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What covered companies filed with the SEC, day by day.

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‹ Wed, Dec 26, 2007

Thursday, December 27, 2007

134 filings · 100 companiesAll checks passed · Updated Nov 7

Fri, Dec 28, 2007 ›
The dayThursday, December 27
Delisting noticesMED17:00

By time of day

25 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

1 announced

Market hours1

  • 12:10ULBIUltralife Corp

Reports

0 quarterly · 2 annual
  1. Daily Journal CorpDJCO · 10-K · Sep 30 · 13:32
    ——
  2. Inotiv, Inc.— · 10-K · Sep 30 · —
    ——

Insiders

28 filings
Purchases$2.46M13 filings
Sales$22.35M15 filings
OESXOrion Energy Systems, Inc. · de Callejon Diana Propper, Director$13.12MSale · 1,009,091 sh
OESXOrion Energy Systems, Inc. · Neal R Verfuerth, President and CEO$3.94MSale · 303,255 sh
PMLPIMCO Municipal Income Fund II · Gross William H$1.36MPurchase · 100,000 sh
OESXOrion Energy Systems, Inc. · Richard J Olsen, VP of Technical Services$1.31MSale · 101,141 sh
OESXOrion Energy Systems, Inc. · Michael J Potts, Executive Vice President$1.05MSale · 80,698 sh
OESXOrion Energy Systems, Inc. · Patrick J Trotter, Director$669.23KSale · 51,479 sh
Open insider activity

Agreements

3 filings
  1. 15:37IGC IGC Pharma, Inc. · New debt · Unregistered shares sold · New agreement
  2. 09:49GOOD Gladstone Commercial Corp · New agreement
  3. 19:08GNSS Genasys Inc. · New agreement · Officers or directors

Officers and directors

5 filings
  1. 21:31ESMC Escalon Medical Corp · Officers or directors
  2. 19:26GTBP GT Biopharma, Inc. · Officers or directors
  3. 17:25WTBA West Bancorporation Inc · Officers or directors
  4. 16:49NIMU NON Invasive Monitoring Systems Inc · Officers or directors
  5. 19:08GNSS Genasys Inc. · New agreement · Officers or directors

Filings

25 listed

17:00

  1. 17:39
    HTLD Heartland Express Inc · Bylaws or fiscal year changed

19:00

  1. 19:08
    GNSS Genasys Inc. · New agreement · Officers or directors

09:00

  1. 09:09
    PTN Palatin Technologies Inc · Announcement
  2. 09:49
    GOOD Gladstone Commercial Corp · New agreement

12:00

  1. 12:10
    ULBI Ultralife Corp · Results, market hours
  2. 12:33
    GSG iShares S&P GSCI Commodity-Indexed Trust · Bylaws or fiscal year changed

13:00

  1. 13:32
    DJCO Daily Journal Corp · Annual report

15:00

  1. 15:04
    INNI Innovaro, Inc. · Unregistered shares sold
  2. 15:37
    IGC IGC Pharma, Inc. · New debt · Unregistered shares sold · New agreement

16:00

  1. 16:07
    ANIX Anixa Biosciences Inc · Acquisition or sale completed
  2. 16:26
    MIND Mind Technology, Inc · Announcement
  3. 16:27
    DHY UBS Asset Management High Yield Credit Fund · Proxy statement
  4. 16:49
    NIMU NON Invasive Monitoring Systems Inc · Officers or directors

17:00

  1. 17:00
    MED Medifast Inc · Delisting notice
  2. 17:25
    WTBA West Bancorporation Inc · Officers or directors
  3. 17:28
    OPY Oppenheimer Holdings Inc · Announcement

18:00

  1. 18:03
    RLBY Reliability Inc · Stake reported

19:00

  1. 19:26
    GTBP GT Biopharma, Inc. · Officers or directors

21:00

  1. 21:31
    ESMC Escalon Medical Corp · Officers or directors

—

  1. —
    CPMV Mosaic ImmunoEngineering Inc. · Current report
  2. —
    — Inotiv, Inc. · Current report
  3. —
    TGLO Theglobe Com Inc · Current report
  4. —
    — Inotiv, Inc. · Annual report
  5. —
    GENC Gencor Industries Inc · Current report
  6. —
    IWSH Wright Investors Service Holdings, Inc. · Current report
25 of 25

Index

Forms filed

  • Insider filing447
  • Current report8-K21
  • Foreign issuer report6-K17
  • NSAR-B9
  • Initial ownership36
  • N-CSR4
  • CORRESP3
  • SUPPL3
  • Annual report10-K2
  • Prospectus supplement424B32
  • NSAR-A2
  • REGDEX2
  • UPLOAD2
  • 20FR12B/A1
  • Delisting251
  • Initial ownership, amended3/A1
  • Exchange listing8-A12G1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • N-Q1
  • POS EX1
  • PRE 14C1
  • Employee plan registrationS-81
  • SB-2/A1
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1

28 companies

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