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What covered companies filed with the SEC, day by day.

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‹ Fri, Nov 30, 2007

Monday, December 3, 2007

156 filings · 117 companiesAll checks passed · Updated Nov 7

Tue, Dec 4, 2007 ›
The dayMonday, December 3
Delisting noticesDYAI20:41

By time of day

36 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

4 announced

Pre-market1

  • 07:00IMKTAIngles Markets Inc

After-hours3

  • 17:08GLADGladstone Capital Corp
  • 17:20MINDMind Technology, Inc
  • 21:39FWDIForward Industries, Inc.

Reports

0 quarterly · 5 annual
  1. Amdocs LtdDOX · 20-F · Sep 30 · 16:11
    ——
  2. Gladstone Capital CorpGLAD · 10-K · Sep 30 · 16:30
    ——
  3. Astrotech CorpASTC · 10-K/A · Jun 30 · 17:28
    ——
  4. Northwest Biotherapeutics IncNWBO · 10-K/A · Dec 31 · 17:31
    ——
  5. International Tower Hill Mines LtdTHM · 20-F · Nov 30 · 17:52
    ——

Insiders

21 filings
Purchases$1.78M16 filings
Sales$446.97K5 filings
SIGASiga Technologies Inc · MacAndrews & Forbes Inc., 10% owner$1.05MPurchase · 288,474 sh
PDFSPDF Solutions Inc · Andre Hawit, VP/GM Yield Mngmt Solutions$291.12KSale · 35,900 sh
PTIXProtagenic Therapeutics, Inc.\new · Robert S Ellin, Director$175.00KPurchase · 12,500 sh
GLUGabelli Global Utility & Income Trust · Urso Mario D, Director$126.19KPurchase · 5,500 sh
GGNGAMCO Global Gold, Natural Resources & Income Trust · Urso Mario D, Director$125.72KPurchase · 4,500 sh
GDVGabelli Dividend & Income Trust · Urso Mario D, Director$76.12KPurchase · 3,700 sh
Open insider activity

Agreements

4 filings
  1. 20:37— Selectis Health, Inc. · New agreement
  2. 15:57CMS-PB Consumers Energy Co · New agreement
  3. 14:02RICK RCI Hospitality Holdings, Inc. · Acquisition or sale completed · New debt
  4. 17:53PED Pedevco Corp · New agreement

Officers and directors

4 filings
  1. 19:26IA Innovative Solutions & Support Inc · Officers or directors
  2. 17:58BESS Bimergen Energy Corp · Officers or directors
  3. 17:23— Sun Pacific Holding Corp. · Acquisition or sale completed · Unregistered shares sold · Officers or directors
  4. 16:01CMS-PB Consumers Energy Co · Officers or directors

Filings

36 listed

17:00

  1. 17:53
    PED Pedevco Corp · New agreement

06:00

  1. 06:06
    CQP Cheniere Energy Partners, L.P. · Investor disclosure

07:00

  1. 07:00
    IMKTA Ingles Markets Inc · Results, pre-market
  2. 07:04
    TITN Titan Machinery Inc. · Amended registration statement

09:00

  1. 09:31
    LTBR Lightbridge Corp · Announcement

10:00

  1. 10:56
    SCIA SCI Engineered Materials, Inc. · Announcement

11:00

  1. 11:43
    NEPH Nephros Inc · Bylaws or fiscal year changed

14:00

  1. 14:02
    RICK RCI Hospitality Holdings, Inc. · Acquisition or sale completed · New debt
  2. 14:10
    AIRI Air Industries Group · Auditor change

15:00

  1. 15:07
    ULH Universal Logistics Holdings, Inc. · Bylaws or fiscal year changed
  2. 15:57
    CMS-PB Consumers Energy Co · New agreement
  3. 15:58
    PLX Protalix BioTherapeutics, Inc. · Announcement

16:00

  1. 16:01
    CMS-PB Consumers Energy Co · Officers or directors
  2. 16:11
    DOX Amdocs Ltd · Annual report
  3. 16:20
    OXSQ Oxford Square Capital Corp. · Bylaws or fiscal year changed
  4. 16:30
    GLAD Gladstone Capital Corp · Annual report

17:00

  1. 17:08
    GLAD Gladstone Capital Corp · Results, after-hours
  2. 17:16
    TNK Teekay Tankers Ltd. · Registration statement
  3. 17:20
    MIND Mind Technology, Inc · Results, after-hours
  4. 17:23
    — Sun Pacific Holding Corp. · Acquisition or sale completed · Unregistered shares sold · Officers or directors
  5. 17:25
    JAKK Jakks Pacific Inc · Announcement
  6. 17:28
    ASTC Astrotech Corp · Amended annual report
  7. 17:31
    NWBO Northwest Biotherapeutics Inc · Amended annual report
  8. 17:52
    THM International Tower Hill Mines Ltd · Annual report
  9. 17:58
    BESS Bimergen Energy Corp · Officers or directors

19:00

  1. 19:26
    IA Innovative Solutions & Support Inc · Officers or directors
  2. 19:31
    ITP IT Tech Packaging, Inc. · Auditor change

20:00

  1. 20:37
    — Selectis Health, Inc. · New agreement
  2. 20:41
    DYAI Dyadic International Inc · Delisting notice
  3. 20:56
    BDCO Blue Dolphin Energy Co · Announcement

21:00

  1. 21:39
    FWDI Forward Industries, Inc. · Results, after-hours
  2. 21:48
    SCGX Saxon Capital Group Inc · Unregistered shares sold

—

  1. —
    — Ridgefield Acquisition Corp · Stake amended
  2. —
    CAPC Capstone Companies, Inc. · Current report
  3. —
    CPMD Cannapharmarx, Inc. · Current report
  4. —
    BKTH Megola Inc · Current report
36 of 36

Index

Forms filed

  • Insider filing447
  • Current report8-K28
  • Foreign issuer report6-K19
  • Initial ownership37
  • CORRESP7
  • UPLOAD7
  • REGDEX5
  • SUPPL3
  • Amended annual report10-K/A2
  • Annual report20-F2
  • Prospectus supplement424B32
  • Annual ownership52
  • Exchange listing8-A12B2
  • Annual report10-K1
  • 10KSB/A1
  • Notice of intent to sell1441
  • 144/A1
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • CERTNAS1
  • Registration statementF-11
  • F-31
  • F-41
  • F-6 POS1
  • N-CSR1
  • NT 20-F1
  • POS AM1
  • POSASR1
  • REGDEX/A1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Employee plan registrationS-81
  • SB-21
  • SB-2/A1
  • Stake amendedSC 13D/A1
  • Passive stake amendedSC 13G/A1

42 companies

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