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What covered companies filed with the SEC, day by day.

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  5. 26
  6. 27
  7. 28
  8. 1
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‹ Tue, Oct 2, 2007

Wednesday, October 3, 2007

109 filings · 80 companiesAll checks passed · Updated Nov 7

Thu, Oct 4, 2007 ›
The dayWednesday, October 3
Delisting noticesNEPH16:13

By time of day

27 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

2 announced

After-hours2

  • 16:37PCYNProcyon Corp
  • 17:04CREXCreative Realities, Inc.

Insiders

20 filings
Purchases$6.78M8 filings
Sales$11.96M12 filings
IWSHWright Investors Service Holdings, Inc. · Bedford OAK Advisors LLC, 10% owner$5.54MSale · 2,431,500 sh
IWSHWright Investors Service Holdings, Inc. · Bedford OAK Advisors LLC, 10% owner$5.54MPurchase · 2,431,500 sh
CPRTCopart Inc · James e Meeks, Director$3.80MSale · 110,861 sh
HDSNHudson Technologies Inc · Fleming US Discovery Fund III LP$1.25MSale · 1,112,047 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, President and CEO$484.75KSale · 50,000 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$428.23KSale · 43,600 sh
Open insider activity

Agreements

4 filings
  1. 18:50BNBX BNB Plus Corp. · New debt · Unregistered shares sold
  2. 17:14TOVX Theriva Biologics, Inc. · New agreement
  3. 16:31THMG Thunder Mountain Gold Inc · Acquisition or sale completed · New debt · New agreement
  4. 13:30INTT Intest Corp · New agreement

Officers and directors

5 filings
  1. 19:04WVVI Willamette Valley Vineyards Inc · Officers or directors
  2. 17:26VRMK ERP Operating Ltd Partnership · Officers or directors
  3. 16:47TSBK Timberland Bancorp Inc · Officers or directors
  4. 10:43JOE St JOE Co · Officers or directors
  5. 19:04BRN Barnwell Industries Inc · Officers or directors

Filings

27 listed

18:00

  1. 18:15
    CFNB California First Leasing Corp · Proxy statement

19:00

  1. 19:04
    BRN Barnwell Industries Inc · Officers or directors

07:00

  1. 07:32
    INNI Innovaro, Inc. · Announcement

10:00

  1. 10:43
    JOE St JOE Co · Officers or directors

13:00

  1. 13:00
    INTI Inhibitor Therapeutics, Inc. · Current report
  2. 13:30
    INTT Intest Corp · New agreement

15:00

  1. 15:42
    — Selectis Health, Inc. · Investor disclosure
  2. 15:44
    JKHY Jack Henry & Associates Inc · Announcement

16:00

  1. 16:01
    TGTX TG Therapeutics, Inc. · Announcement
  2. 16:02
    HDSN Hudson Technologies Inc · Stake amended
  3. 16:13
    NEPH Nephros Inc · Delisting notice
  4. 16:31
    THMG Thunder Mountain Gold Inc · Acquisition or sale completed · New debt · New agreement
  5. 16:37
    PCYN Procyon Corp · Results, after-hours
  6. 16:47
    TSBK Timberland Bancorp Inc · Officers or directors
  7. 16:52
    JOF Japan Smaller Capitalization Fund Inc · Proxy statement
  8. 16:54
    PCYO Pure Cycle Corp · Unregistered shares sold

17:00

  1. 17:04
    CREX Creative Realities, Inc. · Results, after-hours
  2. 17:07
    TRI Thomson Reuters Corp · Merger communication
  3. 17:14
    TOVX Theriva Biologics, Inc. · New agreement
  4. 17:23
    AQST Aquestive Therapeutics, Inc. · Amended registration statement
  5. 17:26
    VRMK ERP Operating Ltd Partnership · Officers or directors

18:00

  1. 18:50
    BNBX BNB Plus Corp. · New debt · Unregistered shares sold

19:00

  1. 19:00
    SCCO Southern Copper Corp · Announcement
  2. 19:04
    WVVI Willamette Valley Vineyards Inc · Officers or directors

20:00

  1. 20:21
    ASYS Amtech Systems Inc · Stake amended

—

  1. —
    IWSH Wright Investors Service Holdings, Inc. · Stake amended
  2. —
    MOBQ Mobiquity Technologies, Inc. · Current report
27 of 27

Index

Forms filed

  • Insider filing435
  • Current report8-K20
  • Foreign issuer report6-K17
  • Initial ownership37
  • Annual ownership55
  • CORRESP5
  • EFFECT3
  • Stake amendedSC 13D/A3
  • Proxy statementDEF 14A2
  • UPLOAD2
  • Prospectus424B41
  • Prospectus supplement424B51
  • Merger communication4251
  • Free writing prospectusFWP1
  • N-CSRS/A1
  • Preliminary proxy statementPRE 14A1
  • PREM14C1
  • REGDEX1
  • Amended registration statementS-1/A1
  • Passive stake amendedSC 13G/A1

30 companies

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