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What covered companies filed with the SEC, day by day.

  1. 27
  2. 28
  3. 31
  4. 2
  5. 3
  6. 4
  7. 6
  8. 7
  9. 8
  10. 9
‹ Tue, Jan 8, 2008

Wednesday, January 9, 2008

146 filings · 119 companiesAll checks passed · Updated Nov 7

Thu, Jan 10, 2008 ›
The dayWednesday, January 9

By time of day

28 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

3 announced

Pre-market1

  • 08:50MBWMMercantile Bank Corp

Market hours1

  • 11:07NTICNorthern Technologies International Corp

After-hours1

  • 19:27GNSSGenasys Inc.

Reports

2 quarterly · 0 annual
  1. Pure Cycle CorpPCYO · 10-Q · Nov 30 · 16:23
    ——
  2. Mosaic ImmunoEngineering Inc.CPMV · 10-Q · Nov 30 · —
    ——

Insiders

21 filings
Purchases$4.11M15 filings
Sales$475.97K6 filings
SFDSmithfield Foods Inc · Paul J Fribourg, Director$1.79MPurchase · 67,700 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$959.56KPurchase · 35,900 sh
SFDSmithfield Foods Inc · Paul J Fribourg, Director$850.15KPurchase · 31,600 sh
KROKronos Worldwide Inc · Harold C Simmons, Chairman of the Board & CEO$250.83KPurchase · 15,700 sh
AMSCAmerican Superconductor Corp · Alexis P Malozemoff, EVP & Chief Technical Officer$236.67KSale · 9,000 sh
NFJVirtus Dividend, Interest & Premium Strategy Fund · John C Maney, Director$199.12KSale · 8,650 sh
Open insider activity

Agreements

3 filings
  1. 16:23ELTP Elite Pharmaceuticals Inc · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  2. 12:21KLNG Koil Energy Solutions, Inc. · Acquisition or sale completed · New debt
  3. 07:48CREX Creative Realities, Inc. · New agreement

Officers and directors

5 filings
  1. 17:22JSDA Jones Soda Co. · Officers or directors
  2. 17:02FEIM Frequency Electronics Inc · Officers or directors
  3. 16:23ELTP Elite Pharmaceuticals Inc · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  4. 14:06PDEX Pro DEX Inc · Officers or directors
  5. 09:10CMTV Community Bancorp · Officers or directors

Filings

28 listed

17:00

  1. 17:39
    EVO Evotec SE · Merger communication

18:00

  1. 18:06
    OVTZ Oculus Inc. · Auditor change

19:00

  1. 19:27
    GNSS Genasys Inc. · Delisting notice · Results, after-hours

07:00

  1. 07:48
    CREX Creative Realities, Inc. · New agreement

08:00

  1. 08:50
    MBWM Mercantile Bank Corp · Results, pre-market

09:00

  1. 09:10
    CMTV Community Bancorp · Officers or directors

10:00

  1. 10:20
    BCIC BCP Investment Corp · Announcement

11:00

  1. 11:07
    NTIC Northern Technologies International Corp · Results, market hours
  2. 11:33
    FTFT Future FinTech Group Inc. · Auditor change

12:00

  1. 12:21
    KLNG Koil Energy Solutions, Inc. · Acquisition or sale completed · New debt

13:00

  1. 13:23
    KF Korea Fund Inc · Stake amended
  2. 13:50
    III Information Services Group Inc. · Auditor change · Bylaws or fiscal year changed

14:00

  1. 14:03
    GNTOF Gentor Resources Inc. · Announcement
  2. 14:06
    PDEX Pro DEX Inc · Officers or directors
  3. 14:32
    RFI Cohen & Steers Total Return Realty Fund Inc · Bylaws or fiscal year changed

16:00

  1. 16:23
    ELTP Elite Pharmaceuticals Inc · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  2. 16:23
    PCYO Pure Cycle Corp · Quarterly report

17:00

  1. 17:02
    FEIM Frequency Electronics Inc · Officers or directors
  2. 17:18
    DLHC DLH Holdings Corp. · Delisting notice
  3. 17:22
    JSDA Jones Soda Co. · Officers or directors
  4. 17:29
    CLDX Celldex Therapeutics, Inc. · Delisting notice
  5. 17:30
    BRN Barnwell Industries Inc · Stake amended
  6. 17:34
    OMER Omeros Corp · Registration statement

21:00

  1. 21:15
    DSS DSS, Inc. · Announcement
  2. 21:48
    TAYD Taylor Devices, Inc. · Current report

—

  1. —
    — STRATA Skin Sciences, Inc. · Current report
  2. —
    CPMV Mosaic ImmunoEngineering Inc. · Quarterly report
  3. —
    CNFN CFN Enterprises Inc. · Current report
28 of 28

Index

Forms filed

  • Insider filing434
  • 40-17G24
  • Current report8-K22
  • Initial ownership311
  • Foreign issuer report6-K9
  • N-CSR7
  • CORRESP6
  • Annual ownership53
  • Passive stake reportedSC 13G3
  • Passive stake amendedSC 13G/A3
  • Quarterly report10-Q2
  • 10QSB2
  • Amended shelf registrationS-3/A2
  • Stake amendedSC 13D/A2
  • SC TO-T/A2
  • UPLOAD2
  • 24F-2NT1
  • Initial ownership, amended3/A1
  • Prospectus supplement424B51
  • Merger communication4251
  • EFFECT1
  • Free writing prospectusFWP1
  • N-CSRS1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • Registration statementS-11
  • SB-21
  • SB-2/A1

34 companies

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