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What covered companies filed with the SEC, day by day.

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  8. 26
  9. 27
‹ Mon, Nov 26, 2007

Tuesday, November 27, 2007

135 filings · 106 companiesAll checks passed · Updated Nov 7

Wed, Nov 28, 2007 ›
The dayTuesday, November 27
Delisting noticesGLD17:47

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

9 without a time on file

Results

2 announced

Market hours1

  • 13:29POCIPrecision Optics Corporation, Inc.

After-hours1

  • 17:14IIIInformation Services Group Inc.

Insiders

33 filings
Purchases$587.93K24 filings
Sales$295.23K9 filings
CEVACeva Inc · Gideon Wertheizer, Chief Executive Officer$165.69KSale · 15,900 sh
SWZTotal Return Securities Fund · Hottinger Bank Trust Ltd$122.51KPurchase · 7,000 sh
KYNKayne Anderson Energy Infrastructure Fund, Inc. · Kevin S McCarthy, Chairman, President and CEO$80.52KPurchase · 3,000 sh
KYNKayne Anderson Energy Infrastructure Fund, Inc. · James C Baker, Vice President$53.76KPurchase · 2,000 sh
KFKorea Fund Inc · City of London Investment Group PLC, 10% owner$46.14KSale · 1,105 sh
ETJEaton Vance Risk-Managed Diversified Equity Income Fund · Michael A Allison, Vice President$41.53KPurchase · 2,500 sh
Open insider activity

Agreements

6 filings
  1. 17:24BESS Bimergen Energy Corp · New agreement
  2. 17:14III Information Services Group Inc. · Acquisition or sale completed · Shell status changed · New debt · Unregistered shares sold · New agreement · Results, after-hours
  3. 15:57TENX Tenax Therapeutics, Inc. · New debt · Unregistered shares sold · Officers or directors
  4. 15:22SGRP SPAR Group, Inc. · Agreement ended · Officers or directors
  5. 15:11CPTP Capital Properties Inc · New agreement
  6. 13:15SPQS SportsQuest, Inc. · Unregistered shares sold · New agreement

Officers and directors

3 filings
  1. 15:57TENX Tenax Therapeutics, Inc. · New debt · Unregistered shares sold · Officers or directors
  2. 15:22SGRP SPAR Group, Inc. · Agreement ended · Officers or directors
  3. 09:59CLDX Celldex Therapeutics, Inc. · Officers or directors

Filings

29 listed

17:00

  1. 17:47
    GLD SPDR Gold Trust · Delisting notice

09:00

  1. 09:59
    CLDX Celldex Therapeutics, Inc. · Officers or directors

13:00

  1. 13:15
    SPQS SportsQuest, Inc. · Unregistered shares sold · New agreement
  2. 13:29
    POCI Precision Optics Corporation, Inc. · Results, market hours

14:00

  1. 14:51
    NROM Noble Romans Inc · Investor disclosure

15:00

  1. 15:11
    CPTP Capital Properties Inc · New agreement
  2. 15:20
    TITN Titan Machinery Inc. · Amended registration statement
  3. 15:22
    SGRP SPAR Group, Inc. · Agreement ended · Officers or directors
  4. 15:52
    CREX Creative Realities, Inc. · Announcement
  5. 15:57
    TENX Tenax Therapeutics, Inc. · New debt · Unregistered shares sold · Officers or directors

16:00

  1. 16:25
    GTHP Guided Therapeutics Inc · Announcement

17:00

  1. 17:14
    III Information Services Group Inc. · Acquisition or sale completed · Shell status changed · New debt · Unregistered shares sold · New agreement · Results, after-hours
  2. 17:24
    BESS Bimergen Energy Corp · New agreement
  3. 17:29
    HBIO Harvard Bioscience Inc · Stake reported
  4. 17:35
    — Simulations Plus, Inc. · Announcement

19:00

  1. 19:11
    BESS Bimergen Energy Corp · Bylaws or fiscal year changed
  2. 19:49
    BABB BAB, Inc. · Announcement

21:00

  1. 21:15
    DSS DSS, Inc. · Announcement
  2. 21:29
    PRPH ProPhase Labs, Inc. · Bylaws or fiscal year changed
  3. 21:50
    FWDI Forward Industries, Inc. · Announcement

—

  1. —
    BSIN Big Sky Industrial Inc. · Current report
  2. —
    JBK Lehman ABS Corp Goldman Sachs CAP 1 SEC Backed SER 2004-6 · Current report
  3. —
    — AiXin Life International, Inc. · Current report
  4. —
    — AiXin Life International, Inc. · Stake amended
  5. —
    — AiXin Life International, Inc. · Stake amended
  6. —
    NEON Neonode Inc. · Current report
  7. —
    KOPN Kopin Corp · Current report
  8. —
    — Aptose Biosciences Inc. · Stake amended
  9. —
    TVE Tennessee Valley Authority · Current report
29 of 29

Index

Forms filed

  • Insider filing448
  • Current report8-K24
  • Foreign issuer report6-K19
  • N-Q7
  • UPLOAD6
  • CORRESP4
  • Insider filing, amended4/A3
  • Stake amendedSC 13D/A3
  • Asset-backed distribution report10-D2
  • Initial ownership32
  • N-CSR2
  • NSAR-A2
  • Initial ownership, amended3/A1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • EFFECT1
  • NSAR-B1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • SC TO-C1
  • SUPPL1

33 companies

A

  • AiXin Life International, Inc.×3
  • Aptose Biosciences Inc.

B

C

D

E

F

G

H

I

K

L

N

P

S

T