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What covered companies filed with the SEC, day by day.

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‹ Wed, Aug 15, 2007

Thursday, August 16, 2007

144 filings · 118 companiesAll checks passed · Updated Nov 7

Fri, Aug 17, 2007 ›
The dayThursday, August 16

By time of day

45 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

5 announced

Market hours2

  • 15:40YHGJYunhong Green CTI Ltd.
  • 15:44EQSEquus Total Return, Inc.

After-hours3

  • 16:15NTIPNETWORK-1 Technologies, Inc.
  • 20:42AHNRFAthena Gold Corp
  • 20:47IORIncome Opportunity Realty Investors Inc

Reports

2 quarterly · 3 annual
  1. Protalix BioTherapeutics, Inc.PLX · 10-Q · Jun 30 · 21:31
    ——
  2. Cal-Maine Foods IncCALM · 10-K · Jun 2 · 14:22
    ——
  3. Richardson Electronics, Ltd.RELL · 10-K · Jun 2 · 16:05
    ——
  4. TAP Real Estate Technologies, Inc.RWAX · 10-Q · Jun 30 · 17:26
    ——
  5. Cyanotech CorpCYAN · 10-K · Mar 31 · —
    ——

Insiders

23 filings
Purchases$3.19M20 filings
Sales$451.66K3 filings
CQPCheniere Energy Partners, L.P. · Charif Souki, Chairman & CEO$1.45MPurchase · 84,700 sh
FUNDSprott Focus Trust Inc. · W Whitney George, Vice President$689.51KPurchase · 71,884 sh
JJSFJ&J Snack Foods Corp · Michael Karaban, Senior Vice President$298.90KSale · 8,000 sh
BRWSaba Capital Income & Opportunities Fund · David Putnam, Director$234.35KPurchase · 35,000 sh
MFICMidCap Financial Investment Corp · John J Suydam, Vice President$188.92KPurchase · 10,000 sh
GDLGDL Fund · Gamco Investors, Inc. et AL$151.20KPurchase · 10,000 sh
Open insider activity

Agreements

5 filings
  1. 20:46FWDI Forward Industries, Inc. · New agreement · Officers or directors
  2. 17:26SPQS SportsQuest, Inc. · Change in control · New agreement · Officers or directors
  3. 16:41ULBI Ultralife Corp · New agreement
  4. 14:59NLST Netlist Inc · Agreement ended
  5. 17:36— CS Diagnostics Corp. · New agreement

Officers and directors

6 filings
  1. 20:46FWDI Forward Industries, Inc. · New agreement · Officers or directors
  2. 20:15CSBR Champions Oncology, Inc. · Officers or directors
  3. 17:57IDN Intellicheck, Inc. · Officers or directors
  4. 17:26SPQS SportsQuest, Inc. · Change in control · New agreement · Officers or directors
  5. 15:44EQS Equus Total Return, Inc. · Officers or directors · Results, market hours
  6. 06:01GHM Graham Corp · Officers or directors

Filings

45 listed

17:00

  1. 17:36
    — CS Diagnostics Corp. · New agreement
  2. 17:52
    RWAX TAP Real Estate Technologies, Inc. · Announcement

18:00

  1. 18:38
    CQP Cheniere Energy Partners, L.P. · Investor disclosure

21:00

  1. 21:31
    PLX Protalix BioTherapeutics, Inc. · Quarterly report

06:00

  1. 06:01
    GHM Graham Corp · Officers or directors

11:00

  1. 11:42
    TRNS Transcat Inc · Announcement

12:00

  1. 12:30
    SKY Champion Homes, Inc. · Proxy statement

14:00

  1. 14:15
    MMU Western Asset Managed Municipals Fund Inc. · Proxy statement
  2. 14:22
    CALM Cal-Maine Foods Inc · Annual report
  3. 14:59
    NLST Netlist Inc · Agreement ended

15:00

  1. 15:17
    EHI Western Asset Global High Income Fund Inc. · Proxy statement
  2. 15:40
    YHGJ Yunhong Green CTI Ltd. · Results, market hours
  3. 15:44
    EQS Equus Total Return, Inc. · Officers or directors · Results, market hours

16:00

  1. 16:05
    RELL Richardson Electronics, Ltd. · Annual report
  2. 16:12
    BVFL BV Financial, Inc. · Announcement
  3. 16:14
    HIO Western Asset High Income Opportunity Fund Inc. · Announcement
  4. 16:15
    NTIP NETWORK-1 Technologies, Inc. · Results, after-hours
  5. 16:18
    HURC Hurco Companies Inc · Current report
  6. 16:19
    EMD Western Asset Emerging Markets Debt Fund Inc. · Announcement
  7. 16:20
    BWMG Brownie's Marine Group, Inc · Stake reported
  8. 16:22
    EHI Western Asset Global High Income Fund Inc. · Announcement
  9. 16:26
    HIX Western Asset High Income Fund II Inc. · Announcement
  10. 16:29
    FNLC First Bancorp, Inc · Announcement
  11. 16:30
    CIX Compx International Inc · Investor disclosure
  12. 16:39
    ACFN Acorn Energy, Inc. · Investor disclosure
  13. 16:41
    ULBI Ultralife Corp · New agreement

17:00

  1. 17:13
    VISK Viskase Holdings, Inc. · Announcement
  2. 17:24
    LITS Lite Strategy, Inc. · Stake reported
  3. 17:26
    RWAX TAP Real Estate Technologies, Inc. · Quarterly report
  4. 17:26
    SPQS SportsQuest, Inc. · Change in control · New agreement · Officers or directors
  5. 17:57
    IDN Intellicheck, Inc. · Officers or directors

19:00

  1. 19:18
    POSC Positron Corp · Unregistered shares sold

20:00

  1. 20:15
    CSBR Champions Oncology, Inc. · Officers or directors
  2. 20:42
    AHNRF Athena Gold Corp · Results, after-hours
  3. 20:46
    FWDI Forward Industries, Inc. · New agreement · Officers or directors
  4. 20:47
    IOR Income Opportunity Realty Investors Inc · Results, after-hours

21:00

  1. 21:04
    FTF Franklin Ltd Duration Income Trust · Proxy statement
  2. 21:21
    SNFCA Security National Financial Corp · Proxy statement

—

  1. —
    CARV Carver Bancorp Inc · Current report
  2. —
    UTSI Utstarcom Holdings Corp. · Current report
40 of 45

Index

Forms filed

  • Insider filing443
  • Current report8-K32
  • Foreign issuer report6-K27
  • Proxy statementDEF 14A5
  • CORRESP4
  • Annual report10-K3
  • REGDEX3
  • UPLOAD3
  • Quarterly report10-Q2
  • 10QSB2
  • Initial ownership32
  • Employee plan registrationS-82
  • Stake reportedSC 13D2
  • SUPPL2
  • 10KSB1
  • Insider filing, amended4/A1
  • Annual ownership51
  • Current report (amended)8-K/A1
  • EFFECT1
  • N-Q1
  • NSAR-A1
  • POS AM1
  • REGDEX/A1
  • Shelf registrationS-31
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1

48 companies

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