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What covered companies filed with the SEC, day by day.

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‹ Wed, Apr 4, 2007

Thursday, April 5, 2007

132 filings · 108 companiesAll checks passed · Updated Nov 7

Fri, Apr 6, 2007 ›
The dayThursday, April 5
Delisting noticesASTC11:20NPK17:04

By time of day

49 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

7 announced

Market hours6

  • 13:26CRMZCreditriskmonitor Com Inc
  • 13:53VIRCVirco MFG Corporation
  • 14:12ARLAmerican Realty Investors Inc
  • 14:12IORIncome Opportunity Realty Investors Inc
  • 14:12TCITranscontinental Realty Investors Inc
  • 15:11SBRSabine Royalty Trust

After-hours1

  • 16:40EQSEquus Total Return, Inc.

Reports

1 quarterly · 3 annual
  1. Canon IncCAJPY · 20-F · Dec 31 · 06:36
    ——
  2. DHT Holdings, Inc.DHT · 20-F · Dec 31 · 09:55
    ——
  3. Clean Energy Technologies, Inc.CETY · 10-K · Dec 31 · 13:56
    ——
  4. Resources Connection, Inc.RGP · 10-Q · Feb 28 · 14:16
    ——

Insiders

8 filings
Purchases$500.00K2 filings
Sales$1.60M6 filings
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$1.43MSale · 34,500 sh
INISRadnostix Inc · Ralph M Richart, Director$475.00KPurchase · 5,277,777 sh
OVTZOculus Inc. · Anton J Drescher, Corporate Secretary$62.50KSale · 250,000 sh
PCSVPCS Edventures!, Inc. · Donald J Farley, Director$59.88KSale · 38,000 sh
ODCOil-Dri Corp of America · Thomas F Cofsky, Vice President$41.40KSale · 2,250 sh
INISRadnostix Inc · Christopher G Grosso, Director$25.00KPurchase · 277,777 sh
Open insider activity

Agreements

10 filings
  1. 17:20TOVX Theriva Biologics, Inc. · New agreement
  2. 17:12USLM United States Lime & Minerals Inc · New debt · New agreement
  3. 17:08UONE Urban One, Inc. · New agreement
  4. 17:04CNTY Century Casinos Inc · Agreement ended
  5. 16:37FRHC Freedom Holding Corp. · Unregistered shares sold · New agreement
  6. 16:07TGTX TG Therapeutics, Inc. · Unregistered shares sold · New agreement
  7. 14:20BLGO Biolargo, Inc. · New agreement
  8. 14:01LITS Lite Strategy, Inc. · New agreement

Officers and directors

6 filings
  1. 20:14TCI Transcontinental Realty Investors Inc · Officers or directors
  2. 20:11IOR Income Opportunity Realty Investors Inc · Officers or directors
  3. 20:09ARL American Realty Investors Inc · Officers or directors
  4. 18:28LGL LGL Group Inc · Officers or directors
  5. 16:40EQS Equus Total Return, Inc. · Officers or directors · Results, after-hours
  6. 19:27UHAL U-Haul Holding Co · Officers or directors

Filings

49 listed

19:00

  1. 19:27
    UHAL U-Haul Holding Co · Officers or directors
  2. 19:45
    — CS Diagnostics Corp. · Auditor change

06:00

  1. 06:01
    USLM United States Lime & Minerals Inc · Proxy statement
  2. 06:36
    CAJPY Canon Inc · Annual report

07:00

  1. 07:41
    IEP Icahn Enterprises L.P. · New debt · Unregistered shares sold · New agreement

08:00

  1. 08:39
    HCSG Healthcare Services Group Inc · Proxy statement

09:00

  1. 09:00
    DLHC DLH Holdings Corp. · Announcement
  2. 09:15
    CMS-PB Consumers Energy Co · New agreement
  3. 09:55
    DHT DHT Holdings, Inc. · Annual report

11:00

  1. 11:08
    UG United Guardian Inc · Proxy statement
  2. 11:20
    ASTC Astrotech Corp · Delisting notice

12:00

  1. 12:23
    GGN GAMCO Global Gold, Natural Resources & Income Trust · Proxy statement
  2. 12:27
    GLU Gabelli Global Utility & Income Trust · Proxy statement

13:00

  1. 13:26
    CRMZ Creditriskmonitor Com Inc · Results, market hours
  2. 13:47
    GDV Gabelli Dividend & Income Trust · Proxy statement
  3. 13:53
    VIRC Virco MFG Corporation · Results, market hours
  4. 13:56
    CETY Clean Energy Technologies, Inc. · Annual report

14:00

  1. 14:01
    LITS Lite Strategy, Inc. · New agreement
  2. 14:12
    ARL American Realty Investors Inc · Results, market hours
  3. 14:12
    IOR Income Opportunity Realty Investors Inc · Results, market hours
  4. 14:12
    TCI Transcontinental Realty Investors Inc · Results, market hours
  5. 14:15
    GGT Gabelli Multimedia Trust Inc. · Proxy statement
  6. 14:16
    RGP Resources Connection, Inc. · Quarterly report
  7. 14:20
    BLGO Biolargo, Inc. · New agreement
  8. 14:48
    BKTI BK Technologies Corp · Proxy statement

15:00

  1. 15:11
    SBR Sabine Royalty Trust · Results, market hours

16:00

  1. 16:07
    TGTX TG Therapeutics, Inc. · Unregistered shares sold · New agreement
  2. 16:30
    DWSN Dawson Geophysical Co · Announcement
  3. 16:37
    FRHC Freedom Holding Corp. · Unregistered shares sold · New agreement
  4. 16:40
    EQS Equus Total Return, Inc. · Officers or directors · Results, after-hours
  5. 16:40
    STRS Stratus Properties Inc · Proxy statement
  6. 16:46
    GBR New Concept Energy, Inc. · Current report
  7. 16:51
    SNUS-PH Santander Holdings USA, Inc. · Bylaws or fiscal year changed

17:00

  1. 17:04
    CNTY Century Casinos Inc · Agreement ended
  2. 17:04
    NPK National Presto Industries Inc · Delisting notice
  3. 17:08
    UONE Urban One, Inc. · New agreement
  4. 17:12
    USLM United States Lime & Minerals Inc · New debt · New agreement
  5. 17:20
    TOVX Theriva Biologics, Inc. · New agreement
  6. 17:55
    GUT Gabelli Utility Trust · Proxy statement

18:00

  1. 18:28
    LGL LGL Group Inc · Officers or directors
40 of 49

Index

Forms filed

  • Current report8-K34
  • Insider filing424
  • Foreign issuer report6-K11
  • Proxy statementDEF 14A11
  • Insider filing, amended4/A7
  • 40-6C/A5
  • Employee plan registrationS-83
  • UPLOAD3
  • Annual report20-F2
  • Initial ownership32
  • Annual report to shareholdersARS2
  • CORRESP2
  • POS AM2
  • Preliminary proxy statementPRE 14A2
  • Asset-backed distribution report10-D1
  • Annual report10-K1
  • 10KSB1
  • 10KSB/A1
  • Quarterly report10-Q1
  • Notice of intent to sell1441
  • 40-17G1
  • 40-17G/A1
  • CB/A1
  • F-X/A1
  • N-2/A1
  • N-8A1
  • N-CSR1
  • REGDEX1
  • RW1
  • Shelf registrationS-31
  • S-3ASR1
  • Merger registrationS-41
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1
  • SE1
  • SUPPL1

52 companies

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