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What covered companies filed with the SEC, day by day.

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  4. 1
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  8. 6
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  10. 8
‹ Tue, Oct 7, 2008

Wednesday, October 8, 2008

139 filings · 106 companiesAll checks passed · Updated Nov 6

Thu, Oct 9, 2008 ›
The dayWednesday, October 8
Delisting noticesGNSS17:57LPTH16:17

By time of day

20 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

1 announced

Market hours1

  • 15:04GNSSGenasys Inc.

Reports

2 quarterly · 0 annual
  1. ONE Group Hospitality, Inc.STKS · 10-Q · Sep 30 · 14:36
    ——
  2. Aeternum Health, Inc.AETN · 10-Q · Aug 31 · 16:46
    ——

Insiders

25 filings
Purchases$948.60K21 filings
Sales$961.54K4 filings
KUSTKustom Entertainment, Inc. · Stanton e Ross, Chairman, President and CEO$508.56KSale · 104,000 sh
GPLBGreen Planet Bio Engineering Co. Ltd. · Mondo Management Corp., 10% owner$350.63KSale · 935,000 sh
DNPDNP Select Income Fund Inc · Robert J Genetski, Director$319.37KPurchase · 40,000 sh
WIAWestern Asset Inflation-Linked Income Fund · Gates William H III, 10% owner$204.56KPurchase · 20,000 sh
ULTAUlta Beauty, Inc. · Charles J Philippin, Director$119.30KPurchase · 10,000 sh
GSLGlobal Ship Lease, Inc. · Englander Israel a$101.50KSale · 20,300 sh
Open insider activity

Agreements

1 filing
  1. 06:01MNOV Medicinova Inc · New agreement

Officers and directors

4 filings
  1. 17:04RAIL FreightCar America, Inc. · Officers or directors
  2. 14:02DLHC DLH Holdings Corp. · Unregistered shares sold · Officers or directors
  3. 10:59PLBC Plumas Bancorp · Officers or directors
  4. 10:06ESOA Energy Services of America CORP · Auditor change · Officers or directors (amended)

Filings

20 listed

17:00

  1. 17:57
    GNSS Genasys Inc. · Delisting notice

21:00

  1. 21:41
    CDZIP Cadiz Inc · Announcement

06:00

  1. 06:01
    MNOV Medicinova Inc · New agreement

10:00

  1. 10:06
    ESOA Energy Services of America CORP · Auditor change · Officers or directors (amended)
  2. 10:59
    PLBC Plumas Bancorp · Officers or directors

14:00

  1. 14:02
    DLHC DLH Holdings Corp. · Unregistered shares sold · Officers or directors
  2. 14:06
    CLRI Cleartronic, Inc. · Auditor change
  3. 14:36
    STKS ONE Group Hospitality, Inc. · Quarterly report
  4. 14:39
    CZWI Citizens Community Bancorp Inc. · Announcement

15:00

  1. 15:04
    GNSS Genasys Inc. · Results, market hours
  2. 15:09
    ACFN Acorn Energy, Inc. · Proxy statement
  3. 15:13
    ABEO Abeona Therapeutics Inc. · Amended registration statement

16:00

  1. 16:17
    LPTH Lightpath Technologies Inc · Delisting notice
  2. 16:46
    AETN Aeternum Health, Inc. · Quarterly report

17:00

  1. 17:04
    RAIL FreightCar America, Inc. · Officers or directors
  2. 17:14
    ASTI Ascent Solar Technologies, Inc. · Unregistered shares sold

20:00

  1. 20:19
    SOTK Sono TEK Corp · Stake reported

—

  1. —
    UTGN UTG Inc · Stake reported
  2. —
    UTGN UTG Inc · Stake amended
  3. —
    TGLO Theglobe Com Inc · Stake amended
20 of 20

Index

Forms filed

  • Insider filing444
  • Foreign issuer report6-K30
  • Current report8-K11
  • CORRESP6
  • N-CSR6
  • UPLOAD6
  • Initial ownership33
  • N-PX/A3
  • Passive stake reportedSC 13G3
  • Passive stake amendedSC 13G/A3
  • Quarterly report10-Q2
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • 10KSB/A1
  • 40-17F21
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • 6-K/A1
  • Exchange listing8-A12G1
  • Current report (amended)8-K/A1
  • CT ORDER1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • EFFECT1
  • Free writing prospectusFWP1
  • N-CSRS1
  • POS 8C1
  • REGDEX1
  • REGDEX/A1
  • Amended registration statementS-1/A1

26 companies

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