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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 29, 2007

Friday, November 30, 2007

125 filings · 97 companiesAll checks passed · Updated Nov 7

Mon, Dec 3, 2007 ›
The dayFriday, November 30
Delisting noticesFBSI16:30

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

2 announced

Market hours1

After-hours1

  • 23:35THOThor Industries Inc

Reports

0 quarterly · 3 annual
  1. Platinum Group Metals LtdPLG · 40-F · Nov 29 · 15:34
    ——
  2. TRX Gold CorpTRX · 20-F · Aug 31 · 15:46
    ——
  3. Aptose Biosciences Inc.— · 20-F · May 31 · —
    ——

Insiders

23 filings
Purchases$262.14K9 filings
Sales$7.05M14 filings
CALMCal-Maine Foods Inc · Fred R Adams JR, CEO$2.01MSale · 100,000 sh
RHIRobert Half Inc. · Frederick P Furth, Director$1.88MSale · 71,795 sh
HCSGHealthcare Services Group Inc · Daniel P McCartney, Chief Executive Officer$1.08MSale · 48,711 sh
GHMGraham Corp · H Russel Lemcke, Director$567.17KSale · 8,860 sh
GHMGraham Corp · Cornelius S VAN Rees, Director$550.24KSale · 8,000 sh
STRSStratus Properties Inc · John e Baker, Senior VP & CFO$396.07KSale · 12,646 sh
Open insider activity

Agreements

4 filings
  1. 16:19NAII Natural Alternatives International Inc · Agreement ended · New agreement · Officers or directors
  2. 12:57SMTI Sanara MedTech Inc. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  3. 11:10INNI Innovaro, Inc. · New agreement
  4. 06:02CCFN Muncy Columbia Financial Corp · New agreement

Officers and directors

3 filings
  1. 16:46ITP IT Tech Packaging, Inc. · Officers or directors
  2. 16:44FMAO Farmers & Merchants Bancorp Inc · Officers or directors
  3. 16:19NAII Natural Alternatives International Inc · Agreement ended · New agreement · Officers or directors

Filings

30 listed

23:00

  1. 23:02
    SCGX Saxon Capital Group Inc · Unregistered shares sold
  2. 23:35
    THO Thor Industries Inc · Results, after-hours

06:00

  1. 06:02
    CCFN Muncy Columbia Financial Corp · New agreement

09:00

  1. 09:44
    HTHIY Hitachi Ltd · Amended annual report
  2. 09:53
    CBAT CBAK Energy Technology Ltd · Investor disclosure

11:00

  1. 11:09
    USO United States Oil Fund, LP · Investor disclosure
  2. 11:10
    INNI Innovaro, Inc. · New agreement
  3. 11:22
    RTNTF Rio Tinto Ltd · Merger communication
  4. 11:58
    UNG United States Natural Gas Fund, LP · Investor disclosure

12:00

  1. 12:10
    CATO Cato Corp · Results, market hours
  2. 12:11
    GAIA Gaia, Inc · Bylaws or fiscal year changed
  3. 12:16
    IRD Opus Genetics, Inc. · Stake amended
  4. 12:57
    SMTI Sanara MedTech Inc. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement

13:00

  1. 13:38
    RJET Republic Airways Holdings Inc. · Announcement
  2. 13:53
    NGS Natural Gas Services Group Inc · Bylaws or fiscal year changed

14:00

  1. 14:54
    FKYS First Keystone Corp · Announcement

15:00

  1. 15:34
    PLG Platinum Group Metals Ltd · Annual report
  2. 15:46
    TRX TRX Gold Corp · Annual report

16:00

  1. 16:19
    NAII Natural Alternatives International Inc · Agreement ended · New agreement · Officers or directors
  2. 16:30
    FBSI First Bancshares Inc · Delisting notice
  3. 16:44
    FMAO Farmers & Merchants Bancorp Inc · Officers or directors
  4. 16:46
    ITP IT Tech Packaging, Inc. · Officers or directors

17:00

  1. 17:22
    PHG Koninklijke Philips NV · Tender offer
  2. 17:37
    ALGM Allegro Microsystems, Inc. · Amended registration statement

21:00

  1. 21:10
    GBR New Concept Energy, Inc. · Stake amended

22:00

  1. 22:22
    ESMC Escalon Medical Corp · Proxy statement

—

  1. —
    UTSI Utstarcom Holdings Corp. · Current report
  2. —
    — CBAK Energy Technology, Inc. · Current report
  3. —
    DBMM Digital Brand Media & Marketing Group, Inc. · Late filing notice
  4. —
    — Aptose Biosciences Inc. · Annual report
30 of 30

Index

Forms filed

  • Insider filing438
  • Foreign issuer report6-K22
  • Current report8-K19
  • Insider filing, amended4/A7
  • CORRESP7
  • Initial ownership35
  • 10QSB2
  • Annual report20-F2
  • Stake amendedSC 13D/A2
  • UPLOAD2
  • Amended annual report20-F/A1
  • Annual report40-F1
  • Prospectus supplement424B21
  • Merger communication4251
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • F-6EF1
  • F-X1
  • N-23C3A1
  • N-30B-21
  • NSAR-A1
  • Late filing noticeNT 10-K1
  • POS 8C1
  • REGDEX1
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • SB-2/A1
  • Tender offerSC TO-T1
  • SUPPL1

37 companies

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