Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 19
  2. 22
  3. 23
  4. 24
  5. 25
  6. 26
  7. 29
  8. 30
  9. 31
  10. 1
‹ Wed, Oct 31, 2007

Thursday, November 1, 2007

151 filings · 119 companiesAll checks passed · Updated Nov 7

Fri, Nov 2, 2007 ›
The dayThursday, November 1

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

14 announced

Pre-market2

Market hours5

  • 10:07FLNAFilana Therapeutics, Inc.
  • 12:14DHCDiversified Healthcare Trust
  • 14:05OTLCOncotelic Therapeutics, Inc.
  • 15:26NRTNorth European Oil Royalty Trust
  • 15:56LPTHLightpath Technologies Inc

After-hours7

  • 16:00ULBIUltralife Corp
  • 16:00CGNXCognex Corp
  • 16:05AWREAware Inc
  • 16:11GSITGSI Technology Inc
  • 16:22EVCEntravision Communications Corp
  • 16:28IBOCInternational Bancshares Corp
  • 16:42OTEXOpen Text Corp

Reports

8 quarterly · 0 annual
  1. Wisconsin Electric Power CoWELPP · 10-Q · Sep 30 · 11:22
    ——
  2. Westamerica BancorporationWABC · 10-Q · Sep 30 · 14:25
    ——
  3. Cognex CorpCGNX · 10-Q · Sep 30 · 16:05
    ——
  4. Viskase Holdings, Inc.VISK · 10-Q · Sep 30 · 16:23
    ——
  5. Diversified Healthcare TrustDHC · 10-Q · Sep 30 · 16:40
    ——
  6. Southern Copper CorpSCCO · 10-Q · Sep 30 · 16:49
    ——
  7. Consumers Energy CoCMS-PB · 10-Q · Sep 30 · 17:03
    ——
  8. Southern California Gas Co— · 10-Q · Sep 30 · —
    ——

Insiders

20 filings
Purchases$2.34M11 filings
Sales$2.00M9 filings
SFDSmithfield Foods Inc · Paul J Fribourg, Director$1.05MPurchase · 37,000 sh
MCRIMonarch Casino & Resort Inc · BOB Farahi, President$856.45KSale · 28,107 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$810.82KPurchase · 28,570 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$620.41KSale · 63,837 sh
GHMGraham Corp · James R Lines, President and COO$290.33KSale · 5,850 sh
EGYVaalco Energy Inc · W Russell Scheirman II, President$154.48KSale · 30,834 sh
Open insider activity

Agreements

2 filings
  1. 16:08ULH Universal Logistics Holdings, Inc. · New agreement
  2. 16:03JKHY Jack Henry & Associates Inc · New agreement

Officers and directors

3 filings
  1. 20:30GURE Gulf Resources, Inc. · Officers or directors
  2. 17:49USAU U.S. Gold Corp. · Officers or directors
  3. 15:25FKYS First Keystone Corp · Acquisition or sale completed · Officers or directors

Filings

43 listed

19:00

  1. 19:33
    CLRO Clearone Inc · Announcement
  2. 19:43
    OBE Obsidian Energy Ltd. · Merger communication

20:00

  1. 20:08
    OBE Obsidian Energy Ltd. · Merger communication

01:00

  1. 01:57
    NMM Navios Maritime Partners L.P. · Amended registration statement

08:00

  1. 08:00
    CEVA Ceva Inc · Results, pre-market
  2. 08:51
    NL NLI Holdings, Inc. · Investor disclosure

09:00

  1. 09:00
    ALNT Allient Inc · Results, pre-market

10:00

  1. 10:07
    FLNA Filana Therapeutics, Inc. · Results, market hours

11:00

  1. 11:22
    WELPP Wisconsin Electric Power Co · Quarterly report

12:00

  1. 12:14
    DHC Diversified Healthcare Trust · Results, market hours
  2. 12:54
    DIT Amcon Distributing Co · Announcement

13:00

  1. 13:56
    CLDX Celldex Therapeutics, Inc. · Merger communication

14:00

  1. 14:05
    OTLC Oncotelic Therapeutics, Inc. · Results, market hours
  2. 14:25
    WABC Westamerica Bancorporation · Quarterly report
  3. 14:53
    GTHP Guided Therapeutics Inc · Auditor change

15:00

  1. 15:00
    CLFD Clearfield, Inc. · Announcement
  2. 15:25
    FKYS First Keystone Corp · Acquisition or sale completed · Officers or directors
  3. 15:26
    NRT North European Oil Royalty Trust · Results, market hours
  4. 15:56
    LPTH Lightpath Technologies Inc · Results, market hours

16:00

  1. 16:00
    ULBI Ultralife Corp · Results, after-hours
  2. 16:00
    CGNX Cognex Corp · Results, after-hours
  3. 16:03
    JKHY Jack Henry & Associates Inc · New agreement
  4. 16:05
    CGNX Cognex Corp · Quarterly report
  5. 16:05
    AWRE Aware Inc · Results, after-hours
  6. 16:08
    ULH Universal Logistics Holdings, Inc. · New agreement
  7. 16:11
    GSIT GSI Technology Inc · Results, after-hours
  8. 16:22
    CREX Creative Realities, Inc. · Current report (amended)
  9. 16:22
    EVC Entravision Communications Corp · Results, after-hours
  10. 16:23
    VISK Viskase Holdings, Inc. · Quarterly report
  11. 16:25
    CNTHP Connecticut Light & Power Co · Investor disclosure
  12. 16:28
    IBOC International Bancshares Corp · Results, after-hours
  13. 16:30
    HWBK Hawthorn Bancshares, Inc. · Bylaws or fiscal year changed
  14. 16:40
    DHC Diversified Healthcare Trust · Quarterly report
  15. 16:42
    OTEX Open Text Corp · Results, after-hours
  16. 16:49
    SCCO Southern Copper Corp · Quarterly report
  17. 16:49
    — Sun Pacific Holding Corp. · Bylaws or fiscal year changed

17:00

  1. 17:03
    CMS-PB Consumers Energy Co · Quarterly report
  2. 17:49
    USAU U.S. Gold Corp. · Officers or directors

20:00

  1. 20:30
    GURE Gulf Resources, Inc. · Officers or directors
  2. 20:58
    VHC VirnetX Holding Corp · Bylaws or fiscal year changed
40 of 43

Index

Forms filed

  • Foreign issuer report6-K48
  • Insider filing431
  • Current report8-K30
  • Quarterly report10-Q8
  • UPLOAD7
  • Initial ownership33
  • Merger communication4253
  • 10QSB/A2
  • Notice of intent to sell1442
  • Insider filing, amended4/A2
  • Employee plan registrationS-82
  • Institutional holdings13F-HR1
  • Prospectus supplement424B31
  • Prospectus424B41
  • Current report (amended)8-K/A1
  • CORRESP1
  • Amended registration statementF-1/A1
  • F-91
  • F-X1
  • N-CSR1
  • PRE 14C1
  • REGDEX1
  • Passive stake reportedSC 13G1
  • SC 14F11

46 companies

A

C

D

E

F

G

H

I

J

L

M

N

O

S

U

V

W