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News

What covered companies filed with the SEC, day by day.

  1. 31
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  9. 13
‹ Fri, Nov 9, 2007

Tuesday, November 13, 2007

375 filings · 280 companiesAll checks passed · Updated Nov 7

Wed, Nov 14, 2007 ›
The dayTuesday, November 13

By time of day

120 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

16 announced

Pre-market3

  • 06:14NSSCNapco Security Technologies, Inc
  • 09:11PPCPilgrims Pride Corp
  • 09:11MGEEMGE Energy Inc

Market hours5

  • 09:46CPSHCPS Technologies Corp
  • 11:04SNOASonoma Pharmaceuticals, Inc.
  • 13:04NORDNordicus Partners Corp
  • 15:13CVUCPI Aerostructures Inc
  • 15:57AAMEAtlantic American Corp

After-hours8

  • 16:02CWCOConsolidated Water Co. Ltd.
  • 16:19NEPHNephros Inc
  • 17:08HKHCHorizon Kinetics Holding Corp
  • 17:12MELIMercadoLibre Inc
  • 17:15GLREGreenlight Capital RE, Ltd.
  • 17:19TOFBTofutti Brands Inc
  • 21:56AUMNGolden Minerals Co
  • 22:24EVIEVI Industries, Inc.

Reports

37 quarterly · 2 annual
  1. iShares Gold TrustIAU · 10-Q · Sep 30 · 18:20
    ——
  2. CSB Bancorp, Inc.CSBB · 10-Q · Sep 30 · 06:06
    ——
  3. Lindsay CorpLNN · 10-K · Aug 31 · 06:18
    ——
  4. Clearone IncCLRO · 10-Q · Sep 30 · 07:10
    ——
  5. Apyx Medical CorpAPYX · 10-Q · Sep 30 · 07:32
    ——
  6. Research Frontiers IncREFR · 10-Q · Sep 30 · 07:35
    ——
  7. Oppenheimer Holdings IncOPY · 10-Q · Sep 30 · 08:04
    ——
  8. New Oriental Education & Technology Group Inc.EDU · 20-F · May 31 · 09:13
    ——
  9. Orbit International CorpORBT · 10-Q · Sep 30 · 09:58
    ——
  10. Key Tronic CorpKTCC · 10-Q · Sep 29 · 10:21
    ——

Insiders

31 filings
Purchases$1.58M25 filings
Sales$2.51M6 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$1.03MSale · 21,400 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$847.11KSale · 92,829 sh
TOVXTheriva Biologics, Inc. · Daniel J Dorman, Director$563.28KPurchase · 253,731 sh
GHMGraham Corp · Helen H Berkeley, Director$455.94KSale · 8,100 sh
KROKronos Worldwide Inc · Harold C Simmons, Chairman of the Board & CEO$203.50KPurchase · 12,000 sh
GOFGuggenheim Strategic Opportunities Fund · Minerd B. Scott$170.00KPurchase · 10,000 sh
Open insider activity

Agreements

7 filings
  1. 21:53TOGI TurnOnGreen, Inc. · Unregistered shares sold · New agreement
  2. 21:30CREG Smart Powerr Corp. · New agreement
  3. 17:31SEII Sharing Economy International Inc. · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  4. 15:51SPQS SportsQuest, Inc. · New agreement
  5. 12:33TZOO Travelzoo · New agreement · Officers or directors
  6. 12:16PPC Pilgrims Pride Corp · New agreement
  7. 06:02MLSS Milestone Scientific Inc. · New agreement

Officers and directors

6 filings
  1. 17:31SEII Sharing Economy International Inc. · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  2. 16:23HROW Harrow, Inc. · Officers or directors
  3. 13:49VISK Viskase Holdings, Inc. · Officers or directors
  4. 12:33TZOO Travelzoo · New agreement · Officers or directors
  5. 11:23SLSN Solesence, Inc. · Officers or directors
  6. 10:13GCBC Greene County Bancorp Inc · Officers or directors

Filings

120 listed

17:00

  1. 17:35
    DLPN Dolphin Entertainment, Inc. · Auditor change

18:00

  1. 18:17
    LITS Lite Strategy, Inc. · Stake reported
  2. 18:20
    IAU iShares Gold Trust · Quarterly report
  3. 18:29
    GNSS Genasys Inc. · Auditor change (amended)
  4. 18:48
    SCCO Southern Copper Corp · Announcement

