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What covered companies filed with the SEC, day by day.

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‹ Wed, Sep 26, 2007

Thursday, September 27, 2007

113 filings · 93 companiesAll checks passed · Updated Nov 7

Fri, Sep 28, 2007 ›
The dayThursday, September 27

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

1 announced

Market hours1

  • 13:33KFFBKentucky First Federal Bancorp

Reports

1 quarterly · 2 annual
  1. Perma-Pipe International Holdings, Inc.PPIH · 10-Q/A · Jul 31 · 17:37
    ——
  2. Lite Strategy, Inc.LITS · 10-K · Jun 30 · 12:30
    ——
  3. STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3GJT · 10-K/A · Dec 31 · 15:00
    ——

Insiders

10 filings
Purchases$1.51M5 filings
Sales$908.78K5 filings
TSSITSS, Inc. · Thomas P Rosato, Chief Executive Officer$922.41KPurchase · 156,247 sh
INTZIntrusion Inc · G Ward Paxton, Chairman President & CEO$500.00KPurchase · 1,190,476 sh
NEONNeonode Inc. · Bjorn Thomas Eriksson, Vice President$447.50KSale · 179,000 sh
BCDABioCardia, Inc. · ROY Israel, Chairman,CEO & President$402.29KSale · 3,525,788 sh
CRMTAmericas Carmart Inc · William M Sams, Director$62.40KPurchase · 5,900 sh
SFSTSouthern First Bancshares Inc · Leighton M Cubbage, Director$27.96KSale · 1,600 sh
Open insider activity

Agreements

11 filings
  1. 21:15NNVC Nanoviricides, Inc. · Unregistered shares sold · New agreement
  2. 17:14SPQS SportsQuest, Inc. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement
  3. 16:29TSSI TSS, Inc. · Unregistered shares sold · New agreement
  4. 15:40AVXL Anavex Life Sciences Corp. · Unregistered shares sold · New agreement
  5. 12:05PTIX Protagenic Therapeutics, Inc.\new · New agreement
  6. 11:59RSCF Reflect Scientific, Inc. · New agreement
  7. 11:49INTZ Intrusion Inc · Unregistered shares sold · New agreement
  8. 11:39PROV Provident Financial Holdings Inc · New agreement

Officers and directors

3 filings
  1. 17:15GTBP GT Biopharma, Inc. · Officers or directors
  2. 20:26PTN Palatin Technologies Inc · Restructuring costs · Agreement ended · Officers or directors
  3. 19:07BRN Barnwell Industries Inc · Officers or directors

Filings

34 listed

17:00

  1. 17:37
    PPIH Perma-Pipe International Holdings, Inc. · Amended quarterly report

18:00

  1. 18:20
    CVV CVD Equipment Corp · Announcement

19:00

  1. 19:07
    BRN Barnwell Industries Inc · Officers or directors

20:00

  1. 20:26
    PTN Palatin Technologies Inc · Restructuring costs · Agreement ended · Officers or directors

09:00

  1. 09:18
    LITS Lite Strategy, Inc. · New agreement (amended)

10:00

  1. 10:24
    BVFL BV Financial, Inc. · Proxy statement

11:00

  1. 11:34
    IGC IGC Pharma, Inc. · New agreement
  2. 11:39
    PROV Provident Financial Holdings Inc · New agreement
  3. 11:49
    INTZ Intrusion Inc · Unregistered shares sold · New agreement
  4. 11:59
    RSCF Reflect Scientific, Inc. · New agreement

12:00

  1. 12:03
    PTIX Protagenic Therapeutics, Inc.\new · Merger communication
  2. 12:05
    PTIX Protagenic Therapeutics, Inc.\new · New agreement
  3. 12:30
    LITS Lite Strategy, Inc. · Annual report

13:00

  1. 13:33
    KFFB Kentucky First Federal Bancorp · Results, market hours (amended)
  2. 13:37
    FEIM Frequency Electronics Inc · Announcement

15:00

  1. 15:00
    GJT STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3 · Amended annual report
  2. 15:31
    MGLD Marygold Companies, Inc. · Late filing notice
  3. 15:40
    AVXL Anavex Life Sciences Corp. · Unregistered shares sold · New agreement
  4. 15:53
    BUKS Butler National Corp · Announcement

16:00

  1. 16:05
    BNET Bion Environmental Technologies Inc · Late filing notice
  2. 16:29
    TSSI TSS, Inc. · Unregistered shares sold · New agreement
  3. 16:35
    PTIX Protagenic Therapeutics, Inc.\new · Merger communication
  4. 16:37
    PTIX Protagenic Therapeutics, Inc.\new · Announcement

17:00

  1. 17:03
    — Selectis Health, Inc. · Late filing notice
  2. 17:04
    USO United States Oil Fund, LP · Investor disclosure
  3. 17:06
    UNG United States Natural Gas Fund, LP · Investor disclosure
  4. 17:14
    SPQS SportsQuest, Inc. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement
  5. 17:15
    GTBP GT Biopharma, Inc. · Officers or directors
  6. 17:49
    TAYD Taylor Devices, Inc. · Proxy statement

21:00

  1. 21:15
    NNVC Nanoviricides, Inc. · Unregistered shares sold · New agreement

—

  1. —
    CARV Carver Bancorp Inc · Current report (amended)
  2. —
    — Bio-Path Holdings, Inc. · Current report
  3. —
    CPMV Mosaic ImmunoEngineering Inc. · Proxy statement
  4. —
    MLMC FrankSpeech Network, Inc. · Stake reported
34 of 34

Index

Forms filed

  • Insider filing419
  • Current report8-K19
  • Foreign issuer report6-K12
  • N-Q10
  • CORRESP5
  • 40-17F23
  • Current report (amended)8-K/A3
  • Proxy statementDEF 14A3
  • NSAR-B3
  • Late filing noticeNT 10-K3
  • Employee plan registrationS-83
  • SUPPL3
  • Asset-backed distribution report10-D2
  • 10KSB2
  • Notice of intent to sell1442
  • Merger communication4252
  • NSAR-A2
  • UPLOAD2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • 10QSB1
  • 2-A/A1
  • Initial ownership31
  • 40-17G1
  • Prospectus supplement424B31
  • Annual ownership51
  • 6-K/A1
  • Annual report to shareholdersARS1
  • EFFECT1
  • F-10/A1
  • SB-2/A1
  • Stake reportedSC 13D1

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