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What covered companies filed with the SEC, day by day.

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‹ Wed, Nov 14, 2007

Thursday, November 15, 2007

183 filings · 141 companiesAll checks passed · Updated Nov 7

Fri, Nov 16, 2007 ›
The dayThursday, November 15

By time of day

77 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

10 announced

Market hours3

  • 13:05PTIXProtagenic Therapeutics, Inc.\new
  • 13:55PDEXPro DEX Inc
  • 15:33AIFFFirefly Neuroscience, Inc.

After-hours7

  • 18:14EQSEquus Total Return, Inc.
  • 23:22DSSDSS, Inc.
  • 16:39BKTIBK Technologies Corp
  • 17:12REEDReed's, Inc.
  • 17:19PLAGPlanet Green Holdings Corp.
  • 17:45BDCOBlue Dolphin Energy Co
  • 18:40USAUU.S. Gold Corp.

Reports

3 quarterly · 0 annual
  1. Innodata IncINOD · 10-Q · Sep 30 · 19:26
    ——
  2. Mills Music TrustMMTRS · 10-Q · Sep 30 · 11:07
    ——
  3. TAP Real Estate Technologies, Inc.RWAX · 10-Q · Sep 30 · 14:39
    ——

Insiders

23 filings
Purchases$2.89M18 filings
Sales$1.79M5 filings
GIGMGigamedia Ltd · Criterion Capital Partners Master Fund, L.P., 10% owner$2.00MPurchase · 104,566 sh
FNRNFirst Northern Community Bancorp · Owen J Onsum, President/CEO$887.50KSale · 50,000 sh
GHMGraham Corp · Helen H Berkeley, Director$392.36KSale · 6,900 sh
FRHCFreedom Holding Corp. · Boris Cherdabayev, Director$351.10KSale · 60,019 sh
GOFGuggenheim Strategic Opportunities Fund · Minerd B. Scott$166.00KPurchase · 10,000 sh
CIRXCirtran Corp · Fadi Nora, Director$131.34KPurchase · 23,879,142 sh
Open insider activity

Agreements

4 filings
  1. 21:06POWW Outdoor Holding Co · New debt
  2. 16:09USO United States Oil Fund, LP · New agreement
  3. 15:54VISM Visium Technologies, Inc. · New agreement
  4. 06:21DCM DeFi Capital Markets, Inc. · New agreement

Officers and directors

5 filings
  1. 20:24INIS Radnostix Inc · Officers or directors
  2. 15:28HWKN Hawkins Inc · Officers or directors
  3. 14:58FKYS First Keystone Corp · Officers or directors
  4. 14:24SNUS-PH Santander Holdings USA, Inc. · Officers or directors
  5. 22:58RLBY Reliability Inc · Officers or directors

Filings

77 listed

18:00

  1. 18:14
    EQS Equus Total Return, Inc. · Results, after-hours
  2. 18:41
    FITY Fifty 1 Labs, Inc. · Late filing notice
  3. 18:47
    CQP Cheniere Energy Partners, L.P. · Investor disclosure

19:00

  1. 19:24
    INOD Innodata Inc · Late filing notice
  2. 19:26
    INOD Innodata Inc · Quarterly report
  3. 19:52
    DROR Dror Ortho-Design, Inc. · Late filing notice
  4. 19:55
    CVV CVD Equipment Corp · Late filing notice

22:00

  1. 22:58
    RLBY Reliability Inc · Officers or directors

23:00

  1. 23:22
    DSS DSS, Inc. · Results, after-hours

02:00

  1. 02:49
    VHC VirnetX Holding Corp · Late filing notice

06:00

  1. 06:01
    UGP Ultrapar Holdings Inc · Merger communication
  2. 06:02
    UGP Ultrapar Holdings Inc · Merger communication
  3. 06:03
    TSSI TSS, Inc. · Investor disclosure
  4. 06:03
    UGP Ultrapar Holdings Inc · Merger communication
  5. 06:04
    UGP Ultrapar Holdings Inc · Merger communication
  6. 06:05
    UGP Ultrapar Holdings Inc · Merger communication
  7. 06:07
    UGP Ultrapar Holdings Inc · Merger communication
  8. 06:08
    UGP Ultrapar Holdings Inc · Merger communication
  9. 06:10
    UGP Ultrapar Holdings Inc · Merger communication
  10. 06:17
    RTNTF Rio Tinto Ltd · Merger communication
  11. 06:21
    DCM DeFi Capital Markets, Inc. · New agreement
  12. 06:30
    RTNTF Rio Tinto Ltd · Merger communication

07:00

  1. 07:03
    RTNTF Rio Tinto Ltd · Merger communication
  2. 07:34
    RTNTF Rio Tinto Ltd · Merger communication

09:00

  1. 09:31
    AMFN American Fusion, Inc. · Late filing notice

11:00

  1. 11:07
    MMTRS Mills Music Trust · Quarterly report
  2. 11:18
    BIOM Biomolecular Life Holdings, Inc. · Late filing notice

12:00

  1. 12:35
    GLXZ Galaxy Gaming, Inc. · Late filing notice

13:00

  1. 13:03
    PTIX Protagenic Therapeutics, Inc.\new · Merger communication
  2. 13:05
    PTIX Protagenic Therapeutics, Inc.\new · Results, market hours
  3. 13:24
    RITE Mineralrite Corp · Late filing notice
  4. 13:25
    CTSO Cytosorbents Corp · Late filing notice
  5. 13:49
    FOTB First Ottawa Bancshares, Inc. · Announcement
  6. 13:55
    PDEX Pro DEX Inc · Results, market hours (amended)

14:00

  1. 14:09
    FGBI First Guaranty Bancshares, Inc. · Investor disclosure
  2. 14:11
    BWMG Brownie's Marine Group, Inc · Late filing notice
  3. 14:24
    SNUS-PH Santander Holdings USA, Inc. · Officers or directors
  4. 14:39
    RWAX TAP Real Estate Technologies, Inc. · Quarterly report
  5. 14:45
    ACFN Acorn Energy, Inc. · Late filing notice
  6. 14:55
    TY Tri-Continental Corp · Investor disclosure
40 of 77

Index

Forms filed

  • Insider filing437
  • Foreign issuer report6-K29
  • Current report8-K29
  • Late filing noticeNT 10-Q24
  • Merger communication42513
  • 10QSB12
  • Prospectus supplement424B35
  • Proxy statementDEF 14A4
  • UPLOAD4
  • Quarterly report10-Q3
  • 40-17G3
  • Current report (amended)8-K/A2
  • CORRESP2
  • PRE 14C2
  • Initial ownership31
  • Prospectus supplement424B51
  • EFFECT1
  • F-4/A1
  • F-61
  • Free writing prospectusFWP1
  • Amended registration statementS-1/A1
  • S-1MEF1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • SC TO-I/A1
  • SUPPL1

71 companies

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