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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 5, 2007

Tuesday, November 6, 2007

233 filings · 157 companiesAll checks passed · Updated Nov 7

Wed, Nov 7, 2007 ›
The dayTuesday, November 6

By time of day

64 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

16 announced

Pre-market2

  • 08:11ANIKAnika Therapeutics, Inc.
  • 08:37JOESt JOE Co

Market hours10

  • 11:00MLPMaui Land & Pineapple Co Inc
  • 11:13SENEASeneca Foods Corp
  • 11:44RIGLRigel Pharmaceuticals Inc
  • 11:51KROKronos Worldwide Inc
  • 11:52NLNLI Holdings, Inc.
  • 12:24SBRSabine Royalty Trust
  • 14:07UBCPUnited Bancorp Inc
  • 14:24NGSNatural Gas Services Group Inc
  • 15:24NLSTNetlist Inc
  • 15:30DMLPDorchester Minerals, L.P.

After-hours4

  • 17:32BCICBCP Investment Corp
  • 16:56OMCCOld Market Capital Corp
  • 17:59BYFCBroadway Financial Corp de
  • 18:34THOThor Industries Inc

Reports

22 quarterly · 0 annual
  1. Utah Medical Products IncUTMD · 10-Q · Sep 30 · 19:25
    ——
  2. Rave Restaurant Group, Inc.RAVE · 10-Q · Nov 5 · 23:50
    ——
  3. Riverview Bancorp IncRVSB · 10-Q · Sep 30 · 09:31
    ——
  4. Rigel Pharmaceuticals IncRIGL · 10-Q · Sep 30 · 12:01
    ——
  5. Georgia Power CoGPJA · 10-Q · Sep 30 · 12:46
    ——
  6. C & F Financial CorpCFFI · 10-Q · Sep 30 · 13:41
    ——
  7. Fuel Tech, Inc.FTEK · 10-Q · Sep 30 · 14:25
    ——
  8. Universal Logistics Holdings, Inc.ULH · 10-Q · Sep 29 · 14:31
    ——
  9. Rand Capital CorpRAND · 10-Q · Sep 30 · 14:41
    ——
  10. Heritage Global Inc.HGBL · 10-Q · Sep 30 · 16:10
    ——

Insiders

15 filings
Purchases$180.01K7 filings
Sales$7.63M8 filings
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$2.45MSale · 50,000 sh
RHIRobert Half Inc. · Frederick P Furth, Director$1.29MSale · 44,827 sh
GHMGraham Corp · Marxe Austin W & Greenhouse David M, 10% owner$1.16MSale · 18,224 sh
RHIRobert Half Inc. · Robert W Glass, Executive Vice President$1.03MSale · 35,446 sh
GHMGraham Corp · Helen H Berkeley, Director$955.74KSale · 15,000 sh
NORDNordicus Partners Corp · Szycher Michael, 10% owner$701.89KSale · 664,162 sh
Open insider activity

Agreements

4 filings
  1. 16:07CITR CitroTech Inc. · Unregistered shares sold · New agreement
  2. 11:20CHSCP CHS Inc · New agreement
  3. 08:48CBAT CBAK Energy Technology Ltd · Unregistered shares sold · New agreement
  4. 23:23BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement

Officers and directors

4 filings
  1. 22:26GTY Getty Realty Corp · Officers or directors
  2. 22:03ACRG American Clean Resources Group, Inc. · Change in control · Officers or directors
  3. 16:55LNN Lindsay Corp · Bylaws or fiscal year changed · Officers or directors
  4. 13:31RVSB Riverview Bancorp Inc · Officers or directors

Filings

64 listed

17:00

  1. 17:32
    BCIC BCP Investment Corp · Results, after-hours

19:00

  1. 19:25
    UTMD Utah Medical Products Inc · Quarterly report

23:00

  1. 23:23
    BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement
  2. 23:50
    RAVE Rave Restaurant Group, Inc. · Quarterly report

