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What covered companies filed with the SEC, day by day.

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‹ Mon, Apr 2, 2007

Tuesday, April 3, 2007

230 filings · 140 companiesAll checks passed · Updated Nov 7

Wed, Apr 4, 2007 ›
The dayTuesday, April 3

By time of day

50 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

2 announced

After-hours2

  • 16:14CALMCal-Maine Foods Inc
  • 17:21RVSBRiverview Bancorp Inc

Reports

0 quarterly · 7 annual
  1. Scully Royalty Ltd.SRL · 20-F · Dec 31 · 21:37
    ——
  2. Golden Minerals CoAUMN · 10-K · Dec 31 · 10:04
    ——
  3. SAP SESAP · 20-F · Dec 31 · 12:15
    ——
  4. TAP Real Estate Technologies, Inc.RWAX · 10-K/A · Dec 31 · 14:14
    ——
  5. Cato CorpCATO · 10-K · Feb 3 · 15:45
    ——
  6. Iamgold CorpIAG · 40-F · Dec 31 · —
    ——
  7. Wright Investors Service Holdings, Inc.IWSH · 10-K · Dec 31 · —
    ——

Insiders

22 filings
Purchases$941.91K12 filings
Sales$960.71K10 filings
FTEKFuel Tech, Inc. · Tracy H Krumme, Vice President$434.67KSale · 17,500 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, President and CEO$394.75KSale · 50,000 sh
SARSaratoga Investment Corp. · Daniel I Castro JR, Member of Inv. Comm.$300.00KPurchase · 20,000 sh
SARSaratoga Investment Corp. · Thomas Inglesby V, Chief Executive Officer$180.00KPurchase · 12,000 sh
SARSaratoga Investment Corp. · George Cabell Williams III, Director$150.00KPurchase · 10,000 sh
MXFMexico Fund Inc · Eugenio Clariond, Director$81.20KPurchase · 2,000 sh
Open insider activity

Agreements

3 filings
  1. 20:47BNET Bion Environmental Technologies Inc · New agreement
  2. 16:22CMS-PB Consumers Energy Co · New agreement
  3. 12:19INIS Radnostix Inc · Unregistered shares sold · New agreement

Officers and directors

1 filing
  1. 19:11IEP Icahn Enterprises L.P. · Officers or directors

Filings

50 listed

17:00

  1. 17:46
    PED Pedevco Corp · Late filing notice

18:00

  1. 18:22
    CRTD Creatd, Inc. · Late filing notice
  2. 18:37
    PLAG Planet Green Holdings Corp. · Late filing notice

19:00

  1. 19:11
    IEP Icahn Enterprises L.P. · Officers or directors
  2. 19:43
    KZIA Kazia Therapeutics Ltd · Stake amended

21:00

  1. 21:08
    — CS Diagnostics Corp. · Late filing notice
  2. 21:37
    SRL Scully Royalty Ltd. · Annual report

10:00

  1. 10:04
    AUMN Golden Minerals Co · Annual report
  2. 10:25
    IBOC International Bancshares Corp · Announcement
  3. 10:49
    AMFN American Fusion, Inc. · Late filing notice
  4. 10:57
    NEPH Nephros Inc · Late filing notice

11:00

  1. 11:08
    SNUS-PH Santander Holdings USA, Inc. · Proxy statement
  2. 11:35
    CNA CNA Financial Corp · Proxy statement
  3. 11:53
    NWBO Northwest Biotherapeutics Inc · Late filing notice

12:00

  1. 12:05
    POSC Positron Corp · Late filing notice
  2. 12:15
    SAP SAP SE · Annual report
  3. 12:19
    INIS Radnostix Inc · Unregistered shares sold · New agreement

13:00

  1. 13:31
    JJSF J&J Snack Foods Corp · Announcement

14:00

  1. 14:14
    RWAX TAP Real Estate Technologies, Inc. · Amended annual report
  2. 14:33
    BLGO Biolargo, Inc. · Late filing notice
  3. 14:34
    ISCO International Stem Cell CORP · Late filing notice
  4. 14:54
    FENC Fennec Pharmaceuticals Inc. · Proxy statement

15:00

  1. 15:45
    CATO Cato Corp · Annual report
  2. 15:47
    LIVE Live Ventures Inc · Auditor change
  3. 15:48
    QXO QXO, Inc. · Late filing notice

16:00

  1. 16:00
    PETS Petmed Express Inc · Announcement
  2. 16:14
    CALM Cal-Maine Foods Inc · Results, after-hours (amended)
  3. 16:22
    CMS-PB Consumers Energy Co · New agreement
  4. 16:28
    VTSI VirTra, Inc · Late filing notice
  5. 16:35
    PAYD Paid Inc · Late filing notice
  6. 16:44
    CBAT CBAK Energy Technology Ltd · Auditor change
  7. 16:52
    HNRG Hallador Energy Co · Late filing notice

17:00

  1. 17:02
    MCY Mercury General Corp · Proxy statement
  2. 17:21
    RVSB Riverview Bancorp Inc · Results, after-hours
  3. 17:23
    SKAS Saker Aviation Services, Inc. · Late filing notice

18:00

  1. 18:57
    APCX AppTech Payments Corp. · Late filing notice

20:00

  1. 20:47
    BNET Bion Environmental Technologies Inc · New agreement

—

  1. —
    SPST Superstar Platforms Inc. · Current report
  2. —
    MSN Emerson Radio Corp · Current report
  3. —
    QSEP QS Energy, Inc. · Late filing notice
40 of 50

Index

Forms filed

  • Insider filing490
  • Foreign issuer report6-K22
  • Late filing noticeNT 10-K21
  • Initial ownership319
  • Current report8-K16
  • 40-17G8
  • Initial ownership, amended3/A7
  • Insider filing, amended4/A5
  • Proxy materialDEFA14A5
  • Annual report to shareholdersARS4
  • Proxy statementDEF 14A4
  • UPLOAD4
  • Annual report10-K3
  • 10KSB3
  • SUPPL3
  • Annual report20-F2
  • CORRESP2
  • Amended annual report10-K/A1
  • Annual report40-F1
  • Prospectus supplement424B31
  • Current report (amended)8-K/A1
  • Information statementDEF 14C1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • Shelf registrationS-31
  • Employee plan registrationS-81
  • SB-2/A1
  • Stake amendedSC 13D/A1
  • SC TO-T/A1

54 companies

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  • University Bancorp Inc

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