6-K22
  • Current report8-K18
  • Insider filing416
  • Initial ownership310
  • 10QSB7
  • Stake amendedSC 13D/A5
  • Passive stake amendedSC 13G/A4
  • UPLOAD4
  • Annual ownership53
  • CORRESP3
  • N-CSR3
  • 40-17G2
  • Merger communication4252
  • Insider filing, amended4/A2
  • EFFECT2
  • N-22
  • N-8A2
  • Passive stake reportedSC 13G2
  • 10KSB/A1
  • Quarterly report10-Q1
  • 10QSB/A1
  • Initial ownership, amended3/A1
  • 4971
  • 497AD1
  • Annual report to shareholdersARS1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • N-2/A1
  • N-6F/A1
  • Late filing noticeNT 10-Q1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • SB-21
  • Stake reportedSC 13D1

32 companies

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