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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 27, 2007

Friday, December 28, 2007

224 filings · 167 companiesAll checks passed · Updated Nov 7

Mon, Dec 31, 2007 ›
The dayFriday, December 28
Delisting noticesKUST12:09DYAI18:01

By time of day

53 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

1 announced

After-hours1

  • 17:37CALMCal-Maine Foods Inc

Reports

1 quarterly · 5 annual
  1. ARK Restaurants CorpARKR · 10-K · Sep 29 · 11:56
    ——
  2. Invesco CurrencyShares Swiss Franc TrustFXF · 10-K · Oct 31 · 14:11
    ——
  3. Invesco CurrencyShares Euro TrustFXE · 10-K · Oct 31 · 14:15
    ——
  4. North European Oil Royalty TrustNRT · 10-K · Oct 31 · 15:51
    ——
  5. Ennis, Inc.EBF · 10-Q · Nov 30 · 20:44
    ——
  6. Flanigans Enterprises IncBDL · 10-K · Sep 29 · —
    ——

Insiders

22 filings
Purchases$1.43M19 filings
Sales$726.70K3 filings
SRVNXG Cushing Midstream Energy Fund · Swank Energy Income Advisors, LP$907.20KPurchase · 60,000 sh
NRCNRC Health · Jona S Raasch, VP & Chief Operations Officer$385.00KSale · 15,400 sh
IMKTAIngles Markets Inc · Ingles Markets Inc Investment/profit Sharing Plan Trust, 10% owner$312.86KSale · 12,000 sh
GDLGDL Fund · Gamco Investors, Inc. et AL$159.50KPurchase · 10,000 sh
RGPResources Connection, Inc. · Anthony Cherbak, Chief Operating Officer$91.83KPurchase · 5,000 sh
DHYUBS Asset Management High Yield Credit Fund · Rappaport Steven N$52.84KPurchase · 15,820 sh
Open insider activity

Agreements

2 filings
  1. 21:28BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement · Officers or directors
  2. 15:15ALX Alexanders Inc · New debt · New agreement

Officers and directors

4 filings
  1. 21:28BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement · Officers or directors
  2. 19:23LGL LGL Group Inc · Officers or directors
  3. 17:01RWAX TAP Real Estate Technologies, Inc. · Officers or directors
  4. 16:58FKYS First Keystone Corp · Acquisition or sale completed · Officers or directors (amended)

Filings

53 listed

18:00

  1. 18:40
    NEN New England Realty Associates Limited Partnership · Stake amended

07:00

  1. 07:00
    PHI PLDT Inc. · Stake amended
  2. 07:00
    NTTYY Nippon Telegraph & Telephone Corp · Stake amended

10:00

  1. 10:17
    ARKR ARK Restaurants Corp · Bylaws or fiscal year changed
  2. 10:45
    EESH EESTech, Inc. · Unregistered shares sold

11:00

  1. 11:56
    ARKR ARK Restaurants Corp · Annual report
  2. 11:57
    MGTI MGT Capital Investments, Inc. · Stake reported

12:00

  1. 12:05
    MGTI MGT Capital Investments, Inc. · Code of ethics changed · Bylaws or fiscal year changed
  2. 12:09
    KUST Kustom Entertainment, Inc. · Delisting notice
  3. 12:13
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  4. 12:36
    FOF Cohen & Steers Closed-End Opportunity Fund, Inc. · Bylaws or fiscal year changed
  5. 12:47
    MMT Aberdeen Multi-Market Income Fund · Announcement
  6. 12:51
    MGF Aberdeen Government Markets Income Fund · Announcement
  7. 12:53
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement

13:00

  1. 13:21
    TK Teekay Corp Ltd · Stake reported
  2. 13:21
    TNK Teekay Tankers Ltd. · Stake reported
  3. 13:55
    RQI Cohen & Steers Quality Income Realty Fund Inc · Bylaws or fiscal year changed

14:00

  1. 14:04
    RNP Cohen & Steers Reit & Preferred & Income Fund Inc · Bylaws or fiscal year changed
  2. 14:11
    FXF Invesco CurrencyShares Swiss Franc Trust · Annual report
  3. 14:15
    FXE Invesco CurrencyShares Euro Trust · Annual report

15:00

  1. 15:01
    ITP IT Tech Packaging, Inc. · Bylaws or fiscal year changed
  2. 15:15
    ALX Alexanders Inc · New debt · New agreement
  3. 15:42
    RTO Rentokil Initial PLC · Stake reported
  4. 15:51
    NRT North European Oil Royalty Trust · Annual report

16:00

  1. 16:01
    JAKK Jakks Pacific Inc · Announcement
  2. 16:05
    SAR Saratoga Investment Corp. · Announcement
  3. 16:17
    PHG Koninklijke Philips NV · Stake reported
  4. 16:37
    SFD Smithfield Foods Inc · Bylaws or fiscal year changed
  5. 16:53
    ARMP Armata Pharmaceuticals, Inc. · Bylaws or fiscal year changed
  6. 16:58
    FKYS First Keystone Corp · Acquisition or sale completed · Officers or directors (amended)

17:00

  1. 17:01
    RWAX TAP Real Estate Technologies, Inc. · Officers or directors
  2. 17:37
    CALM Cal-Maine Foods Inc · Results, after-hours
  3. 17:46
    MFM Aberdeen Municipal Income Fund · Announcement
  4. 17:52
    MIN Aberdeen Intermediate Income Fund · Announcement

18:00

  1. 18:01
    DYAI Dyadic International Inc · Delisting notice

19:00

  1. 19:23
    LGL LGL Group Inc · Officers or directors
  2. 19:59
    JANL Janel Corp · Late filing notice

20:00

  1. 20:28
    TRCK Track Group, Inc. · Stake reported
  2. 20:44
    EBF Ennis, Inc. · Quarterly report

21:00

  1. 21:28
    BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement · Officers or directors
40 of 53

Index

Forms filed

  • Insider filing458
  • Current report8-K31
  • NSAR-B30
  • Foreign issuer report6-K16
  • N-CSR15
  • Stake reportedSC 13D7
  • N-Q6
  • Annual report10-K5
  • Stake amendedSC 13D/A5
  • 10KSB4
  • Prospectus supplement424B34
  • 10QSB3
  • Asset-backed distribution report10-D2
  • CORRESP2
  • N-CSRS2
  • NSAR-A2
  • Late filing noticeNT 10-K2
  • Amended shelf registrationS-3/A2
  • SB-2/A2
  • Passive stake amendedSC 13G/A2
  • SUPPL2
  • UPLOAD2
  • Quarterly report10-Q1
  • 12G3-2B1
  • Initial ownership31
  • 40-17G1
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CERTNAS1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • EFFECT1
  • N-Q/A1
  • PRER14C1
  • RW1
  • Employee plan registrationS-81
  • SB-21
  • Passive stake reportedSC 13G1
  • SC TO-T/A1

59 companies

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