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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 20, 2007

Friday, December 21, 2007

190 filings · 148 companiesAll checks passed · Updated Nov 7

Mon, Dec 24, 2007 ›
The dayFriday, December 21
Delisting noticesTPHS16:35EAXR21:21

By time of day

57 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

2 announced

After-hours2

  • 17:41SJTSan Juan Basin Royalty Trust
  • 19:25EBFEnnis, Inc.

Reports

0 quarterly · 4 annual
  1. Nitches IncNICH · 10-K · Aug 31 · 15:15
    ——
  2. Citizens Community Bancorp Inc.CZWI · 10-K · Sep 30 · 16:55
    ——
  3. CGI IncGIB · 40-F · Sep 30 · —
    ——
  4. Tennessee Valley AuthorityTVE · 10-K/A · Sep 30 · —
    ——

Insiders

26 filings
Purchases$628.68K14 filings
Sales$5.10M12 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$1.72MSale · 63,500 sh
CEVACeva Inc · Marxe Austin W & Greenhouse David M, 10% owner$1.30MSale · 105,772 sh
HOFTHooker Furnishings Corp · Paul B Toms JR, Chairman, CEO & President$566.37KSale · 27,300 sh
ASYSAmtech Systems Inc · Marxe Austin W & Greenhouse David M, 10% owner$493.53KSale · 43,000 sh
POWLPowell Industries Inc · DON R Madison, Vice President, CFO$440.00KSale · 10,000 sh
ARKRARK Restaurants Corp · Richardson Kevin A II, 10% owner$304.08KSale · 8,400 sh
Open insider activity

Agreements

6 filings
  1. 21:33TRCK Track Group, Inc. · Unregistered shares sold · New agreement
  2. 18:55DSNY Destiny Media Technologies Inc · New agreement
  3. 17:17ORBT Orbit International Corp · Acquisition or sale completed · New debt · New agreement
  4. 16:05REPX Riley Exploration Permian, Inc. · New debt
  5. 15:07BCDA BioCardia, Inc. · Unregistered shares sold · New agreement
  6. 13:13NAII Natural Alternatives International Inc · New debt · New agreement

Officers and directors

7 filings
  1. 21:58PCSV PCS Edventures!, Inc. · Officers or directors
  2. 16:48WTBA West Bancorporation Inc · Officers or directors
  3. 16:00NIMU NON Invasive Monitoring Systems Inc · Officers or directors
  4. 15:24AVXL Anavex Life Sciences Corp. · Officers or directors
  5. 14:59PROV Provident Financial Holdings Inc · Officers or directors
  6. 14:16MRTN Marten Transport Ltd · Bylaws or fiscal year changed · Officers or directors
  7. 10:38ARTNA Artesian Resources Corp · Officers or directors

Filings

57 listed

09:00

  1. 09:40
    ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund · Proxy statement
  2. 09:40
    EVG Eaton Vance Short Duration Diversified Income Fund · Proxy statement
  3. 09:52
    EVV Eaton Vance Ltd Duration Income Fund · Proxy statement

10:00

  1. 10:02
    CFBK CF Bankshares Inc. · Announcement
  2. 10:35
    GNTOF Gentor Resources Inc. · Announcement
  3. 10:38
    ARTNA Artesian Resources Corp · Officers or directors

11:00

  1. 11:18
    LCNB LCNB Corp · Acquisition or sale completed
  2. 11:36
    JUVF Juniata Valley Financial Corp · Bylaws or fiscal year changed
  3. 11:49
    SAFT Safety Insurance Group Inc · Announcement
  4. 11:50
    CMS-PB Consumers Energy Co · Acquisition or sale completed

12:00

  1. 12:29
    UGP Ultrapar Holdings Inc · Merger communication
  2. 12:32
    UGP Ultrapar Holdings Inc · Merger communication
  3. 12:33
    UGP Ultrapar Holdings Inc · Merger communication
  4. 12:35
    UGP Ultrapar Holdings Inc · Merger communication
  5. 12:36
    GNTOF Gentor Resources Inc. · Unregistered shares sold

13:00

  1. 13:13
    NAII Natural Alternatives International Inc · New debt · New agreement
  2. 13:23
    BVFL BV Financial, Inc. · Announcement
  3. 13:36
    CDZIP Cadiz Inc · Investor disclosure
  4. 13:40
    AURX Nuo Therapeutics, Inc. · Announcement

14:00

  1. 14:08
    FNRN First Northern Community Bancorp · Announcement
  2. 14:16
    MRTN Marten Transport Ltd · Bylaws or fiscal year changed · Officers or directors
  3. 14:57
    IEP Icahn Enterprises L.P. · Bylaws or fiscal year changed
  4. 14:59
    PROV Provident Financial Holdings Inc · Officers or directors

15:00

  1. 15:07
    BCDA BioCardia, Inc. · Unregistered shares sold · New agreement
  2. 15:15
    NICH Nitches Inc · Annual report
  3. 15:16
    RBGLY Reckitt Benckiser Group PLC · Tender offer
  4. 15:21
    ARKR ARK Restaurants Corp · Stake amended
  5. 15:23
    RTNTF Rio Tinto Ltd · Merger communication
  6. 15:24
    AVXL Anavex Life Sciences Corp. · Officers or directors
  7. 15:34
    CEVA Ceva Inc · Investor disclosure
  8. 15:52
    NORD Nordicus Partners Corp · Bylaws or fiscal year changed

16:00

  1. 16:00
    NIMU NON Invasive Monitoring Systems Inc · Officers or directors
  2. 16:05
    REPX Riley Exploration Permian, Inc. · New debt
  3. 16:31
    FKYS First Keystone Corp · Stake reported
  4. 16:35
    TPHS Trinity Place Holdings Inc. · Delisting notice
  5. 16:48
    WTBA West Bancorporation Inc · Officers or directors
  6. 16:50
    GF New Germany Fund Inc · Tender offer
  7. 16:55
    CZWI Citizens Community Bancorp Inc. · Annual report

17:00

  1. 17:13
    KINS Kingstone Companies, Inc. · Announcement
  2. 17:17
    ORBT Orbit International Corp · Acquisition or sale completed · New debt · New agreement
40 of 57

Index

Forms filed

  • Insider filing443
  • Current report8-K39
  • Foreign issuer report6-K25
  • CORRESP11
  • 40-17G9
  • Merger communication4255
  • EFFECT4
  • 10KSB3
  • Proxy statementDEF 14A3
  • N-Q3
  • Shelf registrationS-33
  • Employee plan registrationS-83
  • SC TO-C3
  • UPLOAD3
  • Annual report10-K2
  • 10QSB2
  • REGDEX2
  • Amended annual report10-K/A1
  • 10SB12G1
  • 20FR12B/A1
  • Annual report40-F1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • 424B71
  • 4971
  • 497H21
  • 497J1
  • Annual ownership51
  • 5/A1
  • 8-A12B/A1
  • Current report (amended)8-K/A1
  • F-31
  • F-6 POS1
  • Late filing noticeNT 10-K1
  • POS AM1
  • POS EX1
  • PRE 14C1
  • Merger registrationS-41
  • SB-21
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • Tender offerSC TO-I1
  • Tender offerSC TO-T1

59 companies

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