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What covered companies filed with the SEC, day by day.

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‹ Mon, Sep 24, 2007

Tuesday, September 25, 2007

119 filings · 102 companiesAll checks passed · Updated Nov 7

Wed, Sep 26, 2007 ›
The dayTuesday, September 25

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

4 announced

After-hours4

  • 16:13RGPResources Connection, Inc.
  • 17:06PBSVPharma-Bio Serv, Inc.
  • 17:17NEPHNephros Inc
  • 17:20ODCOil-Dri Corp of America

Insiders

19 filings
Purchases$481.39K11 filings
Sales$968.07K8 filings
UTLUnitil Corp · Robert G Schoenberger, Chairman and CEO$461.61KSale · 16,000 sh
AVXLAnavex Life Sciences Corp. · Skarpelos Athanasios, 10% owner$333.00KPurchase · 92,500 sh
UTLUnitil Corp · Robert G Schoenberger, Chairman and CEO$320.76KSale · 11,100 sh
MCRIMonarch Casino & Resort Inc · Farahi BEN, 10% owner$147.50KSale · 5,000 sh
TSSITSS, Inc. · Thomas P Rosato, Chief Executive Officer$51.12KPurchase · 8,500 sh
GOFGuggenheim Strategic Opportunities Fund · Curcio Michael$36.10KPurchase · 2,000 sh
Open insider activity

Agreements

4 filings
  1. 17:24FRHC Freedom Holding Corp. · Agreement ended · New debt · Unregistered shares sold · New agreement
  2. 17:17NEPH Nephros Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors · Results, after-hours
  3. 15:41HDSN Hudson Technologies Inc · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · New agreement
  4. 09:35EESH EESTech, Inc. · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 18:49WVVI Willamette Valley Vineyards Inc · Officers or directors
  2. 17:17NEPH Nephros Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors · Results, after-hours

Filings

32 listed

09:00

  1. 09:35
    EESH EESTech, Inc. · Unregistered shares sold · New agreement

10:00

  1. 10:20
    CAPR Capricor Therapeutics, Inc. · Stake reported
  2. 10:25
    CAPR Capricor Therapeutics, Inc. · Stake reported
  3. 10:29
    CAPR Capricor Therapeutics, Inc. · Stake reported

12:00

  1. 12:01
    SEED Origin Agritech LTD · Stake amended

13:00

  1. 13:05
    SMBC Southern Missouri Bancorp, Inc. · Proxy statement
  2. 13:21
    BCIC BCP Investment Corp · Announcement
  3. 13:34
    EESH EESTech, Inc. · Proxy statement
  4. 13:48
    TWIN Twin Disc Inc · Stake amended
  5. 13:54
    III Information Services Group Inc. · Announcement
  6. 13:59
    CZWI Citizens Community Bancorp Inc. · Announcement

14:00

  1. 14:03
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement
  2. 14:12
    APLD Applied Digital Corp. · Proxy statement
  3. 14:25
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  4. 14:48
    GCBC Greene County Bancorp Inc · Proxy statement

15:00

  1. 15:41
    HDSN Hudson Technologies Inc · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · New agreement
  2. 15:48
    CIX Compx International Inc · Stake reported
  3. 15:57
    BBGI Beasley Broadcast Group Inc · Stake amended
  4. 15:58
    BISA Baltic International USA Inc · Announcement

16:00

  1. 16:12
    MGF Aberdeen Government Markets Income Fund · Tender offer response
  2. 16:13
    RGP Resources Connection, Inc. · Results, after-hours
  3. 16:28
    PLBC Plumas Bancorp · Announcement
  4. 16:56
    GTHP Guided Therapeutics Inc · Proxy statement

17:00

  1. 17:06
    PBSV Pharma-Bio Serv, Inc. · Results, after-hours (amended)
  2. 17:06
    ACFN Acorn Energy, Inc. · Amended registration statement
  3. 17:17
    NEPH Nephros Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors · Results, after-hours
  4. 17:20
    ODC Oil-Dri Corp of America · Results, after-hours
  5. 17:24
    FRHC Freedom Holding Corp. · Agreement ended · New debt · Unregistered shares sold · New agreement

18:00

  1. 18:49
    WVVI Willamette Valley Vineyards Inc · Officers or directors

19:00

  1. 19:27
    REX REX American Resources Corp · Announcement

—

  1. —
    PXLW Pixelworks, Inc · Current report
  2. —
    EFOI Energy Focus, Inc · Stake amended
32 of 32

Index

Forms filed

  • Insider filing430
  • Foreign issuer report6-K16
  • Current report8-K16
  • UPLOAD8
  • CORRESP6
  • Proxy statementDEF 14A5
  • Insider filing, amended4/A4
  • Stake reportedSC 13D4
  • Stake amendedSC 13D/A4
  • SUPPL4
  • Initial ownership33
  • N-Q3
  • 10KSB2
  • 40-17G2
  • POS EX2
  • Prospectus supplement424B31
  • Current report (amended)8-K/A1
  • Proxy materialDEFA14A1
  • F-9/A1
  • POS AM1
  • REGDEX1
  • Amended registration statementS-1/A1
  • Merger registrationS-41
  • SB-2/A1
  • Tender offer responseSC 14D91

35 companies

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