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What covered companies filed with the SEC, day by day.

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‹ Tue, Sep 9, 2008

Wednesday, September 10, 2008

128 filings · 105 companiesAll checks passed · Updated Nov 6

Thu, Sep 11, 2008 ›
The dayWednesday, September 10

By time of day

27 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

1 announced

Market hours1

  • 14:58FGPRFerrellgas Partners L P

Reports

5 quarterly · 1 annual
  1. Where Food Comes From, Inc.WFCF · 10-Q/A · Jun 30 · 13:28
    ——
  2. Clearone IncCLRO · 10-K · Jun 30 · 13:53
    ——
  3. Cato CorpCATO · 10-Q · Aug 2 · 16:08
    ——
  4. Ulta Beauty, Inc.ULTA · 10-Q · Aug 2 · 16:48
    ——
  5. U.S. Gold Corp.USAU · 10-Q · Jul 31 · 18:32
    ——
  6. Star Gold Corp.SRGZ · 10-Q · Jul 31 · 20:55
    ——

Insiders

16 filings
Purchases$5.14M8 filings
Sales$5.39M8 filings
—Cumulus Media Inc · Dickey Lewis W SR, 10% owner$3.13MPurchase · 971,576 sh
—Cumulus Media Inc · Dickey Lewis W SR, 10% owner$1.86MPurchase · 621,231 sh
FCFSFirstCash Holdings, Inc. · Richard T Burke, Director$1.83MSale · 100,000 sh
CRMTAmericas Carmart Inc · William M Sams, Director$1.70MSale · 75,000 sh
PETSPetmed Express Inc · Menderes Akdag, CHIEF EXECUTIVE OFFICER & PRES$703.55KSale · 44,345 sh
JAKKJakks Pacific Inc · Robert e Glick, Director$552.32KSale · 22,000 sh
Open insider activity

Agreements

5 filings
  1. 20:34APLD Applied Digital Corp. · New agreement
  2. 20:22SNOA Sonoma Pharmaceuticals, Inc. · Agreement ended · Officers or directors
  3. 16:22INTI Inhibitor Therapeutics, Inc. · New agreement · Officers or directors
  4. 10:05TMGI Transglobal Management Group, Inc. · Change in control · Unregistered shares sold · New agreement · Officers or directors
  5. 17:59CHCI Comstock Holding Companies, Inc. · Debt acceleration · New agreement

Officers and directors

6 filings
  1. 20:22SNOA Sonoma Pharmaceuticals, Inc. · Agreement ended · Officers or directors
  2. 16:22INTI Inhibitor Therapeutics, Inc. · New agreement · Officers or directors
  3. 15:19LODE Comstock Inc. · Officers or directors
  4. 10:05TMGI Transglobal Management Group, Inc. · Change in control · Unregistered shares sold · New agreement · Officers or directors
  5. 23:05GTBP GT Biopharma, Inc. · Officers or directors
  6. 23:00IA Innovative Solutions & Support Inc · Officers or directors

Filings

27 listed

17:00

  1. 17:59
    CHCI Comstock Holding Companies, Inc. · Debt acceleration · New agreement

23:00

  1. 23:00
    IA Innovative Solutions & Support Inc · Officers or directors
  2. 23:05
    GTBP GT Biopharma, Inc. · Officers or directors

09:00

  1. 09:49
    REPX Riley Exploration Permian, Inc. · Acquisition or sale completed (amended)

10:00

  1. 10:05
    TMGI Transglobal Management Group, Inc. · Change in control · Unregistered shares sold · New agreement · Officers or directors

12:00

  1. 12:18
    BCIC BCP Investment Corp · Announcement
  2. 12:49
    SCDA B-Scada, Inc. · Auditor change

13:00

  1. 13:28
    WFCF Where Food Comes From, Inc. · Amended quarterly report
  2. 13:53
    CLRO Clearone Inc · Annual report

14:00

  1. 14:58
    FGPR Ferrellgas Partners L P · Results, market hours

15:00

  1. 15:19
    LODE Comstock Inc. · Officers or directors
  2. 15:49
    PEBK Peoples Bancorp of North Carolina Inc · Announcement

16:00

  1. 16:08
    CATO Cato Corp · Quarterly report
  2. 16:22
    INTI Inhibitor Therapeutics, Inc. · New agreement · Officers or directors
  3. 16:48
    ULTA Ulta Beauty, Inc. · Quarterly report

17:00

  1. 17:20
    TAC Transalta Corp · Stake reported
  2. 17:26
    ANIX Anixa Biosciences Inc · Late filing notice

18:00

  1. 18:32
    USAU U.S. Gold Corp. · Quarterly report

20:00

  1. 20:22
    SNOA Sonoma Pharmaceuticals, Inc. · Agreement ended · Officers or directors
  2. 20:34
    APLD Applied Digital Corp. · New agreement
  3. 20:55
    SRGZ Star Gold Corp. · Quarterly report

—

  1. —
    CNVS Cineverse Corp. · Current report
  2. —
    CPMV Mosaic ImmunoEngineering Inc. · Current report
  3. —
    FCCO First Community Corp · Current report
  4. —
    UTSI Utstarcom Holdings Corp. · Current report
  5. —
    — Inotiv, Inc. · Current report
  6. —
    DBMM Digital Brand Media & Marketing Group, Inc. · Current report (amended)
27 of 27

Index

Forms filed

  • Insider filing434
  • Foreign issuer report6-K21
  • Current report8-K17
  • Passive stake reportedSC 13G11
  • Passive stake amendedSC 13G/A8
  • UPLOAD8
  • Quarterly report10-Q4
  • Current report (amended)8-K/A2
  • DEFC14A2
  • EFFECT2
  • 10-12B/A1
  • Annual report10-K1
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • Initial ownership31
  • Prospectus supplement424B31
  • Prospectus424B41
  • Prospectus supplement424B51
  • Exchange listing8-A12G1
  • CORRESP1
  • CT ORDER1
  • DEFR14C1
  • N-14 8C/A1
  • Late filing noticeNT 10-Q1
  • Preliminary proxy statementPRE 14A1
  • Shelf registrationS-31
  • Stake reportedSC 13D1
  • SC TO-I/A1
  • SUPPL1

33 companies

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