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What covered companies filed with the SEC, day by day.

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  10. 21
‹ Thu, Sep 20, 2007

Friday, September 21, 2007

119 filings · 90 companiesAll checks passed · Updated Nov 7

Mon, Sep 24, 2007 ›
The dayFriday, September 21
Delisting noticesTGTX14:35

By time of day

26 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

1 announced

After-hours1

  • 19:05RAVERave Restaurant Group, Inc.

Reports

1 quarterly · 2 annual
  1. Rave Restaurant Group, Inc.RAVE · 10-K · Jun 24 · 21:58
    ——
  2. Astrotech CorpASTC · 10-K · Jun 30 · 17:20
    ——
  3. Cyanotech CorpCYAN · 10-Q · Jun 30 · —
    ——

Insiders

11 filings
Purchases$358.11K7 filings
Sales$130.17K4 filings
TSSITSS, Inc. · Thomas P Rosato, Chief Executive Officer$100.60KPurchase · 17,000 sh
AWPabrdn Global Premier Properties Fund · Samuel A Lieber, President$79.71KPurchase · 5,000 sh
AWPabrdn Global Premier Properties Fund · Stephen A Lieber, Executive Vice President$79.50KPurchase · 5,000 sh
ENRTEnertopia Corp. · Christopher Bunka, Chairman and CEO$75.00KPurchase · 300,000 sh
CBATCBAK Energy Technology Ltd · Yanlong Zou, Vice President$66.88KSale · 15,200 sh
UTLUnitil Corp · Robert G Schoenberger, Director$34.70KSale · 1,200 sh
Open insider activity

Agreements

2 filings
  1. 15:20HROW Harrow, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  2. 14:22REPX Riley Exploration Permian, Inc. · New agreement

Officers and directors

7 filings
  1. 20:49CAPR Capricor Therapeutics, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Officers or directors
  2. 19:42BYFC Broadway Financial Corp de · Officers or directors
  3. 17:21NEN New England Realty Associates Limited Partnership · Officers or directors
  4. 17:06SKY Champion Homes, Inc. · Officers or directors
  5. 15:20HROW Harrow, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  6. 15:17SVBL Silver Bull Resources, Inc. · Officers or directors
  7. 11:50FGBI First Guaranty Bancshares, Inc. · Officers or directors

Filings

26 listed

17:00

  1. 17:47
    TWN Taiwan Fund Inc · Investor disclosure

21:00

  1. 21:58
    RAVE Rave Restaurant Group, Inc. · Annual report

09:00

  1. 09:19
    TWIN Twin Disc Inc · Proxy statement

11:00

  1. 11:43
    HERZ Herzfeld Credit Income Fund, Inc · Announcement
  2. 11:46
    CFBK CF Bankshares Inc. · Announcement
  3. 11:50
    FGBI First Guaranty Bancshares, Inc. · Officers or directors

12:00

  1. 12:55
    MZTI Marzetti Co · Stake amended

13:00

  1. 13:00
    BVFL BV Financial, Inc. · Announcement

14:00

  1. 14:22
    REPX Riley Exploration Permian, Inc. · New agreement
  2. 14:35
    TGTX TG Therapeutics, Inc. · Delisting notice
  3. 14:40
    YHGJ Yunhong Green CTI Ltd. · Auditor change
  4. 14:46
    PNBK Patriot National Bancorp Inc · Announcement

15:00

  1. 15:17
    SVBL Silver Bull Resources, Inc. · Officers or directors
  2. 15:20
    HROW Harrow, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

17:00

  1. 17:04
    TOVX Theriva Biologics, Inc. · Announcement
  2. 17:06
    SKY Champion Homes, Inc. · Officers or directors
  3. 17:20
    ASTC Astrotech Corp · Annual report
  4. 17:21
    NEN New England Realty Associates Limited Partnership · Officers or directors

19:00

  1. 19:05
    RAVE Rave Restaurant Group, Inc. · Results, after-hours
  2. 19:42
    BYFC Broadway Financial Corp de · Officers or directors

20:00

  1. 20:11
    SNOA Sonoma Pharmaceuticals, Inc. · Announcement
  2. 20:49
    CAPR Capricor Therapeutics, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Officers or directors

21:00

  1. 21:05
    CWCO Consolidated Water Co. Ltd. · Announcement

—

  1. —
    MOBQ Mobiquity Technologies, Inc. · Current report
  2. —
    CYAN Cyanotech Corp · Quarterly report
  3. —
    IWSH Wright Investors Service Holdings, Inc. · Current report
26 of 26

Index

Forms filed

  • Insider filing425
  • Current report8-K21
  • Initial ownership316
  • Foreign issuer report6-K12
  • CORRESP7
  • Employee plan registrationS-85
  • Insider filing, amended4/A3
  • REGDEX3
  • Annual report10-K2
  • 10KSB/A2
  • F-42
  • N-Q2
  • POS AM2
  • SC TO-I/A2
  • UPLOAD2
  • 10KSB1
  • Quarterly report10-Q1
  • 10QSB1
  • Exchange listing8-A12B1
  • CB1
  • Proxy statementDEF 14A1
  • DFAN14A1
  • EFFECT1
  • F-X1
  • Preliminary proxy statementPRE 14A1
  • RW1
  • SB-2/A1
  • Stake amendedSC 13D/A1

32 companies

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