Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 7
  2. 8
  3. 9
  4. 13
  5. 14
  6. 15
  7. 16
  8. 19
  9. 20
‹ Mon, Nov 19, 2007

Tuesday, November 20, 2007

144 filings · 112 companiesAll checks passed · Updated Nov 7

Wed, Nov 21, 2007 ›
The dayTuesday, November 20

By time of day

39 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

10 announced

Market hours3

  • 14:04INTIInhibitor Therapeutics, Inc.
  • 15:11PBTPermian Basin Royalty Trust
  • 15:44SHOEShoe Station Group Inc

After-hours7

  • 17:35NTICNorthern Technologies International Corp
  • 21:43TPCSTechprecision Corp
  • 16:26SJTSan Juan Basin Royalty Trust
  • 16:53GTHPGuided Therapeutics Inc
  • 17:18NTICNorthern Technologies International Corp
  • 20:53MTRMesa Royalty Trust
  • 21:25DSSDSS, Inc.

Reports

2 quarterly · 2 annual
  1. CHS IncCHSCP · 10-K · Aug 31 · 15:19
    ——
  2. Nuo Therapeutics, Inc.AURX · 10-K/A · Dec 31 · 15:29
    ——
  3. Acorn Energy, Inc.ACFN · 10-Q/A · Sep 30 · 16:12
    ——
  4. Telos CorpTLS · 10-Q/A · Sep 30 · 16:21
    ——

Insiders

29 filings
Purchases$57.78M22 filings
Sales$461.65K7 filings
FMCBFarmers & Merchants Bancorp · Kevin Sanguinetti, Director$28.35MPurchase · 309 sh
FMCBFarmers & Merchants Bancorp · Kevin Sanguinetti, Director$18.90MPurchase · 216 sh
ASYSAmtech Systems Inc · Marxe Austin W & Greenhouse David M, 10% owner$5.04MPurchase · 350,000 sh
NXPLNextPlat Corp · Utek Corp, 10% owner$4.25MPurchase · 8,437,500 sh
PPCPilgrims Pride Corp · Lonnie K Pilgrim, Exec VP- Chairman of the Board$300.00KPurchase · 12,571 sh
KROKronos Worldwide Inc · Harold C Simmons, Chairman of the Board & CEO$265.13KPurchase · 17,020 sh
Open insider activity

Agreements

3 filings
  1. 13:20NSARO Nstar Electric Co · New debt · New agreement
  2. 13:20PDEX Pro DEX Inc · New debt
  3. 12:20DAIO Data I/O Corp · New agreement

Officers and directors

3 filings
  1. 17:28RJET Republic Airways Holdings Inc. · Officers or directors
  2. 14:46NEPH Nephros Inc · Officers or directors
  3. 13:51KINS Kingstone Companies, Inc. · Officers or directors

Filings

39 listed

17:00

  1. 17:35
    NTIC Northern Technologies International Corp · Results, after-hours
  2. 17:44
    PTIX Protagenic Therapeutics, Inc.\new · Merger communication
  3. 17:55
    GLAD Gladstone Capital Corp · Announcement

18:00

  1. 18:30
    PNMXO Public Service Co of New Mexico · Announcement

19:00

  1. 19:45
    MHF Western Asset Municipal High Income Fund Inc. · Announcement

21:00

  1. 21:33
    NHTC Natural Health Trends Corp · Delisting notice (amended)
  2. 21:43
    TPCS Techprecision Corp · Results, after-hours

00:00

  1. 00:46
    RICK RCI Hospitality Holdings, Inc. · Unregistered shares sold

08:00

  1. 08:20
    PNNT Pennantpark Investment Corp · Investor disclosure

09:00

  1. 09:52
    FMAO Farmers & Merchants Bancorp Inc · Announcement

10:00

  1. 10:39
    RVP Retractable Technologies Inc · Announcement

12:00

  1. 12:20
    DAIO Data I/O Corp · New agreement

13:00

  1. 13:06
    MGYR Magyar Bancorp, Inc. · Announcement
  2. 13:20
    PDEX Pro DEX Inc · New debt
  3. 13:20
    NSARO Nstar Electric Co · New debt · New agreement
  4. 13:38
    MZTI Marzetti Co · Announcement
  5. 13:51
    KINS Kingstone Companies, Inc. · Officers or directors

14:00

  1. 14:04
    INTI Inhibitor Therapeutics, Inc. · Results, market hours
  2. 14:46
    NEPH Nephros Inc · Officers or directors

15:00

  1. 15:11
    PBT Permian Basin Royalty Trust · Results, market hours
  2. 15:19
    CHSCP CHS Inc · Annual report
  3. 15:29
    AURX Nuo Therapeutics, Inc. · Amended annual report
  4. 15:44
    SHOE Shoe Station Group Inc · Results, market hours

16:00

  1. 16:12
    ACFN Acorn Energy, Inc. · Amended quarterly report
  2. 16:21
    TLS Telos Corp · Amended quarterly report
  3. 16:26
    SJT San Juan Basin Royalty Trust · Results, after-hours
  4. 16:53
    GTHP Guided Therapeutics Inc · Results, after-hours

17:00

  1. 17:17
    MAYS Mays J W Inc · Bylaws or fiscal year changed
  2. 17:18
    NTIC Northern Technologies International Corp · Results, after-hours
  3. 17:21
    PML PIMCO Municipal Income Fund II · Proxy statement
  4. 17:21
    PNI PIMCO New York Municipal Income Fund II · Proxy statement
  5. 17:21
    PCQ PIMCO California Municipal Income Fund · Proxy statement
  6. 17:28
    RJET Republic Airways Holdings Inc. · Officers or directors

20:00

  1. 20:44
    PIM Franklin Master Intermediate Income Trust · Stake amended
  2. 20:53
    MTR Mesa Royalty Trust · Results, after-hours

21:00

  1. 21:25
    DSS DSS, Inc. · Results, after-hours

—

  1. —
    MT ArcelorMittal · Stake amended
  2. —
    FGOVF Freegold Ventures Ltd · Amended annual report
  3. —
    — NextSource Materials Inc. · Proxy statement
39 of 39

Index

Forms filed

  • Insider filing447
  • Current report8-K26
  • Foreign issuer report6-K15
  • Initial ownership38
  • SUPPL6
  • Insider filing, amended4/A4
  • Proxy statementDEF 14A4
  • EFFECT4
  • REGDEX4
  • 10QSB3
  • CORRESP3
  • Amended quarterly report10-Q/A2
  • Employee plan registrationS-82
  • Stake amendedSC 13D/A2
  • UPLOAD2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • 10KSB/A1
  • 10QSB/A1
  • Amended annual report20-F/A1
  • Merger communication4251
  • Current report (amended)8-K/A1
  • F-3/A1
  • F-6EF1
  • N-Q1
  • POS EX1
  • Passive stake reportedSC 13G1

45 companies

A

B

C

D

F

G

I

K

M

N

P

R

S

T

W