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News

What covered companies filed with the SEC, day by day.

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‹ Fri, Nov 2, 2007

Monday, November 5, 2007

188 filings · 148 companiesAll checks passed · Updated Nov 7

Tue, Nov 6, 2007 ›
The dayMonday, November 5

By time of day

56 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

12 announced

Pre-market1

  • 06:40CNTHPConnecticut Light & Power Co

Market hours3

  • 11:46MCYMercury General Corp
  • 11:54ARMPArmata Pharmaceuticals, Inc.
  • 15:36INTTIntest Corp

After-hours8

  • 16:25CDR-PBCedar Realty Trust, Inc.
  • 16:28ITICInvestors Title Co
  • 16:35LIVELive Ventures Inc
  • 16:43SAFTSafety Insurance Group Inc
  • 16:59GCBCGreene County Bancorp Inc
  • 17:20CAPSCapstone Holding Corp.
  • 17:34ICCCImmucell Corp
  • 18:58BBGIBeasley Broadcast Group Inc

Reports

12 quarterly · 2 annual
  1. Medifast IncMED · 10-K/A · Dec 31 · 06:07
    ——
  2. Medifast IncMED · 10-Q/A · Jun 30 · 06:08
    ——
  3. Petmed Express IncPETS · 10-Q · Sep 30 · 14:15
    ——
  4. Capital Properties IncCPTP · 10-Q · Sep 30 · 14:34
    ——
  5. Sabine Royalty TrustSBR · 10-Q · Sep 30 · 15:37
    ——
  6. Abundia Global Impact Group, Inc.AGIG · 10-Q · Sep 30 · 15:56
    ——
  7. United States Lime & Minerals IncUSLM · 10-Q · Sep 30 · 16:16
    ——
  8. Kronos Worldwide IncKRO · 10-Q · Nov 5 · 16:30
    ——
  9. NLI Holdings, Inc.NL · 10-Q · Nov 5 · 16:34
    ——
  10. Investors Title CoITIC · 10-Q · Sep 30 · 17:19
    ——

Insiders

19 filings
Purchases$1.96M12 filings
Sales$1.07M7 filings
SARSaratoga Investment Corp. · Richard M Hayden, Chairman of the Bd of Director$704.22KPurchase · 61,216 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$473.56KPurchase · 16,700 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$401.47KSale · 42,146 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$378.78KPurchase · 13,300 sh
RHIRobert Half Inc. · Robert W Glass, Executive Vice President$236.08KSale · 8,100 sh
SARSaratoga Investment Corp. · Robert F Cummings JR, Director$194.15KPurchase · 16,737 sh
Open insider activity

Agreements

3 filings
  1. 16:48OPY Oppenheimer Holdings Inc · New agreement
  2. 16:38MGLD Marygold Companies, Inc. · New agreement
  3. 09:14SLNG Stabilis Solutions, Inc. · Agreement ended · New debt · New agreement

Officers and directors

2 filings
  1. 09:59CPTP Capital Properties Inc · Officers or directors
  2. 09:53FRT Federal Realty Investment Trust · Officers or directors

Filings

56 listed

18:00

  1. 18:54
    RJET Republic Airways Holdings Inc. · Announcement

06:00

  1. 06:07
    MED Medifast Inc · Amended annual report
  2. 06:08
    MED Medifast Inc · Amended quarterly report
  3. 06:40
    CNTHP Connecticut Light & Power Co · Results, pre-market

08:00

  1. 08:05
    KFY Korn Ferry · Announcement

09:00

  1. 09:14
    SLNG Stabilis Solutions, Inc. · Agreement ended · New debt · New agreement
  2. 09:53
    FRT Federal Realty Investment Trust · Officers or directors
  3. 09:59
    CPTP Capital Properties Inc · Officers or directors

11:00

  1. 11:46
    MCY Mercury General Corp · Results, market hours
  2. 11:49
    OBE Obsidian Energy Ltd. · Merger communication
  3. 11:50
    OBE Obsidian Energy Ltd. · Merger communication
  4. 11:54
    ARMP Armata Pharmaceuticals, Inc. · Results, market hours

12:00

  1. 12:45
    FSP Franklin Street Properties Corp · Investor disclosure
  2. 12:49
    TOVX Theriva Biologics, Inc. · Announcement

13:00

  1. 13:09
    SBFG SB Financial Group, Inc. · Investor disclosure

14:00

  1. 14:15
    PETS Petmed Express Inc · Quarterly report
  2. 14:34
    CPTP Capital Properties Inc · Quarterly report

15:00

  1. 15:16
    PFN PIMCO Income Strategy Fund II · Proxy statement
  2. 15:16
    PFL PIMCO Income Strategy Fund · Proxy statement
  3. 15:16
    PHK PIMCO High Income Fund · Proxy statement
  4. 15:30
    BNET Bion Environmental Technologies Inc · Announcement
  5. 15:36
    INTT Intest Corp · Bylaws or fiscal year changed · Results, market hours
  6. 15:37
    SBR Sabine Royalty Trust · Quarterly report
  7. 15:50
    BMNM Bimini Capital Management, Inc. · Announcement · Investor disclosure
  8. 15:53
    SJT San Juan Basin Royalty Trust · Proxy statement
  9. 15:56
    AGIG Abundia Global Impact Group, Inc. · Quarterly report

16:00

  1. 16:16
    CVV CVD Equipment Corp · Proxy statement
  2. 16:16
    USLM United States Lime & Minerals Inc · Quarterly report
  3. 16:25
    CDR-PB Cedar Realty Trust, Inc. · Results, after-hours
  4. 16:25
    RDUFF Radius Gold Inc. · Amended annual report
  5. 16:28
    ITIC Investors Title Co · Results, after-hours
  6. 16:30
    KRO Kronos Worldwide Inc · Quarterly report
  7. 16:34
    NL NLI Holdings, Inc. · Quarterly report
  8. 16:35
    LIVE Live Ventures Inc · Results, after-hours
  9. 16:38
    MGLD Marygold Companies, Inc. · New agreement
  10. 16:40
    YDKG Yueda Digital Holding · Amended registration statement
  11. 16:43
    SAFT Safety Insurance Group Inc · Results, after-hours
  12. 16:48
    OPY Oppenheimer Holdings Inc · New agreement
  13. 16:51
    OIA Invesco Municipal Income Opportunities Trust · Proxy statement
  14. 16:59
    GCBC Greene County Bancorp Inc · Results, after-hours
40 of 56

Index

Forms filed

  • Insider filing464
  • Current report8-K28
  • 40-17G24
  • Foreign issuer report6-K18
  • Quarterly report10-Q11
  • Proxy statementDEF 14A6
  • Merger communication4254
  • Information statementDEF 14C3
  • 10QSB2
  • Insider filing, amended4/A2
  • REGDEX2
  • Stake amendedSC 13D/A2
  • SUPPL2
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Annual report20-F1
  • Amended annual report20-F/A1
  • Delisting251
  • Initial ownership31
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • CERTNAS1
  • CORRESP1
  • EFFECT1
  • Amended registration statementF-1/A1
  • F-3/A1
  • Free writing prospectusFWP1
  • N-CSR1
  • N-CSRS1
  • Employee plan registrationS-81
  • SB-2/A1
  • Passive stake reportedSC 13G1
  • UPLOAD1

56 companies

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