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What covered companies filed with the SEC, day by day.

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‹ Thu, Jul 12, 2007

Friday, July 13, 2007

109 filings · 87 companiesAll checks passed · Updated Nov 7

Mon, Jul 16, 2007 ›
The dayFriday, July 13

By time of day

36 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

7 announced

Market hours1

  • 14:39FIZZNational Beverage Corp

After-hours6

  • 19:09SARSaratoga Investment Corp.
  • 16:33WTIW&T Offshore Inc
  • 16:38FCFSFirstCash Holdings, Inc.
  • 17:07ATLOAmes National Corp
  • 17:25MSBMesabi Trust
  • 20:55UNBUnion Bankshares Inc

Reports

3 quarterly · 5 annual
  1. DeFi Capital Markets, Inc.DCM · 10-K · Mar 31 · 15:27
    ——
  2. Americas Carmart IncCRMT · 10-K · Apr 30 · 15:54
    ——
  3. Saratoga Investment Corp.SAR · 10-Q · May 31 · 16:59
    ——
  4. Protalix BioTherapeutics, Inc.PLX · 10-K/A · Dec 31 · 18:33
    ——
  5. Dixie Group IncDXYN · 10-K/A · Dec 30 · —
    ——
  6. Dixie Group IncDXYN · 10-Q/A · Jul 1 · —
    ——
  7. Dixie Group IncDXYN · 10-Q/A · Sep 30 · —
    ——
  8. FEC Resources Inc.FECOF · 20-F · Dec 31 · —
    ——

Insiders

7 filings
Purchases$533.94K3 filings
Sales$13.17M4 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$6.67MSale · 155,100 sh
TWITitan International Inc · Jana Partners LLC, 10% owner$6.28MSale · 191,195 sh
VISKViskase Holdings, Inc. · Highbridge Capital Management LLC, 10% owner$421.38KPurchase · 54,513 sh
PPIHPerma-Pipe International Holdings, Inc. · David Unger, Chairman & CEO$155.00KSale · 5,000 sh
MINDMind Technology, Inc · Peter H Blum, Director$100.00KPurchase · 22,624 sh
ODCOil-Dri Corp of America · Daniel Thomas Smith, Vice President & Chief Accntg$58.58KSale · 3,300 sh
Open insider activity

Agreements

2 filings
  1. 16:38FCFS FirstCash Holdings, Inc. · Acquisition or sale completed · New agreement · Results, after-hours (amended)
  2. 13:44DLPN Dolphin Entertainment, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 15:00NORD Nordicus Partners Corp · Officers or directors
  2. 11:12FDBC Fidelity D & D Bancorp Inc · Officers or directors

Filings

36 listed

19:00

  1. 19:09
    SAR Saratoga Investment Corp. · Results, after-hours

21:00

  1. 21:10
    NICH Nitches Inc · Late filing notice

11:00

  1. 11:05
    MELI MercadoLibre Inc · Amended registration statement
  2. 11:12
    FDBC Fidelity D & D Bancorp Inc · Officers or directors

13:00

  1. 13:44
    DLPN Dolphin Entertainment, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
  2. 13:52
    USAU U.S. Gold Corp. · Stake amended

14:00

  1. 14:20
    QGEN Qiagen N.V. · Merger communication
  2. 14:39
    FIZZ National Beverage Corp · Results, market hours

15:00

  1. 15:00
    NORD Nordicus Partners Corp · Officers or directors
  2. 15:01
    NAGE Niagen Bioscience, Inc. · Late filing notice
  3. 15:11
    AMFN American Fusion, Inc. · Bylaws or fiscal year changed
  4. 15:27
    DCM DeFi Capital Markets, Inc. · Annual report
  5. 15:37
    GRBK Green Brick Partners, Inc. · Announcement
  6. 15:54
    CRMT Americas Carmart Inc · Annual report

16:00

  1. 16:13
    TPHS Trinity Place Holdings Inc. · Announcement
  2. 16:33
    WTI W&T Offshore Inc · Results, after-hours
  3. 16:34
    EGAN Egain Corp · Acquisition or sale completed
  4. 16:38
    FCFS FirstCash Holdings, Inc. · Acquisition or sale completed · New agreement · Results, after-hours (amended)
  5. 16:42
    STKS ONE Group Hospitality, Inc. · Stake reported
  6. 16:42
    STKS ONE Group Hospitality, Inc. · Stake reported
  7. 16:54
    INIS Radnostix Inc · Stake reported
  8. 16:59
    SAR Saratoga Investment Corp. · Quarterly report

17:00

  1. 17:02
    TLS Telos Corp · Auditor change
  2. 17:07
    ATLO Ames National Corp · Results, after-hours
  3. 17:25
    MSB Mesabi Trust · Results, after-hours

18:00

  1. 18:33
    PLX Protalix BioTherapeutics, Inc. · Amended annual report

20:00

  1. 20:55
    UNB Union Bankshares Inc · Results, after-hours

21:00

  1. 21:11
    PLX Protalix BioTherapeutics, Inc. · Announcement

—

  1. —
    DXYN Dixie Group Inc · Amended annual report
  2. —
    DXYN Dixie Group Inc · Amended quarterly report
  3. —
    DXYN Dixie Group Inc · Amended quarterly report
  4. —
    DXYN Dixie Group Inc · Current report
  5. —
    FECOF FEC Resources Inc. · Annual report
  6. —
    UTSI Utstarcom Holdings Corp. · Current report
  7. —
    CLFD Clearfield, Inc. · Proxy statement
  8. —
    WDLF Decentral Life, Inc. · Late filing notice
36 of 36

Index

Forms filed

  • Insider filing421
  • Current report8-K17
  • Foreign issuer report6-K8
  • 10QSB7
  • Initial ownership35
  • Prospectus supplement424B35
  • CORRESP5
  • UPLOAD5
  • Late filing noticeNT 10-Q3
  • Stake reportedSC 13D3
  • Annual report10-K2
  • Amended annual report10-K/A2
  • Amended quarterly report10-Q/A2
  • Insider filing, amended4/A2
  • Proxy voting recordN-PX2
  • SC TO-I/A2
  • 10KSB1
  • Quarterly report10-Q1
  • Employee plan annual report11-K1
  • Annual report20-F1
  • Merger communication4251
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • DEFC14A1
  • EFFECT1
  • POS EX1
  • REGDEX1
  • REGDEX/A1
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • SB-21
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1

37 companies

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