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What covered companies filed with the SEC, day by day.

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‹ Mon, Oct 15, 2007

Tuesday, October 16, 2007

112 filings · 75 companiesAll checks passed · Updated Nov 7

Wed, Oct 17, 2007 ›
The dayTuesday, October 16

By time of day

23 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

3 announced

Market hours2

  • 09:38SFSTSouthern First Bancshares Inc
  • 12:48OPHCOptimumBank Holdings, Inc.

After-hours1

Reports

1 quarterly · 0 annual
  1. HG Holdings, Inc.STLY · 10-Q · Sep 29 · —
    ——

Insiders

16 filings
Purchases$328.58K10 filings
Sales$3.33M6 filings
TRCKTrack Group, Inc. · Peter McCall, Director$762.50KSale · 250,000 sh
MINDMind Technology, Inc · Billy F Mitcham JR, CEO & President$759.24KSale · 37,656 sh
TRAKReposiTrak, Inc. · Randall K Fields, CEO$755.00KSale · 250,000 sh
BRNBarnwell Industries Inc · Russell M Gifford, EVP, CFO, Tres., Secy.$533.75KSale · 35,000 sh
ARTWArts WAY Manufacturing Co Inc · J Ward McConnell JR, Director$346.86KSale · 13,700 sh
SFDSmithfield Foods Inc · C Larry Pope, President and C.E.O.$293.06KPurchase · 10,000 sh
Open insider activity

Agreements

3 filings
  1. 18:52GTBP GT Biopharma, Inc. · New agreement
  2. 17:11AURX Nuo Therapeutics, Inc. · New agreement
  3. 17:02CATX Perspective Therapeutics, Inc. · New agreement

Officers and directors

2 filings
  1. 17:15TOVX Theriva Biologics, Inc. · Officers or directors
  2. 16:58OMQS Omniq Corp. · Officers or directors

Filings

23 listed

07:00

  1. 07:53
    GLAD Gladstone Capital Corp · Announcement

09:00

  1. 09:28
    ABVC Abvc Biopharma, Inc. · Investor disclosure
  2. 09:38
    SFST Southern First Bancshares Inc · Results, market hours

12:00

  1. 12:48
    OPHC OptimumBank Holdings, Inc. · Results, market hours

13:00

  1. 13:10
    TCI Transcontinental Realty Investors Inc · Proxy statement
  2. 13:38
    INTI Inhibitor Therapeutics, Inc. · Current report

14:00

  1. 14:47
    SOTK Sono TEK Corp · Investor disclosure
  2. 14:51
    RDCT Vnue, Inc. · Late filing notice

16:00

  1. 16:06
    QNBC QNB Corp. · Results, after-hours
  2. 16:08
    NEPH Nephros Inc · Announcement
  3. 16:33
    SFD Smithfield Foods Inc · Announcement
  4. 16:58
    OMQS Omniq Corp. · Officers or directors

17:00

  1. 17:02
    CATX Perspective Therapeutics, Inc. · New agreement
  2. 17:11
    AURX Nuo Therapeutics, Inc. · New agreement
  3. 17:15
    TOVX Theriva Biologics, Inc. · Officers or directors
  4. 17:22
    PTIX Protagenic Therapeutics, Inc.\new · Merger communication

18:00

  1. 18:52
    GTBP GT Biopharma, Inc. · New agreement

—

  1. —
    STLY HG Holdings, Inc. · Current report
  2. —
    STLY HG Holdings, Inc. · Quarterly report
  3. —
    LAMR Lamar Advertising Co · Current report
  4. —
    MLMC FrankSpeech Network, Inc. · Proxy statement
  5. —
    UEEC United Health Products, Inc. · Current report
  6. —
    HBIO Harvard Bioscience Inc · Current report
23 of 23

Index

Forms filed

  • Insider filing437
  • Foreign issuer report6-K22
  • Current report8-K18
  • 10QSB/A5
  • UPLOAD4
  • SUPPL3
  • 10KSB/A2
  • 10QSB2
  • Initial ownership32
  • 4972
  • CORRESP2
  • Proxy statementDEF 14A2
  • Quarterly report10-Q1
  • 40-17G1
  • Merger communication4251
  • 497AD1
  • Information statementDEF 14C1
  • EFFECT1
  • Late filing noticeNT 10-Q1
  • POS EX1
  • REGDEX1
  • SB-21
  • Passive stake amendedSC 13G/A1

29 companies

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