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What covered companies filed with the SEC, day by day.

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‹ Fri, Oct 26, 2007

Monday, October 29, 2007

141 filings · 116 companiesAll checks passed · Updated Nov 7

Tue, Oct 30, 2007 ›
The dayMonday, October 29
Delisting noticesBMNM16:36

By time of day

33 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

Results

7 announced

Pre-market1

  • 08:28MZTIMarzetti Co

Market hours4

  • 10:09GRCGorman Rupp Co
  • 11:28ECIAEncision Inc
  • 12:49CLROClearone Inc
  • 15:10CNACNA Financial Corp

After-hours2

  • 16:01BCICBCP Investment Corp
  • 16:03TWITitan International Inc

Reports

3 quarterly · 2 annual
  1. Alexanders IncALX · 10-Q · Sep 30 · 08:25
    ——
  2. LCNB CorpLCNB · 10-Q · Sep 30 · 13:47
    ——
  3. Titan International IncTWI · 10-Q · Sep 30 · 16:00
    ——
  4. Asure Software IncASUR · 10-K · Jul 31 · 17:08
    ——
  5. Escalon Medical CorpESMC · 10-K/A · Jun 30 · 21:31
    ——

Insiders

27 filings
Purchases$1.69M7 filings
Sales$11.05M20 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$3.92MSale · 79,220 sh
RHIRobert Half Inc. · Frederick P Furth, Director$2.25MSale · 75,000 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$1.61MPurchase · 56,600 sh
WABCWestamerica Bancorporation · David L Payne, Chairman, President & CEO$1.28MSale · 27,860 sh
WABCWestamerica Bancorporation · David L Payne, Chairman, President & CEO$1.24MSale · 26,824 sh
WABCWestamerica Bancorporation · David L Payne, Chairman, President & CEO$695.73KSale · 15,027 sh
Open insider activity

Agreements

3 filings
  1. 16:39GLXZ Galaxy Gaming, Inc. · Acquisition or sale completed · New agreement
  2. 15:01EAXR Ealixir, Inc. · Unregistered shares sold · New agreement
  3. 11:14GBUX Givbux, Inc. · New agreement

Officers and directors

5 filings
  1. 17:16SWKHL SWK Holdings Corp · Officers or directors
  2. 16:04GCBC Greene County Bancorp Inc · Officers or directors
  3. 15:18TSBK Timberland Bancorp Inc · Officers or directors
  4. 12:08MNOV Medicinova Inc · Officers or directors
  5. 10:30DLHC DLH Holdings Corp. · Officers or directors

Filings

33 listed

17:00

  1. 17:35
    GLGI Greystone Logistics, Inc. · Auditor change (amended)

21:00

  1. 21:37
    PTN Palatin Technologies Inc · Proxy statement
  2. 21:40
    CRNT Ceragon Networks Ltd · Amended annual report

08:00

  1. 08:25
    ALX Alexanders Inc · Quarterly report
  2. 08:28
    MZTI Marzetti Co · Results, pre-market

10:00

  1. 10:09
    GRC Gorman Rupp Co · Results, market hours
  2. 10:30
    DLHC DLH Holdings Corp. · Officers or directors

11:00

  1. 11:14
    GBUX Givbux, Inc. · New agreement
  2. 11:28
    ECIA Encision Inc · Results, market hours

12:00

  1. 12:08
    MNOV Medicinova Inc · Officers or directors
  2. 12:49
    CLRO Clearone Inc · Results, market hours

13:00

  1. 13:47
    LCNB LCNB Corp · Quarterly report

14:00

  1. 14:02
    SCND Scientific Industries Inc · Proxy statement
  2. 14:04
    AIFU Aifu Inc. · Amended registration statement
  3. 14:33
    EPM Evolution Petroleum Corp · Proxy statement

15:00

  1. 15:01
    EAXR Ealixir, Inc. · Unregistered shares sold · New agreement
  2. 15:10
    CNA CNA Financial Corp · Bylaws or fiscal year changed · Results, market hours
  3. 15:18
    TSBK Timberland Bancorp Inc · Officers or directors
  4. 15:24
    NAII Natural Alternatives International Inc · Proxy statement
  5. 15:36
    NSSC Napco Security Technologies, Inc · Proxy statement
  6. 15:51
    POCI Precision Optics Corporation, Inc. · Proxy statement

16:00

  1. 16:00
    TWI Titan International Inc · Quarterly report
  2. 16:01
    BCIC BCP Investment Corp · Results, after-hours
  3. 16:03
    TWI Titan International Inc · Results, after-hours
  4. 16:04
    GCBC Greene County Bancorp Inc · Officers or directors
  5. 16:16
    LEEN Leopard Energy, Inc. · Late filing notice
  6. 16:19
    TPHS Trinity Place Holdings Inc. · Stake amended
  7. 16:36
    BMNM Bimini Capital Management, Inc. · Delisting notice
  8. 16:39
    GLXZ Galaxy Gaming, Inc. · Acquisition or sale completed · New agreement

17:00

  1. 17:08
    ASUR Asure Software Inc · Annual report
  2. 17:16
    SWKHL SWK Holdings Corp · Officers or directors
  3. 17:30
    — CS Diagnostics Corp. · Stake amended

21:00

  1. 21:31
    ESMC Escalon Medical Corp · Amended annual report
33 of 33

Index

Forms filed

  • Insider filing432
  • Foreign issuer report6-K20
  • Current report8-K16
  • NSAR-B9
  • N-Q8
  • UPLOAD7
  • CERTPAC6
  • Proxy statementDEF 14A6
  • Insider filing, amended4/A4
  • Quarterly report10-Q3
  • Initial ownership33
  • CORRESP3
  • 10KSB2
  • Employee plan registrationS-82
  • Stake amendedSC 13D/A2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • 10KSB/A1
  • 10QSB1
  • Employee plan annual report11-K1
  • Notice of intent to sell1441
  • Amended annual report20-F/A1
  • 6-K/A1
  • Current report (amended)8-K/A1
  • Amended registration statementF-1/A1
  • F-31
  • F-3/A1
  • N-2/A1
  • NSAR-A1
  • Late filing noticeNT 10-K1
  • Preliminary proxy statementPRE 14A1
  • Passive stake reportedSC 13G1
  • SUPPL1

37 companies

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