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What covered companies filed with the SEC, day by day.

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‹ Tue, Oct 30, 2007

Wednesday, October 31, 2007

137 filings · 116 companiesAll checks passed · Updated Nov 7

Thu, Nov 1, 2007 ›
The dayWednesday, October 31
Delisting noticesDWSN15:49

By time of day

49 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

9 announced

Pre-market2

  • 08:30CLDXCelldex Therapeutics, Inc.
  • 09:29LTCLTC Properties Inc

Market hours5

  • 10:58TULPBloomia Holdings, Inc.
  • 11:45USLMUnited States Lime & Minerals Inc
  • 13:00FBSIFirst Bancshares Inc
  • 14:31FRTFederal Realty Investment Trust
  • 15:00IMOImperial Oil Ltd

After-hours2

  • 16:12GAINGladstone Investment Corporation
  • 17:13PDFSPDF Solutions Inc

Reports

8 quarterly · 1 annual
  1. Hackett Group, Inc.HCKT · 10-Q · Sep 28 · 19:20
    ——
  2. First Advantage CorpFA · 10-Q · Sep 30 · 09:24
    ——
  3. Newmarket CorpNEU · 10-Q · Sep 30 · 10:10
    ——
  4. Imperial Oil LtdIMO · 10-Q · Sep 30 · 13:33
    ——
  5. Federal Realty Investment TrustFRT · 10-Q · Sep 30 · 14:33
    ——
  6. Escalon Medical CorpESMC · 10-K/A · Jun 30 · 15:03
    ——
  7. Graham CorpGHM · 10-Q · Sep 30 · 16:17
    ——
  8. Gladstone Investment CorporationGAIN · 10-Q · Sep 30 · 16:42
    ——
  9. Armata Pharmaceuticals, Inc.ARMP · 10-Q · Sep 30 · 16:42
    ——

Insiders

18 filings
Purchases$2.94M11 filings
Sales$5.61M7 filings
RHIRobert Half Inc. · Frederick P Furth, Director$2.46MSale · 81,998 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$2.00MPurchase · 71,300 sh
AVXLAnavex Life Sciences Corp. · Skarpelos Athanasios, 10% owner$1.62MSale · 950,000 sh
GHMGraham Corp · H Russel Lemcke, Director$644.49KSale · 10,500 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$527.65KPurchase · 18,700 sh
GHMGraham Corp · J Ronald Hansen, VP-Finance; CFO$435.28KSale · 7,500 sh
Open insider activity

Agreements

3 filings
  1. 20:52GURE Gulf Resources, Inc. · Acquisition or sale completed · New agreement
  2. 19:03APCX AppTech Payments Corp. · New agreement
  3. 16:25PCMC Public Co Management Corp · Unregistered shares sold · New agreement

Officers and directors

2 filings
  1. 19:34GRVE Groove Botanicals Inc. · Officers or directors
  2. 07:48VRMK ERP Operating Ltd Partnership · Officers or directors

Filings

49 listed

19:00

  1. 19:20
    HCKT Hackett Group, Inc. · Quarterly report
  2. 19:54
    OPY Oppenheimer Holdings Inc · Announcement

07:00

  1. 07:48
    VRMK ERP Operating Ltd Partnership · Officers or directors

08:00

  1. 08:30
    CLDX Celldex Therapeutics, Inc. · Results, pre-market
  2. 08:52
    LPTH Lightpath Technologies Inc · Announcement

09:00

  1. 09:24
    FA First Advantage Corp · Quarterly report
  2. 09:29
    LTC LTC Properties Inc · Results, pre-market

10:00

  1. 10:10
    NEU Newmarket Corp · Quarterly report
  2. 10:58
    TULP Bloomia Holdings, Inc. · Results, market hours

11:00

  1. 11:33
    VIRC Virco MFG Corporation · Bylaws or fiscal year changed
  2. 11:45
    USLM United States Lime & Minerals Inc · Results, market hours

12:00

  1. 12:41
    REX REX American Resources Corp · Announcement

13:00

  1. 13:00
    FBSI First Bancshares Inc · Results, market hours
  2. 13:33
    IMO Imperial Oil Ltd · Quarterly report

14:00

  1. 14:23
    CLDX Celldex Therapeutics, Inc. · Merger communication
  2. 14:31
    FRT Federal Realty Investment Trust · Results, market hours
  3. 14:33
    FRT Federal Realty Investment Trust · Quarterly report

15:00

  1. 15:00
    IMO Imperial Oil Ltd · Results, market hours
  2. 15:03
    ESMC Escalon Medical Corp · Amended annual report
  3. 15:08
    KRO Kronos Worldwide Inc · Bylaws or fiscal year changed
  4. 15:31
    ODC Oil-Dri Corp of America · Proxy statement
  5. 15:42
    JMM Nuveen Multi-Market Income Fund · Proxy statement
  6. 15:45
    IVDN Innovative Designs Inc · Announcement
  7. 15:49
    DWSN Dawson Geophysical Co · Delisting notice

16:00

  1. 16:00
    INTI Inhibitor Therapeutics, Inc. · Shareholder rights changed
  2. 16:08
    BELFA BEL Fuse Inc · Stake amended
  3. 16:12
    GAIN Gladstone Investment Corporation · Results, after-hours
  4. 16:17
    GHM Graham Corp · Quarterly report
  5. 16:25
    PCMC Public Co Management Corp · Unregistered shares sold · New agreement
  6. 16:38
    ULBI Ultralife Corp · Current report (amended)
  7. 16:42
    GAIN Gladstone Investment Corporation · Quarterly report
  8. 16:42
    ARMP Armata Pharmaceuticals, Inc. · Quarterly report
  9. 16:45
    PERI Perion Network Ltd. · Stake reported

17:00

  1. 17:09
    AVXL Anavex Life Sciences Corp. · Stake amended
  2. 17:13
    PDFS PDF Solutions Inc · Results, after-hours

19:00

  1. 19:03
    APCX AppTech Payments Corp. · New agreement
  2. 19:34
    GRVE Groove Botanicals Inc. · Officers or directors

20:00

  1. 20:52
    GURE Gulf Resources, Inc. · Acquisition or sale completed · New agreement

21:00

  1. 21:17
    SCCO Southern Copper Corp · Announcement

—

  1. —
    MSN Emerson Radio Corp · Current report
40 of 49

Index

Forms filed

  • Current report8-K31
  • Foreign issuer report6-K28
  • Insider filing425
  • Quarterly report10-Q8
  • CORRESP6
  • N-CSR4
  • 40-17G3
  • Stake amendedSC 13D/A3
  • Annual report to shareholdersARS2
  • Proxy statementDEF 14A2
  • Proxy materialDEFA14A2
  • Shelf registrationS-32
  • SUPPL2
  • UPLOAD2
  • Amended annual report10-K/A1
  • Delisting251
  • Prospectus424B41
  • Merger communication4251
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • CERTAMX1
  • Information statementDEF 14C1
  • EFFECT1
  • N-23C3A1
  • N-2/A1
  • NSAR-B1
  • REGDEX1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • SB-21
  • Stake reportedSC 13D1

46 companies

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