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What covered companies filed with the SEC, day by day.

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  9. 19
‹ Fri, Nov 16, 2007

Monday, November 19, 2007

163 filings · 132 companiesAll checks passed · Updated Nov 7

Tue, Nov 20, 2007 ›
The dayMonday, November 19
Delisting noticesFBSI13:48NHTC14:10

By time of day

39 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

5 announced

Market hours2

  • 09:34NTIPNETWORK-1 Technologies, Inc.
  • 14:41CRTCross Timbers Royalty Trust

After-hours3

  • 17:05Hugoton Royalty Trust
  • 21:29IRIXIridex Corp
  • 22:00DYAIDyadic International Inc

Reports

7 quarterly · 1 annual
  1. SPAR Group, Inc.SGRP · 10-Q · Sep 30 · 12:57
    ——
  2. Acorn Energy, Inc.ACFN · 10-Q · Sep 30 · 14:56
    ——
  3. Pilgrims Pride CorpPPC · 10-K · Sep 29 · 16:51
    ——
  4. Telos CorpTLS · 10-Q · Sep 30 · 17:02
    ——
  5. Iridex CorpIRIX · 10-Q · Sep 29 · 21:41
    ——
  6. Dominari Holdings Inc.DOMH · 10-Q · Sep 30 · —
    ——
  7. Carver Bancorp IncCARV · 10-Q · Sep 30 · —
    ——
  8. QS Energy, Inc.QSEP · 10-Q · Sep 30 · —
    ——

Insiders

15 filings
Purchases$1.11M9 filings
Sales$255.25K6 filings
CLARClarus Corp · Warren B Kanders, Exec. Chman. of the Bd. of Dir$380.25KPurchase · 58,500 sh
MFICMidCap Financial Investment Corp · James C Zelter, President and COO$372.18KPurchase · 20,000 sh
HBIOHarvard Bioscience Inc · Skystone Advisors LLC, 10% owner$223.55KPurchase · 58,257 sh
CALMCal-Maine Foods Inc · Richard K Looper, Director$115.00KSale · 5,000 sh
PDFSPDF Solutions Inc · Andre Hawit, VP of Software Development$82.25KSale · 10,000 sh
GOFGuggenheim Strategic Opportunities Fund · Minerd B. Scott$81.75KPurchase · 5,000 sh
Open insider activity

Agreements

6 filings
  1. 22:00DYAI Dyadic International Inc · New agreement · Officers or directors · Results, after-hours
  2. 21:49MLP Maui Land & Pineapple Co Inc · Agreement ended · New debt · New agreement
  3. 16:36INBP Integrated Biopharma Inc · New agreement
  4. 15:46AIRI Air Industries Group · New agreement
  5. 15:34EGAN Egain Corp · New agreement
  6. 12:47TRT Trio-Tech International · New agreement

Officers and directors

2 filings
  1. 22:00DYAI Dyadic International Inc · New agreement · Officers or directors · Results, after-hours
  2. 17:04ITP IT Tech Packaging, Inc. · Bylaws or fiscal year changed · Officers or directors

Filings

39 listed

17:00

  1. 17:31
    GPJA Georgia Power Co · Announcement

20:00

  1. 20:43
    III Information Services Group Inc. · Announcement

09:00

  1. 09:34
    NTIP NETWORK-1 Technologies, Inc. · Results, market hours

11:00

  1. 11:56
    MIDD Middleby Corp · Investor disclosure

12:00

  1. 12:18
    INNI Innovaro, Inc. · Stake amended
  2. 12:47
    TRT Trio-Tech International · New agreement
  3. 12:57
    SGRP SPAR Group, Inc. · Quarterly report

13:00

  1. 13:48
    FBSI First Bancshares Inc · Delisting notice

14:00

  1. 14:10
    NHTC Natural Health Trends Corp · Delisting notice
  2. 14:41
    CRT Cross Timbers Royalty Trust · Results, market hours
  3. 14:56
    ACFN Acorn Energy, Inc. · Quarterly report

15:00

  1. 15:29
    MGYR Magyar Bancorp, Inc. · Bylaws or fiscal year changed
  2. 15:34
    EGAN Egain Corp · New agreement
  3. 15:46
    AIRI Air Industries Group · New agreement

16:00

  1. 16:36
    INBP Integrated Biopharma Inc · New agreement
  2. 16:51
    PPC Pilgrims Pride Corp · Annual report

17:00

  1. 17:02
    TLS Telos Corp · Quarterly report
  2. 17:04
    ITP IT Tech Packaging, Inc. · Bylaws or fiscal year changed · Officers or directors
  3. 17:05
    — Hugoton Royalty Trust · Results, after-hours
  4. 17:08
    MMU Western Asset Managed Municipals Fund Inc. · Announcement
  5. 17:11
    NFTM Buildablock Corp. · Announcement
  6. 17:16
    SBI Western Asset Intermediate Muni Fund Inc. · Announcement
  7. 17:19
    CNTHP Connecticut Light & Power Co · Announcement
  8. 17:28
    ULBI Ultralife Corp · Acquisition or sale completed · Unregistered shares sold
  9. 17:29
    MMU Western Asset Managed Municipals Fund Inc. · Announcement

19:00

  1. 19:48
    WYGC Wenyuan Group Corp. · Announcement

21:00

  1. 21:29
    IRIX Iridex Corp · Results, after-hours
  2. 21:38
    NTRX Entrex Carbon Market, Inc. · Unregistered shares sold
  3. 21:41
    IRIX Iridex Corp · Quarterly report
  4. 21:49
    MLP Maui Land & Pineapple Co Inc · Agreement ended · New debt · New agreement

22:00

  1. 22:00
    DYAI Dyadic International Inc · New agreement · Officers or directors · Results, after-hours
  2. 22:21
    KUST Kustom Entertainment, Inc. · Announcement

—

  1. —
    BBSI Barrett Business Services Inc · Current report
  2. —
    MSN Emerson Radio Corp · Proxy statement
  3. —
    DOMH Dominari Holdings Inc. · Quarterly report
  4. —
    CARV Carver Bancorp Inc · Quarterly report
  5. —
    NEON Neonode Inc. · Current report (amended)
  6. —
    NEON Neonode Inc. · Current report (amended)
  7. —
    QSEP QS Energy, Inc. · Quarterly report
39 of 39

Index

Forms filed

  • 10QSB29
  • Insider filing428
  • Foreign issuer report6-K28
  • Current report8-K27
  • 40-17G8
  • Quarterly report10-Q7
  • Insider filing, amended4/A5
  • UPLOAD5
  • Annual ownership53
  • EFFECT3
  • Initial ownership32
  • Current report (amended)8-K/A2
  • Annual report10-K1
  • Institutional holdings13F-HR1
  • Prospectus supplement424B31
  • CORRESP1
  • Proxy statementDEF 14A1
  • F-6EF1
  • N-Q1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • PRER14C1
  • REGDEX1
  • Shelf registrationS-31
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • SC 14F11
  • SUPPL1

44 companies

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