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News

What covered companies filed with the SEC, day by day.

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‹ Tue, Mar 4, 2008

Wednesday, March 5, 2008

150 filings · 111 companiesAll checks passed · Updated Nov 7

Thu, Mar 6, 2008 ›
The dayWednesday, March 5

By time of day

37 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

4 announced

Market hours2

  • 11:06INNIInnovaro, Inc.
  • 13:31CAPSCapstone Holding Corp.

After-hours2

  • 16:03MELIMercadoLibre Inc
  • 16:55ANIKAnika Therapeutics, Inc.

Reports

0 quarterly · 5 annual
  1. Innovaro, Inc.INNI · 10-K · Dec 31 · 14:59
    ——
  2. Capstone Holding Corp.CAPS · 10-K · Dec 31 · 15:27
    ——
  3. Farmers & Merchants Bancorp IncFMAO · 10-K · Dec 31 · 16:06
    ——
  4. Fuel Tech, Inc.FTEK · 10-K · Dec 31 · 16:07
    ——
  5. BK Technologies CorpBKTI · 10-K · Dec 31 · 21:55
    ——

Insiders

22 filings
Purchases$2.18M11 filings
Sales$777.92K11 filings
AWREAware Inc · Stafford John S JR, 10% owner$1.72MPurchase · 492,722 sh
ESPEspey MFG & Electronics Corp · Howard M Pinsley, President/CEO/COB$266.08KSale · 11,583 sh
SLSNSolesence, Inc. · Grace Brothers Ltd, 10% owner$203.31KPurchase · 61,350 sh
UTSIUtstarcom Holdings Corp. · Hong Liang LU, CEO$133.69KSale · 54,513 sh
AMSCAmerican Superconductor Corp · Alexis P Malozemoff, EVP & Chief Technical Officer$133.68KSale · 6,000 sh
ASTIAscent Solar Technologies, Inc. · Mohan Misra, Chief Strategy Officer$109.04KSale · 7,500 sh
Open insider activity

Agreements

7 filings
  1. 22:28CAPR Capricor Therapeutics, Inc. · New agreement · Officers or directors
  2. 16:58OCC Optical Cable Corp · New agreement
  3. 16:55SWKHL SWK Holdings Corp · New agreement · Officers or directors
  4. 14:19SFD Smithfield Foods Inc · Unregistered shares sold · New agreement
  5. 11:21RCMT RCM Technologies, Inc. · New agreement
  6. 08:22REFR Research Frontiers Inc · New agreement
  7. 17:44OCC Optical Cable Corp · Agreement ended · Officers or directors

Officers and directors

6 filings
  1. 22:28CAPR Capricor Therapeutics, Inc. · New agreement · Officers or directors
  2. 16:55SWKHL SWK Holdings Corp · New agreement · Officers or directors
  3. 16:48PPC Pilgrims Pride Corp · Officers or directors
  4. 16:33CRSF Crisp Momentum Inc. · Officers or directors
  5. 12:49SCE-PG Southern California Edison Co · Officers or directors
  6. 17:44OCC Optical Cable Corp · Agreement ended · Officers or directors

Filings

37 listed

17:00

  1. 17:44
    OCC Optical Cable Corp · Agreement ended · Officers or directors

08:00

  1. 08:22
    REFR Research Frontiers Inc · New agreement

10:00

  1. 10:00
    LCNB LCNB Corp · Proxy statement

11:00

  1. 11:06
    INNI Innovaro, Inc. · Results, market hours
  2. 11:21
    RCMT RCM Technologies, Inc. · New agreement
  3. 11:51
    DEO Diageo PLC · Amended annual report

12:00

  1. 12:49
    SCE-PG Southern California Edison Co · Officers or directors

13:00

  1. 13:31
    CAPS Capstone Holding Corp. · Results, market hours
  2. 13:49
    TRT Trio-Tech International · Impairment

14:00

  1. 14:08
    CHUC Charlie's Holdings, Inc. · Stake reported
  2. 14:19
    SFD Smithfield Foods Inc · Unregistered shares sold · New agreement
  3. 14:59
    INNI Innovaro, Inc. · Annual report

15:00

  1. 15:18
    PED Pedevco Corp · Auditor change
  2. 15:27
    CAPS Capstone Holding Corp. · Annual report
  3. 15:43
    CIA Citizens, Inc. · Stake amended

16:00

  1. 16:00
    CGNX Cognex Corp · Proxy statement
  2. 16:03
    MELI MercadoLibre Inc · Results, after-hours
  3. 16:06
    FMAO Farmers & Merchants Bancorp Inc · Annual report
  4. 16:07
    FTEK Fuel Tech, Inc. · Annual report
  5. 16:19
    TGTX TG Therapeutics, Inc. · Stake reported
  6. 16:33
    CRSF Crisp Momentum Inc. · Officers or directors
  7. 16:48
    PPC Pilgrims Pride Corp · Officers or directors
  8. 16:55
    ANIK Anika Therapeutics, Inc. · Results, after-hours
  9. 16:55
    SWKHL SWK Holdings Corp · New agreement · Officers or directors
  10. 16:58
    OCC Optical Cable Corp · New agreement

17:00

  1. 17:07
    BABB BAB, Inc. · Announcement
  2. 17:12
    RIO Rio Tinto PLC · Merger communication
  3. 17:15
    RIO Rio Tinto PLC · Merger communication
  4. 17:20
    RIO Rio Tinto PLC · Merger communication
  5. 17:21
    RIO Rio Tinto PLC · Merger communication
  6. 17:28
    SAR Saratoga Investment Corp. · Bylaws or fiscal year changed

21:00

  1. 21:39
    IDN Intellicheck, Inc. · Announcement
  2. 21:55
    BKTI BK Technologies Corp · Annual report

22:00

  1. 22:14
    PAXH Preaxia Health Care Payment Systems Inc. · Investor disclosure
  2. 22:28
    CAPR Capricor Therapeutics, Inc. · New agreement · Officers or directors

—

  1. —
    CIRX Cirtran Corp · Current report
  2. —
    SPST Superstar Platforms Inc. · Current report
37 of 37

Index

Forms filed

  • Insider filing445
  • Foreign issuer report6-K23
  • Current report8-K22
  • Prospectus supplement424B36
  • Annual report10-K5
  • Initial ownership35
  • Merger communication4254
  • Insider filing, amended4/A4
  • CORRESP3
  • Proxy materialDEFA14A3
  • N-CSR3
  • Passive stake amendedSC 13G/A3
  • UPLOAD3
  • Proxy statementDEF 14A2
  • REGDEX2
  • Stake reportedSC 13D2
  • Passive stake reportedSC 13G2
  • SC TO-I/A2
  • SC TO-T/A2
  • Amended annual report20-F/A1
  • Initial ownership, amended3/A1
  • 40-17G1
  • Prospectus supplement424B51
  • Exchange listing8-A12G1
  • F-6EF1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • SC 14F11

39 companies

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