06:00

  1. 06:59
    YDKG Yueda Digital Holding · Amended registration statement

08:00

  1. 08:11
    ANIK Anika Therapeutics, Inc. · Results, pre-market
  2. 08:37
    JOE St JOE Co · Results, pre-market
  3. 08:48
    CBAT CBAK Energy Technology Ltd · Unregistered shares sold · New agreement

09:00

  1. 09:31
    RVSB Riverview Bancorp Inc · Quarterly report
  2. 09:55
    UNG United States Natural Gas Fund, LP · Registration statement

11:00

  1. 11:00
    MLP Maui Land & Pineapple Co Inc · Results, market hours
  2. 11:13
    SENEA Seneca Foods Corp · Bylaws or fiscal year changed · Results, market hours
  3. 11:20
    CHSCP CHS Inc · New agreement
  4. 11:44
    RIGL Rigel Pharmaceuticals Inc · Results, market hours
  5. 11:51
    KRO Kronos Worldwide Inc · Results, market hours
  6. 11:52
    NL NLI Holdings, Inc. · Results, market hours

12:00

  1. 12:01
    RIGL Rigel Pharmaceuticals Inc · Quarterly report
  2. 12:24
    SBR Sabine Royalty Trust · Results, market hours
  3. 12:46
    GPJA Georgia Power Co · Quarterly report

13:00

  1. 13:31
    RVSB Riverview Bancorp Inc · Officers or directors
  2. 13:41
    CFFI C & F Financial Corp · Quarterly report

14:00

  1. 14:07
    UBCP United Bancorp Inc · Results, market hours
  2. 14:24
    NGS Natural Gas Services Group Inc · Results, market hours
  3. 14:25
    FTEK Fuel Tech, Inc. · Quarterly report
  4. 14:31
    ULH Universal Logistics Holdings, Inc. · Quarterly report
  5. 14:41
    RAND Rand Capital Corp · Quarterly report

15:00

  1. 15:20
    PETS Petmed Express Inc · Auditor change
  2. 15:24
    NLST Netlist Inc · Results, market hours
  3. 15:30
    DMLP Dorchester Minerals, L.P. · Results, market hours
  4. 15:37
    PLUR Pluri Inc. · Unregistered shares sold

16:00

  1. 16:07
    CITR CitroTech Inc. · Unregistered shares sold · New agreement
  2. 16:10
    HGBL Heritage Global Inc. · Quarterly report
  3. 16:14
    NATH Nathans Famous, Inc. · Quarterly report
  4. 16:29
    SCCO Southern Copper Corp · Announcement
  5. 16:31
    ULH Universal Logistics Holdings, Inc. · Current report
  6. 16:32
    STRT Strattec Security Corp · Quarterly report
  7. 16:39
    JOE St JOE Co · Quarterly report
  8. 16:41
    DMLP Dorchester Minerals, L.P. · Quarterly report
  9. 16:45
    MFIC MidCap Financial Investment Corp · Quarterly report
  10. 16:46
    GHC Graham Holdings Co · Quarterly report
40 of 64

Index

Forms filed

  • Insider filing468
  • Current report8-K35
  • Foreign issuer report6-K25
  • Quarterly report10-Q22
  • 40-17G/A13
  • UPLOAD11
  • Initial ownership310
  • CORRESP8
  • Annual ownership54
  • 10QSB3
  • EFFECT3
  • 10KSB2
  • Insider filing, amended4/A2
  • Current report (amended)8-K/A2
  • Amended registration statementF-1/A2
  • N-CSR2
  • Preliminary proxy statementPRE 14A2
  • SB-2/A2
  • Passive stake reportedSC 13G2
  • Passive stake amendedSC 13G/A2
  • Asset-backed distribution report10-D1
  • Prospectus supplement424B31
  • 4971
  • 6-K/A1
  • Annual report to shareholdersARS1
  • Proxy statementDEF 14A1
  • Free writing prospectusFWP1
  • N-2/A1
  • N-Q1
  • REGDEX1
  • Registration statementS-11
  • Stake reportedSC 13D1
  • SUPPL1

62 companies

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