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What covered companies filed with the SEC, day by day.

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  10. 11
‹ Thu, Jan 10, 2008

Friday, January 11, 2008

173 filings · 130 companiesAll checks passed · Updated Nov 7

Mon, Jan 14, 2008 ›
The dayFriday, January 11
Delisting noticesSLNH16:12

By time of day

38 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

4 announced

Pre-market1

  • 06:58TITNTitan Machinery Inc.

Market hours2

  • 11:59CHCIComstock Holding Companies, Inc.
  • 12:12FCFranklin Covey Co

After-hours1

  • 18:17SARSaratoga Investment Corp.

Reports

4 quarterly · 0 annual
  1. Titan Machinery Inc.TITN · 10-Q · Oct 31 · 06:54
    ——
  2. CHS IncCHSCP · 10-Q · Nov 30 · 12:16
    ——
  3. Saratoga Investment Corp.SAR · 10-Q · Nov 30 · 12:56
    ——
  4. Trinity Place Holdings Inc.TPHS · 10-Q · Dec 1 · 16:11
    ——

Insiders

15 filings
Purchases$15.03M13 filings
Sales$150.28K2 filings
XTLBXTL Biopharmaceuticals Ltd · Edelman Joseph, 10% owner$13.82MPurchase · 4,311,000 sh
NLNLI Holdings, Inc. · Harold C Simmons, Chairman of the Board and CEO$503.49KPurchase · 55,100 sh
AXRAmrep Corp. · Nick G Karabots, Director$372.75KPurchase · 13,000 sh
ALXAlexanders Inc · Russell B Wight JR, Director$146.87KPurchase · 500 sh
MBWMMercantile Bank Corp · Dale J Visser, Director$117.06KPurchase · 10,000 sh
CSPICSP Inc · Alexander R Lupinetti, CEO/President/Chairman$97.72KSale · 13,955 sh
Open insider activity

Agreements

2 filings
  1. 15:05CMS-PB Consumers Energy Co · New agreement
  2. 11:59CHCI Comstock Holding Companies, Inc. · New debt · New agreement · Results, market hours

Officers and directors

4 filings
  1. 16:56CCEL Cryo Cell International Inc · Officers or directors
  2. 15:52GLXZ Galaxy Gaming, Inc. · Officers or directors
  3. 15:32CMTV Community Bancorp · Officers or directors (amended)
  4. 15:10HDSN Hudson Technologies Inc · Officers or directors

Filings

38 listed

18:00

  1. 18:06
    LBSR Liberty Star Uranium & Metals Corp. · Investor disclosure
  2. 18:17
    SAR Saratoga Investment Corp. · Results, after-hours

00:00

  1. 00:15
    NRO Neuberger Real Estate Securities Income Fund Inc · Stake amended
  2. 00:32
    — Simulations Plus, Inc. · Proxy statement

06:00

  1. 06:54
    TITN Titan Machinery Inc. · Quarterly report
  2. 06:58
    TITN Titan Machinery Inc. · Results, pre-market

11:00

  1. 11:58
    ARKR ARK Restaurants Corp · Announcement
  2. 11:59
    CHCI Comstock Holding Companies, Inc. · New debt · New agreement · Results, market hours

12:00

  1. 12:12
    FC Franklin Covey Co · Results, market hours
  2. 12:16
    CHSCP CHS Inc · Quarterly report
  3. 12:35
    FKYS First Keystone Corp · Acquisition or sale completed (amended)
  4. 12:56
    SAR Saratoga Investment Corp. · Quarterly report

15:00

  1. 15:00
    AETN Aeternum Health, Inc. · Late filing notice
  2. 15:05
    CMS-PB Consumers Energy Co · New agreement
  3. 15:10
    HDSN Hudson Technologies Inc · Officers or directors
  4. 15:32
    CMTV Community Bancorp · Officers or directors (amended)
  5. 15:39
    TWAV TaoWeave, Inc. · Amended registration statement
  6. 15:45
    UGA United States Gasoline Fund, LP · Amended registration statement
  7. 15:52
    GLXZ Galaxy Gaming, Inc. · Officers or directors
  8. 15:54
    FKYS First Keystone Corp · Acquisition or sale completed (amended)

16:00

  1. 16:07
    DBB Invesco DB Base Metals Fund · Registration statement
  2. 16:07
    DBA Invesco DB Agriculture Fund · Registration statement
  3. 16:07
    DBE Invesco DB Energy Fund · Registration statement
  4. 16:07
    DBO Invesco DB Oil Fund · Registration statement
  5. 16:07
    DBP Invesco DB Precious Metals Fund · Registration statement
  6. 16:08
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement
  7. 16:11
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  8. 16:11
    TPHS Trinity Place Holdings Inc. · Quarterly report
  9. 16:12
    SLNH Soluna Holdings, Inc · Delisting notice
  10. 16:56
    CCEL Cryo Cell International Inc · Officers or directors

20:00

  1. 20:31
    AXR Amrep Corp. · Stake reported

—

  1. —
    AIFC AI Financial Corp · Current report
  2. —
    KANP Kaanapali Land LLC · Tender offer
  3. —
    WDLF Decentral Life, Inc. · Late filing notice
  4. —
    IPB Merrill Lynch Depositor Inc Indexplus Trust Series 2003-1 · Current report
  5. —
    GENC Gencor Industries Inc · Current report
  6. —
    — Apple iSports Group, Inc. · Stake reported
  7. —
    IWSH Wright Investors Service Holdings, Inc. · Stake amended
38 of 38

Index

Forms filed

  • Insider filing439
  • Foreign issuer report6-K21
  • Current report8-K16
  • Passive stake amendedSC 13G/A13
  • N-CSR/A8
  • 10QSB5
  • 10QSB/A5
  • CORRESP5
  • Registration statementS-15
  • Passive stake reportedSC 13G5
  • UPLOAD5
  • Quarterly report10-Q4
  • Initial ownership34
  • EFFECT4
  • Current report (amended)8-K/A3
  • REGDEX3
  • Prospectus supplement424B32
  • Free writing prospectusFWP2
  • N-CSR2
  • N-Q2
  • Late filing noticeNT 10-Q2
  • Amended registration statementS-1/A2
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • 10KSB1
  • 10KSB/A1
  • Insider filing, amended4/A1
  • Annual ownership51
  • Annual report to shareholdersARS1
  • Proxy statementDEF 14A1
  • F-61
  • SB-21
  • SB-2/A1
  • SC TO-I/A1
  • Tender offerSC TO-T1
  • SC TO-T/A1

42 companies

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