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News

What covered companies filed with the SEC, day by day.

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  4. 30
  5. 31
  6. 1
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  9. 5
  10. 6
‹ Mon, Feb 5, 2007

Tuesday, February 6, 2007

179 filings · 128 companiesAll checks passed · Updated Nov 10

Wed, Feb 7, 2007 ›
The dayTuesday, February 6

By time of day

38 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

8 announced

Market hours5

  • 12:04GLBZGlen Burnie Bancorp
  • 13:09LTCLTC Properties Inc
  • 13:22NSSCNapco Security Technologies, Inc
  • 14:19SBRSabine Royalty Trust
  • 14:32UBCPUnited Bancorp Inc

After-hours3

  • 18:56GAINGladstone Investment Corporation
  • 16:14GLADGladstone Capital Corp
  • 22:00GTYGetty Realty Corp

Reports

4 quarterly · 0 annual
  1. Gladstone Investment CorporationGAIN · 10-Q · Dec 31 · 18:23
    ——
  2. Gladstone Capital CorpGLAD · 10-Q · Dec 31 · 16:03
    ——
  3. Riverview Bancorp IncRVSB · 10-Q · Dec 31 · 16:04
    ——
  4. Cavco Industries, Inc.CVCO · 10-Q · Dec 31 · 17:25
    ——

Insiders

10 filings
Purchases$1.68M6 filings
Sales$225.68K4 filings
FLNAFilana Therapeutics, Inc. · Black Bear Offshore Master Fund LP, 10% owner$1.35MPurchase · 154,003 sh
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund · Alan R Dynner, Secretary$101.25KPurchase · 5,000 sh
ETGEaton Vance Tax-Advantaged Global Dividend Income Fund · Alan R Dynner, Secretary$99.83KPurchase · 3,850 sh
EOSEaton Vance Enhanced Equity Income Fund II · Alan R Dynner, Secretary$98.46KPurchase · 4,850 sh
HNNAHennessy Advisors Inc · Teresa M Nilsen, EVP, CFO and Secretary$95.73KSale · 3,685 sh
FKYSFirst Keystone Corp · J Gerald Bazewicz, President$57.35KSale · 3,100 sh
Open insider activity

Agreements

3 filings
  1. 13:34PPIH Perma-Pipe International Holdings, Inc. · New agreement
  2. 09:44CPHI China Pharma Holdings, Inc. · Unregistered shares sold · New agreement
  3. 08:56CMS-PB Consumers Energy Co · New agreement · Officers or directors

Officers and directors

7 filings
  1. 21:26RICK RCI Hospitality Holdings, Inc. · Officers or directors
  2. 17:02RAVE Rave Restaurant Group, Inc. · Officers or directors
  3. 17:01PNRG Primeenergy Resources Corp · Officers or directors
  4. 16:48TAYD Taylor Devices, Inc. · Officers or directors
  5. 15:15CREX Creative Realities, Inc. · Officers or directors
  6. 13:12LTC LTC Properties Inc · Officers or directors
  7. 08:56CMS-PB Consumers Energy Co · New agreement · Officers or directors

Filings

38 listed

18:00

  1. 18:23
    GAIN Gladstone Investment Corporation · Quarterly report
  2. 18:56
    GAIN Gladstone Investment Corporation · Results, after-hours

21:00

  1. 21:29
    VISK Viskase Holdings, Inc. · Stake reported

08:00

  1. 08:56
    CMS-PB Consumers Energy Co · New agreement · Officers or directors

09:00

  1. 09:44
    CPHI China Pharma Holdings, Inc. · Unregistered shares sold · New agreement

10:00

  1. 10:12
    EDU New Oriental Education & Technology Group Inc. · Amended registration statement

12:00

  1. 12:04
    GLBZ Glen Burnie Bancorp · Results, market hours
  2. 12:13
    CET Central Securities Corp · Proxy statement

13:00

  1. 13:09
    LTC LTC Properties Inc · Results, market hours
  2. 13:12
    LTC LTC Properties Inc · Officers or directors
  3. 13:16
    ULBI Ultralife Corp · Investor disclosure
  4. 13:22
    NSSC Napco Security Technologies, Inc · Results, market hours
  5. 13:24
    BCE BCE Inc · Stake amended
  6. 13:34
    PPIH Perma-Pipe International Holdings, Inc. · New agreement

14:00

  1. 14:02
    BKYI Bio Key International Inc · Announcement
  2. 14:05
    FXY Invesco CurrencyShares Japanese Yen Trust · Amended registration statement
  3. 14:19
    SBR Sabine Royalty Trust · Results, market hours
  4. 14:32
    UBCP United Bancorp Inc · Results, market hours

15:00

  1. 15:15
    CREX Creative Realities, Inc. · Officers or directors
  2. 15:19
    GF New Germany Fund Inc · Stake amended
  3. 15:26
    APT Alpha Pro Tech Ltd · Investor disclosure

16:00

  1. 16:03
    GLAD Gladstone Capital Corp · Quarterly report
  2. 16:04
    RVSB Riverview Bancorp Inc · Quarterly report
  3. 16:14
    GLAD Gladstone Capital Corp · Results, after-hours
  4. 16:48
    TAYD Taylor Devices, Inc. · Officers or directors

17:00

  1. 17:01
    PNRG Primeenergy Resources Corp · Officers or directors
  2. 17:02
    RAVE Rave Restaurant Group, Inc. · Officers or directors
  3. 17:25
    CVCO Cavco Industries, Inc. · Quarterly report

21:00

  1. 21:26
    RICK RCI Hospitality Holdings, Inc. · Officers or directors

22:00

  1. 22:00
    GTY Getty Realty Corp · Results, after-hours

—

  1. —
    PDFS PDF Solutions Inc · Current report
  2. —
    GIB CGI Inc · Stake amended
  3. —
    MSN Emerson Radio Corp · Current report
  4. —
    NSTM NovelStem International Corp. · Current report
  5. —
    UEEC United Health Products, Inc. · Current report
  6. —
    REOS ReoStar Energy CORP · Current report
  7. —
    AWRE Aware Inc · Current report
  8. —
    — Sotherly Hotels Inc. · Current report (amended)
38 of 38

Index

Forms filed

  • Insider filing432
  • Current report8-K26
  • Passive stake reportedSC 13G23
  • Initial ownership321
  • Foreign issuer report6-K21
  • Passive stake amendedSC 13G/A11
  • SUPPL5
  • Quarterly report10-Q4
  • CORRESP3
  • N-CSR3
  • Stake amendedSC 13D/A3
  • 10QSB2
  • Prospectus supplement424B32
  • Prospectus supplement424B52
  • Annual ownership52
  • UPLOAD2
  • 10KSB1
  • 10KSB/A1
  • Institutional holdings13F-HR1
  • Prospectus supplement424B21
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CB1
  • CERTNAS1
  • Proxy statementDEF 14A1
  • Amended registration statementF-1/A1
  • Free writing prospectusFWP1
  • N-30B-21
  • Amended registration statementS-1/A1
  • SB-2/A1
  • Stake reportedSC 13D1
  • SC TO-T/A1

43 companies

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