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What covered companies filed with the SEC, day by day.

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‹ Mon, Oct 1, 2007

Tuesday, October 2, 2007

150 filings · 81 companiesAll checks passed · Updated Nov 7

Wed, Oct 3, 2007 ›
The dayTuesday, October 2

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

3 announced

Market hours2

  • 12:44FITYFifty 1 Labs, Inc.
  • 15:16THOThor Industries Inc

After-hours1

  • 16:06TPHSTrinity Place Holdings Inc.

Reports

1 quarterly · 1 annual
  1. Linear Minerals CorpLINMF · 20-F · Mar 31 · 11:50
    ——
  2. Park Aerospace CorpPKE · 10-Q · Aug 26 · 16:38
    ——

Insiders

13 filings
Purchases$235.71K5 filings
Sales$6.49M8 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$4.48MSale · 97,100 sh
SFDSmithfield Foods Inc · Joseph W Luter IV, Pres. Smithfield Packing Co.$1.17MSale · 36,400 sh
EVCEntravision Communications Corp · Philip C Wilkinson, President and COO$248.59KSale · 25,000 sh
POWLPowell Industries Inc · Thomas W Powell, President, CEO$194.05KSale · 5,150 sh
PERIPerion Network Ltd. · Longview Fund LP, 10% owner$175.69KPurchase · 19,500 sh
EVCEntravision Communications Corp · Philip C Wilkinson, President and COO$133.39KSale · 14,100 sh
Open insider activity

Agreements

6 filings
  1. 20:18— Selectis Health, Inc. · New agreement (amended)
  2. 17:27III Information Services Group Inc. · New agreement
  3. 16:54MDWK MDWerks, Inc. · Unregistered shares sold · New agreement
  4. 14:03CRSF Crisp Momentum Inc. · Acquisition or sale completed · New agreement
  5. 10:06BCIC BCP Investment Corp · New debt · New agreement
  6. 06:01NWBO Northwest Biotherapeutics Inc · New agreement · Officers or directors

Officers and directors

7 filings
  1. 19:35BIOM Biomolecular Life Holdings, Inc. · Unregistered shares sold · Officers or directors
  2. 19:28YHGJ Yunhong Green CTI Ltd. · Officers or directors
  3. 16:44FF FutureFuel Corp. · Officers or directors
  4. 15:54BCDA BioCardia, Inc. · Change in control · Unregistered shares sold · Officers or directors
  5. 08:20PPC Pilgrims Pride Corp · Officers or directors
  6. 06:01NWBO Northwest Biotherapeutics Inc · New agreement · Officers or directors
  7. 17:51RSCF Reflect Scientific, Inc. · Officers or directors

Filings

29 listed

17:00

  1. 17:51
    RSCF Reflect Scientific, Inc. · Officers or directors
  2. 17:52
    EQS Equus Total Return, Inc. · Stake reported

06:00

  1. 06:01
    NWBO Northwest Biotherapeutics Inc · New agreement · Officers or directors
  2. 06:29
    EVO Evotec SE · Merger communication

08:00

  1. 08:01
    CREX Creative Realities, Inc. · Proxy statement
  2. 08:20
    PPC Pilgrims Pride Corp · Officers or directors

10:00

  1. 10:03
    LPTH Lightpath Technologies Inc · Proxy statement
  2. 10:06
    BCIC BCP Investment Corp · New debt · New agreement
  3. 10:20
    IVDN Innovative Designs Inc · Announcement
  4. 10:48
    TLS Telos Corp · Stake amended

11:00

  1. 11:05
    BOTJ Bank of the James Financial Group Inc · Announcement
  2. 11:50
    LINMF Linear Minerals Corp · Annual report

12:00

  1. 12:44
    FITY Fifty 1 Labs, Inc. · Results, market hours

13:00

  1. 13:52
    ASA ASA Gold & Precious Metals Ltd · Stake amended

14:00

  1. 14:03
    CRSF Crisp Momentum Inc. · Acquisition or sale completed · New agreement

15:00

  1. 15:12
    APYX Apyx Medical Corp · Proxy statement
  2. 15:16
    THO Thor Industries Inc · Results, market hours
  3. 15:54
    BCDA BioCardia, Inc. · Change in control · Unregistered shares sold · Officers or directors

16:00

  1. 16:06
    TPHS Trinity Place Holdings Inc. · Results, after-hours
  2. 16:38
    PKE Park Aerospace Corp · Quarterly report
  3. 16:44
    FF FutureFuel Corp. · Officers or directors
  4. 16:54
    MDWK MDWerks, Inc. · Unregistered shares sold · New agreement

17:00

  1. 17:06
    ORN Orion Group Holdings Inc · Amended registration statement
  2. 17:27
    III Information Services Group Inc. · New agreement

19:00

  1. 19:28
    YHGJ Yunhong Green CTI Ltd. · Officers or directors
  2. 19:35
    BIOM Biomolecular Life Holdings, Inc. · Unregistered shares sold · Officers or directors

20:00

  1. 20:18
    — Selectis Health, Inc. · New agreement (amended)

—

  1. —
    NEON Neonode Inc. · Current report
  2. —
    TVE Tennessee Valley Authority · Current report
29 of 29

Index

Forms filed

  • Insider filing467
  • Current report8-K18
  • Foreign issuer report6-K13
  • Insider filing, amended4/A5
  • S-8 POS5
  • UPLOAD4
  • Prospectus supplement424B33
  • CORRESP3
  • Proxy statementDEF 14A3
  • SUPPL3
  • Initial ownership32
  • 4972
  • EFFECT2
  • Stake amendedSC 13D/A2
  • 10KSB1
  • Quarterly report10-Q1
  • 10QSB1
  • 15F-12G/A1
  • Annual report20-F1
  • Delisting251
  • Merger communication4251
  • Current report (amended)8-K/A1
  • Proxy materialDEFA14A1
  • F-31
  • Free writing prospectusFWP1
  • REGDEX1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • Stake reportedSC 13D1
  • SC 14F11
  • SC TO-I/A1

35 companies

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