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What covered companies filed with the SEC, day by day.

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‹ Thu, Sep 27, 2007

Friday, September 28, 2007

194 filings · 150 companiesAll checks passed · Updated Nov 7

Mon, Oct 1, 2007 ›
The dayFriday, September 28
Delisting noticesASTC16:12DLHC16:30

By time of day

45 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

4 announced

Pre-market2

  • 06:51FGPRFerrellgas Partners L P
  • 08:57FGPRFerrellgas Partners L P

After-hours2

  • 16:27NAIINatural Alternatives International Inc
  • 21:04EVIEVI Industries, Inc.

Reports

1 quarterly · 12 annual
  1. Ferrellgas Partners L PFGPR · 10-K · Jul 31 · 09:18
    ——
  2. Kentucky First Federal BancorpKFFB · 10-K · Jun 30 · 13:35
    ——
  3. Galiano Gold Inc.GAU · 20-F · Mar 31 · 13:49
    ——
  4. Alterity Therapeutics LtdATHE · 20-F · Jun 30 · 14:58
    ——
  5. First Bancorp, IncFNLC · 10-K/A · Dec 31 · 15:04
    ——
  6. Southern Missouri Bancorp, Inc.SMBC · 10-K · Jun 30 · 16:00
    ——
  7. Integrated Biopharma IncINBP · 10-K · Jun 30 · 17:04
    ——
  8. Marine Petroleum TrustMARPS · 10-K · Jun 30 · 17:15
    ——
  9. Egain CorpEGAN · 10-K · Jun 30 · 17:16
    ——
  10. Napco Security Technologies, IncNSSC · 10-K · Jun 30 · 17:27
    ——

Insiders

22 filings
Purchases$717.04K12 filings
Sales$3.57M10 filings
CBATCBAK Energy Technology Ltd · Yongbin Han, Vice President$2.33MSale · 312,256 sh
DXYNDixie Group Inc · RGM Capital, LLC, 10% owner$486.51KPurchase · 49,300 sh
CBATCBAK Energy Technology Ltd · Yanlong Zou, Vice President$483.29KSale · 74,903 sh
CEVACeva Inc · Marxe Austin W & Greenhouse David M, 10% owner$450.00KSale · 50,000 sh
BCDABioCardia, Inc. · Kenneth W Good, Director$150.89KSale · 1,322,466 sh
CBATCBAK Energy Technology Ltd · Houde Liu, Vice President$86.86KSale · 13,657 sh
Open insider activity

Agreements

3 filings
  1. 15:30EESH EESTech, Inc. · New agreement
  2. 14:17DWSN Dawson Geophysical Co · New agreement
  3. 14:11EESH EESTech, Inc. · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 12:53AVXL Anavex Life Sciences Corp. · Bylaws or fiscal year changed · Officers or directors
  2. 22:11DHTI Dalrada Technology Group, Inc. · Officers or directors

Filings

45 listed

18:00

  1. 18:36
    MTEX Mannatech Inc · Announcement

22:00

  1. 22:11
    DHTI Dalrada Technology Group, Inc. · Officers or directors

06:00

  1. 06:51
    FGPR Ferrellgas Partners L P · Results, pre-market

07:00

  1. 07:54
    NEN New England Realty Associates Limited Partnership · Proxy statement

08:00

  1. 08:57
    FGPR Ferrellgas Partners L P · Results, pre-market

09:00

  1. 09:18
    FGPR Ferrellgas Partners L P · Annual report

12:00

  1. 12:53
    AVXL Anavex Life Sciences Corp. · Bylaws or fiscal year changed · Officers or directors

13:00

  1. 13:35
    KFFB Kentucky First Federal Bancorp · Annual report
  2. 13:49
    GAU Galiano Gold Inc. · Annual report

14:00

  1. 14:05
    BCDA BioCardia, Inc. · Stake amended
  2. 14:11
    EESH EESTech, Inc. · Unregistered shares sold · New agreement
  3. 14:17
    DWSN Dawson Geophysical Co · New agreement
  4. 14:33
    RAIL FreightCar America, Inc. · Bylaws or fiscal year changed
  5. 14:58
    ATHE Alterity Therapeutics Ltd · Annual report

15:00

  1. 15:04
    FNLC First Bancorp, Inc · Amended annual report
  2. 15:30
    EESH EESTech, Inc. · New agreement

16:00

  1. 16:00
    SMBC Southern Missouri Bancorp, Inc. · Annual report
  2. 16:02
    PMO Franklin Municipal Opportunities Trust · Proxy statement
  3. 16:02
    PMM Franklin Managed Municipal Income Trust · Proxy statement
  4. 16:06
    JKHY Jack Henry & Associates Inc · Proxy statement
  5. 16:12
    ASTC Astrotech Corp · Delisting notice
  6. 16:24
    NAII Natural Alternatives International Inc · Late filing notice
  7. 16:27
    NAII Natural Alternatives International Inc · Impairment · Results, after-hours
  8. 16:30
    DLHC DLH Holdings Corp. · Delisting notice
  9. 16:43
    LBSR Liberty Star Uranium & Metals Corp. · Investor disclosure
  10. 16:55
    GLXZ Galaxy Gaming, Inc. · Shareholder rights changed
  11. 16:58
    GEOS Geospace Technologies Corp · Investor disclosure

17:00

  1. 17:04
    INBP Integrated Biopharma Inc · Annual report
  2. 17:15
    MARPS Marine Petroleum Trust · Annual report
  3. 17:16
    EGAN Egain Corp · Annual report
  4. 17:27
    NSSC Napco Security Technologies, Inc · Annual report
  5. 17:56
    ALPE alpha-En Corp · Auditor change
  6. 17:57
    BMRA Biomerica Inc · Proxy statement

18:00

  1. 18:11
    BIOM Biomolecular Life Holdings, Inc. · Announcement
  2. 18:46
    GRVE Groove Botanicals Inc. · Investor disclosure
  3. 18:55
    EBF Ennis, Inc. · Quarterly report

20:00

  1. 20:08
    GRVE Groove Botanicals Inc. · Auditor change
  2. 20:13
    RLGT Radiant Logistics, Inc · Late filing notice
  3. 20:39
    ESMC Escalon Medical Corp · Annual report

21:00

  1. 21:04
    EVI EVI Industries, Inc. · Results, after-hours
40 of 45

Index

Forms filed

  • Insider filing438
  • N-Q31
  • Foreign issuer report6-K23
  • Current report8-K21
  • 10KSB14
  • Annual report10-K8
  • Initial ownership35
  • Proxy statementDEF 14A5
  • NSAR-B5
  • S-8 POS5
  • UPLOAD5
  • Late filing noticeNT 10-K4
  • Annual report20-F3
  • Passive stake reportedSC 13G3
  • CORRESP2
  • EFFECT2
  • N-CSR2
  • Shelf registrationS-32
  • Stake amendedSC 13D/A2
  • Amended annual report10-K/A1
  • 10KSB/A1
  • Quarterly report10-Q1
  • 15F-12G1
  • Insider filing, amended4/A1
  • F-6 POS1
  • Free writing prospectusFWP1
  • N-23C3A1
  • NSAR-A1
  • NT 20-F1
  • PREC14A1
  • Passive stake amendedSC 13G/A1
  • SC TO-T/A1
  • SUPPL1

44 companies

A

B

C

D

E

F

G

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K

L

M

N

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