Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 22
  2. 23
  3. 26
  4. 27
  5. 28
  6. 29
  7. 30
  8. 2
  9. 3
  10. 4
‹ Tue, Apr 3, 2007

Wednesday, April 4, 2007

134 filings · 101 companiesAll checks passed · Updated Nov 7

Thu, Apr 5, 2007 ›
The dayWednesday, April 4

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

4 announced

After-hours4

  • 16:07CVUCPI Aerostructures Inc
  • 16:36CIACitizens, Inc.
  • 18:25AUMNGolden Minerals Co
  • 19:05GUREGulf Resources, Inc.

Reports

0 quarterly · 1 annual
  1. Entree Resources Ltd.ERLFF · 40-F · Dec 31 · —
    ——

Insiders

5 filings
Purchases$414.47K2 filings
Sales$181.84K3 filings
MXFMexico Fund Inc · Eugenio Clariond, Director$325.60KPurchase · 8,000 sh
—NextSource Materials Inc. · Richard E Schler, Vice President & CFO$127.00KSale · 100,000 sh
KZIAKazia Therapeutics Ltd · Austin Josiah T, 10% owner$88.87KPurchase · 8,914 sh
ARTNAArtesian Resources Corp · Kenneth R Biederman, Director$29.72KSale · 1,500 sh
PCSVPCS Edventures!, Inc. · Donald J Farley, Director$25.13KSale · 20,000 sh
Open insider activity

Agreements

2 filings
  1. 11:59RWAX TAP Real Estate Technologies, Inc. · New agreement
  2. 10:14SLNG Stabilis Solutions, Inc. · New agreement

Officers and directors

6 filings
  1. 14:58VASO Vaso Corp · Officers or directors
  2. 14:38CWCO Consolidated Water Co. Ltd. · Officers or directors
  3. 14:20CATO Cato Corp · Officers or directors
  4. 13:28MNOV Medicinova Inc · Officers or directors
  5. 12:47TPB Turning Point Brands, Inc. · Officers or directors
  6. 11:26FBSI First Bancshares Inc · Officers or directors

Filings

34 listed

18:00

  1. 18:19
    — ProtoKinetix, Inc. · Stake reported

22:00

  1. 22:41
    DSS DSS, Inc. · Proxy statement

08:00

  1. 08:45
    PEBK Peoples Bancorp of North Carolina Inc · Proxy statement

10:00

  1. 10:03
    USO United States Oil Fund, LP · Current report
  2. 10:08
    HTLD Heartland Express Inc · Proxy statement
  3. 10:14
    SLNG Stabilis Solutions, Inc. · New agreement

11:00

  1. 11:26
    FBSI First Bancshares Inc · Officers or directors
  2. 11:53
    POCI Precision Optics Corporation, Inc. · Stake reported
  3. 11:57
    BMNM Bimini Capital Management, Inc. · Proxy statement
  4. 11:59
    RWAX TAP Real Estate Technologies, Inc. · New agreement

12:00

  1. 12:12
    MLCO Melco Resorts & Entertainment LTD · Amended annual report
  2. 12:19
    POCI Precision Optics Corporation, Inc. · Stake amended
  3. 12:47
    TPB Turning Point Brands, Inc. · Officers or directors

13:00

  1. 13:28
    MNOV Medicinova Inc · Officers or directors

14:00

  1. 14:20
    CATO Cato Corp · Officers or directors
  2. 14:24
    LBSR Liberty Star Uranium & Metals Corp. · Investor disclosure
  3. 14:38
    CWCO Consolidated Water Co. Ltd. · Officers or directors
  4. 14:43
    RAIL FreightCar America, Inc. · Proxy statement
  5. 14:58
    VASO Vaso Corp · Officers or directors
  6. 14:59
    IEP Icahn Enterprises L.P. · Announcement

15:00

  1. 15:22
    CLWT Euro Tech Holdings Co Ltd · Stake amended

16:00

  1. 16:07
    CVU CPI Aerostructures Inc · Results, after-hours (amended)
  2. 16:23
    CATX Perspective Therapeutics, Inc. · Announcement
  3. 16:36
    CIA Citizens, Inc. · Results, after-hours
  4. 16:58
    TPHS Trinity Place Holdings Inc. · Stake amended

17:00

  1. 17:24
    EDN Edenor · Registration statement

18:00

  1. 18:10
    BNBX BNB Plus Corp. · Announcement
  2. 18:25
    AUMN Golden Minerals Co · Results, after-hours

19:00

  1. 19:05
    GURE Gulf Resources, Inc. · Results, after-hours

21:00

  1. 21:25
    TCI Transcontinental Realty Investors Inc · Acquisition or sale completed (amended)

—

  1. —
    ERLFF Entree Resources Ltd. · Annual report
  2. —
    TVE Tennessee Valley Authority · Current report
  3. —
    NEON Neonode Inc. · Current report
  4. —
    IWSH Wright Investors Service Holdings, Inc. · Current report
34 of 34

Index

Forms filed

  • Insider filing442
  • Foreign issuer report6-K20
  • Current report8-K19
  • Proxy statementDEF 14A5
  • UPLOAD5
  • 40-17G4
  • SUPPL4
  • CORRESP3
  • Proxy materialDEFA14A3
  • Stake amendedSC 13D/A3
  • 10KSB2
  • Initial ownership32
  • Initial ownership, amended3/A2
  • Current report (amended)8-K/A2
  • Annual report to shareholdersARS2
  • Stake reportedSC 13D2
  • Amended annual report20-F/A1
  • Annual report40-F1
  • 4971
  • Insider filing, amended4/A1
  • Registration statementF-11
  • F-31
  • POS EX1
  • PRE 14C1
  • Shelf registrationS-31
  • Merger registrationS-41
  • SB-21
  • SB-2/A1
  • Passive stake reportedSC 13G1
  • SC TO-T/A1

38 companies

A

B

C

D

E

F

G

H

I

K

L

M

N

P

S

T

U

V

W