19:00

  1. 19:11
    GGB Gerdau S.A. · Stake amended

06:00

  1. 06:02
    MLSS Milestone Scientific Inc. · New agreement
  2. 06:06
    CSBB CSB Bancorp, Inc. · Quarterly report
  3. 06:08
    NSSC Napco Security Technologies, Inc · Late filing notice
  4. 06:12
    CQP Cheniere Energy Partners, L.P. · Announcement
  5. 06:14
    NSSC Napco Security Technologies, Inc · Results, pre-market
  6. 06:18
    LNN Lindsay Corp · Annual report

07:00

  1. 07:10
    CLRO Clearone Inc · Quarterly report
  2. 07:12
    SPQS SportsQuest, Inc. · Acquisition or sale completed
  3. 07:28
    IEP Icahn Enterprises L.P. · Announcement
  4. 07:32
    APYX Apyx Medical Corp · Quarterly report
  5. 07:35
    REFR Research Frontiers Inc · Quarterly report

08:00

  1. 08:02
    OPY Oppenheimer Holdings Inc · Announcement (amended)
  2. 08:04
    OPY Oppenheimer Holdings Inc · Quarterly report
  3. 08:21
    CIX Compx International Inc · Stake amended

09:00

  1. 09:11
    PPC Pilgrims Pride Corp · Results, pre-market
  2. 09:11
    MGEE MGE Energy Inc · Results, pre-market
  3. 09:13
    EDU New Oriental Education & Technology Group Inc. · Annual report
  4. 09:16
    PPC Pilgrims Pride Corp · Investor disclosure
  5. 09:35
    CPHI China Pharma Holdings, Inc. · Stake amended
  6. 09:36
    CPHI China Pharma Holdings, Inc. · Stake amended
  7. 09:38
    PPC Pilgrims Pride Corp · Investor disclosure
  8. 09:46
    CPSH CPS Technologies Corp · Results, market hours
  9. 09:58
    ORBT Orbit International Corp · Quarterly report

10:00

  1. 10:13
    GCBC Greene County Bancorp Inc · Officers or directors
  2. 10:21
    KTCC Key Tronic Corp · Quarterly report
  3. 10:32
    KOSS Koss Corp · Announcement
  4. 10:50
    FDBC Fidelity D & D Bancorp Inc · Quarterly report

11:00

  1. 11:01
    DYAI Dyadic International Inc · Stake reported
  2. 11:02
    CPSH CPS Technologies Corp · Quarterly report
  3. 11:04
    SNOA Sonoma Pharmaceuticals, Inc. · Results, market hours
  4. 11:19
    PHG Koninklijke Philips NV · Stake amended
  5. 11:23
    SLSN Solesence, Inc. · Officers or directors
  6. 11:36
    SNUS-PH Santander Holdings USA, Inc. · Investor disclosure
  7. 11:39
    FLUX Flux Power Holdings, Inc. · Late filing notice
40 of 120

Index

Forms filed

  • Insider filing456
  • Current report8-K49
  • 10QSB46
  • Initial ownership345
  • Foreign issuer report6-K45
  • Quarterly report10-Q35
  • Passive stake amendedSC 13G/A8
  • Annual ownership57
  • Late filing noticeNT 10-Q7
  • Stake amendedSC 13D/A7
  • Merger communication4256
  • Current report (amended)8-K/A4
  • CORRESP4
  • Stake reportedSC 13D4
  • 40-17G3
  • Prospectus supplement424B33
  • Insider filing, amended4/A3
  • Information statementDEF 14C3
  • Employee plan registrationS-83
  • Passive stake reportedSC 13G3
  • 10KSB2
  • Amended quarterly report10-Q/A2
  • Initial ownership, amended3/A2
  • Proxy statementDEF 14A2
  • EFFECT2
  • N-Q2
  • REGDEX2
  • Amended registration statementS-1/A2
  • SB-22
  • Annual report10-K1
  • 10QSB/A1
  • Institutional holdings13F-HR1
  • Annual report20-F1
  • Prospectus424B41
  • 424B71
  • 6-K/A1
  • Proxy materialDEFA14A1
  • F-3/A1
  • F-61
  • F-6 POS1
  • N-21
  • N-8A1
  • PRER14A1
  • REGDEX/A1
  • SB-2/A1

109 companies

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