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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 1, 2007

Friday, November 2, 2007

163 filings · 121 companiesAll checks passed · Updated Nov 7

Mon, Nov 5, 2007 ›
The dayFriday, November 2

By time of day

51 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

9 announced

Pre-market2

  • 08:08INNIInnovaro, Inc.
  • 08:17SCE-PGSouthern California Edison Co

Market hours4

  • 10:34NRPNatural Resource Partners LP
  • 10:46GHCGraham Holdings Co
  • 14:06FCAPFirst Capital Inc
  • 15:49CZWICitizens Community Bancorp Inc.

After-hours3

  • 18:34CIXCompx International Inc
  • 21:10PNMXOPublic Service Co of New Mexico
  • 16:09SEBSeaboard Corp

Reports

15 quarterly · 0 annual
  1. Farmers & Merchants Bancorp IncFMAO · 10-Q · Sep 30 · 17:57
    ——
  2. Compx International IncCIX · 10-Q · Sep 30 · 18:35
    ——
  3. West Bancorporation IncWTBA · 10-Q · Sep 30 · 09:08
    ——
  4. Southern California Edison CoSCE-PG · 10-Q · Sep 30 · 09:34
    ——
  5. Gorman Rupp CoGRC · 10-Q · Sep 30 · 09:57
    ——
  6. Natural Resource Partners LPNRP · 10-Q · Sep 30 · 11:13
    ——
  7. Nortech Systems IncNSYS · 10-Q · Sep 30 · 13:07
    ——
  8. Allient IncALNT · 10-Q · Sep 30 · 14:31
    ——
  9. Landstar System IncLSTR · 10-Q · Sep 29 · 15:19
    ——
  10. Filana Therapeutics, Inc.FLNA · 10-Q · Sep 30 · 15:19
    ——

Insiders

23 filings
Purchases$342.58K12 filings
Sales$19.85M11 filings
CTASCintas Corp · Robert J Kohlhepp, Vice Chairman$6.90MSale · 190,988 sh
JKHYJack Henry & Associates Inc · Jerry D Hall, DIRECTOR$4.27MSale · 150,000 sh
RHIRobert Half Inc. · Frederick P Furth, Director$3.11MSale · 104,051 sh
RHIRobert Half Inc. · Frederick P Furth, Director$2.80MSale · 93,204 sh
OMEXOdyssey Marine Exploration Inc · Gregory P Stemm, Executive VP & Co-Chairman$1.28MSale · 193,273 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, President and CEO$545.25KSale · 50,000 sh
Open insider activity

Agreements

5 filings
  1. 19:58ITP IT Tech Packaging, Inc. · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement
  2. 17:16FABC Fabric.AI, Inc. · Acquisition or sale completed · New agreement
  3. 17:06ULBI Ultralife Corp · New agreement
  4. 16:56CMTV Community Bancorp · New debt · New agreement (amended)
  5. 16:30CMTV Community Bancorp · New debt · New agreement

Officers and directors

1 filing
  1. 17:53FMAO Farmers & Merchants Bancorp Inc · Officers or directors

Filings

51 listed

17:00

  1. 17:53
    FMAO Farmers & Merchants Bancorp Inc · Officers or directors
  2. 17:57
    FMAO Farmers & Merchants Bancorp Inc · Quarterly report

18:00

  1. 18:34
    CIX Compx International Inc · Results, after-hours
  2. 18:35
    CIX Compx International Inc · Quarterly report

21:00

  1. 21:10
    PNMXO Public Service Co of New Mexico · Results, after-hours
  2. 21:36
    PHI PLDT Inc. · Stake amended

06:00

  1. 06:57
    CLDX Celldex Therapeutics, Inc. · Announcement

08:00

  1. 08:08
    INNI Innovaro, Inc. · Results, pre-market
  2. 08:17
    SCE-PG Southern California Edison Co · Results, pre-market

09:00

  1. 09:08
    WTBA West Bancorporation Inc · Quarterly report
  2. 09:34
    SCE-PG Southern California Edison Co · Quarterly report
  3. 09:46
    LPTH Lightpath Technologies Inc · Bylaws or fiscal year changed
  4. 09:57
    GRC Gorman Rupp Co · Quarterly report

10:00

  1. 10:34
    NRP Natural Resource Partners LP · Results, market hours
  2. 10:46
    GHC Graham Holdings Co · Results, market hours

11:00

  1. 11:13
    NRP Natural Resource Partners LP · Quarterly report
  2. 11:19
    PHG Koninklijke Philips NV · Stake amended

12:00

  1. 12:32
    YDKG Yueda Digital Holding · Amended registration statement
  2. 12:32
    ASTC Astrotech Corp · Proxy statement

13:00

  1. 13:00
    FXBY Foxby Corp. · Stake amended
  2. 13:07
    NSYS Nortech Systems Inc · Quarterly report

14:00

  1. 14:06
    FCAP First Capital Inc · Results, market hours
  2. 14:21
    ACFN Acorn Energy, Inc. · Code of ethics changed
  3. 14:31
    ALNT Allient Inc · Quarterly report
  4. 14:49
    OBE Obsidian Energy Ltd. · Merger communication

15:00

  1. 15:15
    NRT North European Oil Royalty Trust · Bylaws or fiscal year changed
  2. 15:19
    PMM Franklin Managed Municipal Income Trust · Merger communication
  3. 15:19
    LSTR Landstar System Inc · Quarterly report
  4. 15:19
    FLNA Filana Therapeutics, Inc. · Quarterly report
  5. 15:24
    PMO Franklin Municipal Opportunities Trust · Merger communication
  6. 15:29
    PMO Franklin Municipal Opportunities Trust · Merger communication
  7. 15:49
    LTC LTC Properties Inc · Quarterly report
  8. 15:49
    CZWI Citizens Community Bancorp Inc. · Results, market hours

16:00

  1. 16:09
    SEB Seaboard Corp · Results, after-hours
  2. 16:10
    SEB Seaboard Corp · Quarterly report
  3. 16:30
    CMTV Community Bancorp · New debt · New agreement
  4. 16:51
    KINS Kingstone Companies, Inc. · Proxy statement
  5. 16:56
    CMTV Community Bancorp · New debt · New agreement (amended)
  6. 16:59
    ALNT Allient Inc · Bylaws or fiscal year changed

17:00

  1. 17:06
    ULBI Ultralife Corp · New agreement
40 of 51

Index

Forms filed

  • Insider filing446
  • Current report8-K23
  • Quarterly report10-Q15
  • Foreign issuer report6-K15
  • 40-17G11
  • CORRESP6
  • N-CSRS5
  • Initial ownership34
  • Merger communication4254
  • 40-17G/A3
  • Insider filing, amended4/A3
  • Stake amendedSC 13D/A3
  • UPLOAD3
  • Current report (amended)8-K/A2
  • Proxy statementDEF 14A2
  • PRE 14C2
  • SB-2/A2
  • 10KSB/A1
  • 10QSB1
  • 40-17F21
  • Prospectus supplement424B31
  • 8-A12B/A1
  • EFFECT1
  • Amended registration statementF-1/A1
  • F-31
  • N-21
  • Amended registration statementS-1/A1
  • Merger registrationS-41
  • Employee plan registrationS-81
  • SB-21
  • Passive stake reportedSC 13G1

47 companies

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