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What covered companies filed with the SEC, day by day.

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‹ Wed, Dec 12, 2007

Thursday, December 13, 2007

121 filings · 94 companiesAll checks passed · Updated Nov 7

Fri, Dec 14, 2007 ›
The dayThursday, December 13
Delisting noticesGSG12:14

By time of day

34 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

3 announced

Market hours1

  • 15:25MAYSMays J W Inc

After-hours2

  • 16:07PNNTPennantpark Investment Corp
  • 16:22CBATCBAK Energy Technology Ltd

Reports

2 quarterly · 2 annual
  1. Timberland Bancorp IncTSBK · 10-K · Sep 30 · 12:18
    ——
  2. Mays J W IncMAYS · 10-Q · Oct 31 · 15:23
    ——
  3. Pennantpark Investment CorpPNNT · 10-K · Sep 30 · 16:41
    ——
  4. Shoe Station Group IncSHOE · 10-Q · Nov 3 · 19:22
    ——

Insiders

21 filings
Purchases$412.38K13 filings
Sales$2.12M8 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$1.45MSale · 50,050 sh
APAmpco Pittsburgh Corp · Louis Berkman Investment CO, 10% owner$174.40KSale · 4,800 sh
JPCNuveen Preferred & Income Opportunities Fund · Sussman Bernard$171.05KPurchase · 15,000 sh
APAmpco Pittsburgh Corp · Louis Berkman Investment CO, 10% owner$131.10KSale · 3,700 sh
JQCNuveen Credit Strategies Income Fund · Sussman Bernard$114.22KSale · 10,000 sh
STRSStratus Properties Inc · John e Baker, Senior VP & CFO$110.23KSale · 3,801 sh
Open insider activity

Agreements

2 filings
  1. 10:54EESH EESTech, Inc. · Acquisition or sale completed · New agreement
  2. 09:07TWI Titan International Inc · New agreement

Officers and directors

3 filings
  1. 16:15ULBI Ultralife Corp · Officers or directors
  2. 15:23CMTV Community Bancorp · Officers or directors
  3. 13:27AMTX Aemetis, Inc · Change in control · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · Officers or directors

Filings

34 listed

09:00

  1. 09:07
    TWI Titan International Inc · New agreement

10:00

  1. 10:44
    RTNTF Rio Tinto Ltd · Merger communication
  2. 10:49
    RTNTF Rio Tinto Ltd · Merger communication
  3. 10:54
    EESH EESTech, Inc. · Acquisition or sale completed · New agreement

12:00

  1. 12:04
    RIGL Rigel Pharmaceuticals Inc · Announcement
  2. 12:14
    GSG iShares S&P GSCI Commodity-Indexed Trust · Delisting notice
  3. 12:18
    TSBK Timberland Bancorp Inc · Annual report
  4. 12:26
    GLD SPDR Gold Trust · Announcement

13:00

  1. 13:21
    DRD Drdgold Ltd · Amended annual report
  2. 13:27
    AMTX Aemetis, Inc · Change in control · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · Officers or directors
  3. 13:48
    OFLX Omega Flex, Inc. · Announcement (amended)

14:00

  1. 14:00
    DHC Diversified Healthcare Trust · Bylaws or fiscal year changed
  2. 14:33
    ORBT Orbit International Corp · Auditor change

15:00

  1. 15:20
    BRN Barnwell Industries Inc · Announcement
  2. 15:23
    CMTV Community Bancorp · Officers or directors
  3. 15:23
    MAYS Mays J W Inc · Quarterly report
  4. 15:25
    MAYS Mays J W Inc · Results, market hours
  5. 15:30
    SVC Service Properties Trust · Bylaws or fiscal year changed

16:00

  1. 16:07
    UGP Ultrapar Holdings Inc · Merger communication
  2. 16:07
    PNNT Pennantpark Investment Corp · Results, after-hours
  3. 16:15
    ULBI Ultralife Corp · Officers or directors
  4. 16:22
    CBAT CBAK Energy Technology Ltd · Results, after-hours
  5. 16:24
    PCYN Procyon Corp · Announcement
  6. 16:38
    GAIN Gladstone Investment Corporation · Proxy statement
  7. 16:41
    PNNT Pennantpark Investment Corp · Annual report
  8. 16:57
    TPCS Techprecision Corp · Investor disclosure

19:00

  1. 19:22
    SHOE Shoe Station Group Inc · Quarterly report

22:00

  1. 22:02
    SBLK Star Bulk Carriers Corp. · Stake reported

—

  1. —
    — Arvana Inc · Current report
  2. —
    FMCB Farmers & Merchants Bancorp · Current report
  3. —
    DTGI Digerati Technologies, Inc. · Current report
  4. —
    — CBAK Energy Technology, Inc. · Current report
  5. —
    TXRP TX Rail Products, Inc. · Current report
  6. —
    KOPN Kopin Corp · Current report
34 of 34

Index

Forms filed

  • Insider filing438
  • Foreign issuer report6-K24
  • Current report8-K23
  • CORRESP4
  • UPLOAD4
  • 10QSB3
  • Merger communication4253
  • Annual report10-K2
  • Quarterly report10-Q2
  • Asset-backed distribution report10-D1
  • Amended annual report20-F/A1
  • 20FR12B/A1
  • 24F-2NT1
  • Initial ownership31
  • Initial ownership, amended3/A1
  • 40-17F21
  • 40-17G1
  • Prospectus424B41
  • Prospectus supplement424B51
  • Exchange listing8-A12B1
  • 8-A12B/A1
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • EFFECT1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1

37 companies

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