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What covered companies filed with the SEC, day by day.

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‹ Tue, Sep 18, 2007

Wednesday, September 19, 2007

114 filings · 88 companiesAll checks passed · Updated Nov 7

Thu, Sep 20, 2007 ›
The dayWednesday, September 19
Delisting noticesRIME16:05

By time of day

35 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

7 announced

Pre-market1

  • 08:36NSSCNapco Security Technologies, Inc

Market hours4

  • 10:38MMMWMass Megawatts Wind Power Inc
  • 13:20TRTTrio-Tech International
  • 14:58PBTPermian Basin Royalty Trust
  • 15:40ASTCAstrotech Corp

After-hours2

  • 16:53SJTSan Juan Basin Royalty Trust
  • 17:19PBSVPharma-Bio Serv, Inc.

Reports

0 quarterly · 1 annual
  1. Lehman ABS Corp Goldman Sachs CAP 1 SEC Backed SER 2004-6JBK · 10-K/A · Dec 31 · —
    ——

Insiders

14 filings
Purchases$349.37K7 filings
Sales$3.71M7 filings
ALLTAllot Ltd. · Gemini Israel II Parallel Fund LP, 10% owner$3.35MSale · 509,000 sh
UTLUnitil Corp · Robert G Schoenberger, Director$235.53KSale · 8,137 sh
KROKronos Worldwide Inc · Glenn R Simmons, Director$124.04KPurchase · 6,730 sh
TSSITSS, Inc. · Thomas P Rosato, Chief Executive Officer$98.33KPurchase · 16,900 sh
REXREX American Resources Corp · Douglas Bruggeman, CFO; VP-Finance; Treasurer$66.21KSale · 3,000 sh
TRTTrio-Tech International · a Charles Wilson, Director$50.28KPurchase · 5,000 sh
Open insider activity

Officers and directors

4 filings
  1. 19:32CWCO Consolidated Water Co. Ltd. · Officers or directors
  2. 16:38ARKR ARK Restaurants Corp · Officers or directors
  3. 15:30ANIK Anika Therapeutics, Inc. · Officers or directors
  4. 13:19RVSB Riverview Bancorp Inc · Officers or directors

Filings

35 listed

19:00

  1. 19:56
    MRTN Marten Transport Ltd · Investor disclosure

08:00

  1. 08:36
    NSSC Napco Security Technologies, Inc · Results, pre-market
  2. 08:55
    EVO Evotec SE · Merger communication

09:00

  1. 09:31
    CVV CVD Equipment Corp · Announcement
  2. 09:49
    EVO Evotec SE · Merger communication
  3. 09:55
    EVO Evotec SE · Merger communication
  4. 09:56
    EVO Evotec SE · Merger communication

10:00

  1. 10:34
    CSCIF COSCIENS Biopharma Inc. · Amended annual report
  2. 10:38
    MMMW Mass Megawatts Wind Power Inc · Results, market hours

11:00

  1. 11:41
    EVO Evotec SE · Merger communication

12:00

  1. 12:07
    TLS Telos Corp · Auditor change
  2. 12:29
    CVV CVD Equipment Corp · Amended registration statement
  3. 12:38
    PCYO Pure Cycle Corp · Stake amended

13:00

  1. 13:19
    RVSB Riverview Bancorp Inc · Officers or directors
  2. 13:20
    TRT Trio-Tech International · Results, market hours

14:00

  1. 14:58
    PBT Permian Basin Royalty Trust · Results, market hours

15:00

  1. 15:03
    IA Innovative Solutions & Support Inc · Bylaws or fiscal year changed
  2. 15:30
    ANIK Anika Therapeutics, Inc. · Officers or directors
  3. 15:34
    GTBP GT Biopharma, Inc. · Proxy statement
  4. 15:40
    ASTC Astrotech Corp · Results, market hours

16:00

  1. 16:05
    RIME Algorhythm Holdings, Inc. · Delisting notice
  2. 16:24
    CREX Creative Realities, Inc. · Announcement
  3. 16:36
    GNSS Genasys Inc. · Auditor change
  4. 16:38
    ARKR ARK Restaurants Corp · Officers or directors
  5. 16:53
    SJT San Juan Basin Royalty Trust · Results, after-hours

17:00

  1. 17:03
    CNTHP Connecticut Light & Power Co · Announcement
  2. 17:08
    AILIH Ameren Illinois Co · Announcement
  3. 17:19
    PBSV Pharma-Bio Serv, Inc. · Results, after-hours

19:00

  1. 19:32
    CWCO Consolidated Water Co. Ltd. · Officers or directors
  2. 19:50
    EAXR Ealixir, Inc. · Unregistered shares sold

20:00

  1. 20:01
    PLX Protalix BioTherapeutics, Inc. · Investor disclosure
  2. 20:40
    FWDI Forward Industries, Inc. · Announcement

—

  1. —
    JBK Lehman ABS Corp Goldman Sachs CAP 1 SEC Backed SER 2004-6 · Amended annual report
  2. —
    CPMV Mosaic ImmunoEngineering Inc. · Current report
  3. —
    IWSH Wright Investors Service Holdings, Inc. · Current report
35 of 35

Index

Forms filed

  • Current report8-K25
  • Insider filing420
  • Foreign issuer report6-K20
  • Initial ownership38
  • CORRESP8
  • Merger communication4255
  • 10QSB4
  • Insider filing, amended4/A3
  • SUPPL3
  • Prospectus supplement424B32
  • EFFECT2
  • UPLOAD2
  • Amended annual report10-K/A1
  • Delisting by the exchange25-NSE1
  • Amended annual report40-F/A1
  • Proxy statementDEF 14A1
  • F-101
  • Free writing prospectusFWP1
  • F-X1
  • N-Q1
  • RW1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1

37 companies

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