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What covered companies filed with the SEC, day by day.

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‹ Mon, Oct 22, 2007

Tuesday, October 23, 2007

127 filings · 95 companiesAll checks passed · Updated Nov 7

Wed, Oct 24, 2007 ›
The dayTuesday, October 23
Delisting noticesASTC14:20GBR17:45

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

5 announced

Pre-market1

  • 08:20TWINTwin Disc Inc

Market hours3

  • 11:10UTMDUtah Medical Products Inc
  • 14:32PROVProvident Financial Holdings Inc
  • 15:18MRTNMarten Transport Ltd

After-hours1

  • 16:54PKBKParke Bancorp, Inc.

Insiders

17 filings
Purchases$426.61K10 filings
Sales$3.91M7 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$2.82MSale · 60,900 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$538.07KSale · 56,000 sh
THOThor Industries Inc · Alan Siegel, Director$320.19KSale · 6,334 sh
BESSBimergen Energy Corp · Hamouth Rene$183.11KPurchase · 35,345 sh
OMEXOdyssey Marine Exploration Inc · George Knutsson, Director$156.63KSale · 23,000 sh
BESSBimergen Energy Corp · Hamouth Rene$129.56KPurchase · 28,815 sh
Open insider activity

Agreements

4 filings
  1. 15:13EESH EESTech, Inc. · Unregistered shares sold · New agreement
  2. 10:11ABVC Abvc Biopharma, Inc. · New agreement
  3. 21:31EVI EVI Industries, Inc. · New agreement
  4. 19:25CLDX Celldex Therapeutics, Inc. · Shareholder rights changed · New agreement · Officers or directors

Officers and directors

6 filings
  1. 20:55GRVE Groove Botanicals Inc. · Officers or directors
  2. 20:27CSBR Champions Oncology, Inc. · Officers or directors
  3. 16:01NIMU NON Invasive Monitoring Systems Inc · Officers or directors
  4. 11:42LTBR Lightbridge Corp · Officers or directors
  5. 10:33TSBK Timberland Bancorp Inc · Officers or directors
  6. 19:25CLDX Celldex Therapeutics, Inc. · Shareholder rights changed · New agreement · Officers or directors

Filings

30 listed

17:00

  1. 17:31
    CLDX Celldex Therapeutics, Inc. · Merger communication

19:00

  1. 19:23
    CLDX Celldex Therapeutics, Inc. · Merger communication
  2. 19:25
    CLDX Celldex Therapeutics, Inc. · Shareholder rights changed · New agreement · Officers or directors

21:00

  1. 21:31
    EVI EVI Industries, Inc. · New agreement

06:00

  1. 06:05
    TAC Transalta Corp · Stake amended

08:00

  1. 08:20
    TWIN Twin Disc Inc · Results, pre-market

10:00

  1. 10:08
    ASYS Amtech Systems Inc · Registration statement
  2. 10:11
    ABVC Abvc Biopharma, Inc. · New agreement
  3. 10:33
    TSBK Timberland Bancorp Inc · Officers or directors

11:00

  1. 11:10
    UTMD Utah Medical Products Inc · Results, market hours
  2. 11:27
    CZWI Citizens Community Bancorp Inc. · Bylaws or fiscal year changed
  3. 11:42
    LTBR Lightbridge Corp · Officers or directors

14:00

  1. 14:20
    ASTC Astrotech Corp · Delisting notice
  2. 14:32
    PROV Provident Financial Holdings Inc · Results, market hours
  3. 14:36
    LBSR Liberty Star Uranium & Metals Corp. · Investor disclosure

15:00

  1. 15:13
    EESH EESTech, Inc. · Unregistered shares sold · New agreement
  2. 15:18
    MRTN Marten Transport Ltd · Results, market hours

16:00

  1. 16:01
    NIMU NON Invasive Monitoring Systems Inc · Officers or directors
  2. 16:43
    NEPH Nephros Inc · Stake reported
  3. 16:54
    PKBK Parke Bancorp, Inc. · Results, after-hours

17:00

  1. 17:45
    GBR New Concept Energy, Inc. · Delisting notice

20:00

  1. 20:27
    CSBR Champions Oncology, Inc. · Officers or directors
  2. 20:55
    GRVE Groove Botanicals Inc. · Officers or directors

21:00

  1. 21:06
    EVI EVI Industries, Inc. · Current report (amended)

—

  1. —
    DXYN Dixie Group Inc · Current report
  2. —
    PAR PAR Technology Corp · Current report
  3. —
    AATC Autoscope Technologies Corp · Current report
  4. —
    QSEP QS Energy, Inc. · Current report
  5. —
    UTSI Utstarcom Holdings Corp. · Proxy statement
  6. —
    KOPN Kopin Corp · Current report
30 of 30

Index

Forms filed

  • Insider filing439
  • Current report8-K23
  • Foreign issuer report6-K18
  • Initial ownership36
  • N-Q5
  • N-30B-24
  • Employee plan registrationS-84
  • SUPPL4
  • UPLOAD4
  • 10QSB3
  • Merger communication4252
  • N-CSR/A2
  • REGDEX2
  • 20FR12B/A1
  • 424A1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • EFFECT1
  • Registration statementS-11
  • SB-2/A1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1

34 companies

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