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What covered companies filed with the SEC, day by day.

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‹ Thu, Oct 16, 2008

Friday, October 17, 2008

233 filings · 120 companiesAll checks passed · Updated Nov 6

Mon, Oct 20, 2008 ›
The dayFriday, October 17

By time of day

35 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

6 announced

Market hours3

  • 11:04CFBKCF Bankshares Inc.
  • 14:19KFFBKentucky First Federal Bancorp
  • 15:59ASTIAscent Solar Technologies, Inc.

After-hours3

  • 16:33AUBNAuburn National Bancorporation, Inc
  • 17:12ATLOAmes National Corp
  • 18:15ENBPENB Financial Corp

Reports

2 quarterly · 2 annual
  1. Healthcare Services Group IncHCSG · 10-Q · Sep 30 · 17:22
    ——
  2. Preaxia Health Care Payment Systems Inc.PAXH · 10-Q · Aug 31 · 18:57
    ——
  3. IT Tech Packaging, Inc.ITP · 10-K/A · Dec 31 · 19:26
    ——
  4. HST Global, Inc.HSTC · 10-K/A · Dec 31 · —
    ——

Insiders

16 filings
Purchases$402.71K12 filings
Sales$1.42M4 filings
TRCKTrack Group, Inc. · Nord, 10% owner$1.36MSale · 1,240,956 sh
OVTZOculus Inc. · Anton J Drescher, Corporate Secretary$130.43KPurchase · 2,775,000 sh
CETCentral Securities Corp · C Carter Walker JR, Director$115.39KPurchase · 6,000 sh
WIAWestern Asset Inflation-Linked Income Fund · Gates William H III, 10% owner$69.73KPurchase · 7,000 sh
MHLAMaiden Holdings, Ltd. · Bentzion S Turin, Chief Operating Officer$61.86KSale · 16,800 sh
HIOWestern Asset High Income Opportunity Fund Inc. · Walsh Stephen a$30.96KPurchase · 8,000 sh
Open insider activity

Agreements

2 filings
  1. 21:08— High Wire Networks, Inc. · Unregistered shares sold · New agreement
  2. 20:19GAIN Gladstone Investment Corporation · New agreement

Officers and directors

2 filings
  1. 20:43IA Innovative Solutions & Support Inc · Officers or directors
  2. 15:33VASO Vaso Corp · Officers or directors

Filings

35 listed

18:00

  1. 18:33
    JAKK Jakks Pacific Inc · Announcement

20:00

  1. 20:19
    GAIN Gladstone Investment Corporation · New agreement

21:00

  1. 21:36
    ARL American Realty Investors Inc · Proxy statement

01:00

  1. 01:53
    TRIB Trinity Biotech PLC · Stake reported

07:00

  1. 07:16
    SNUS-PH Santander Holdings USA, Inc. · Merger communication

08:00

  1. 08:37
    UTL Unitil Corp · Announcement

11:00

  1. 11:04
    CFBK CF Bankshares Inc. · Results, market hours

13:00

  1. 13:49
    VIRC Virco MFG Corporation · Investor disclosure
  2. 13:58
    EVI EVI Industries, Inc. · Proxy statement

14:00

  1. 14:19
    KFFB Kentucky First Federal Bancorp · Results, market hours
  2. 14:24
    TRCK Track Group, Inc. · Stake amended
  3. 14:31
    FGBI First Guaranty Bancshares, Inc. · Announcement
  4. 14:47
    RIO Rio Tinto PLC · Merger communication
  5. 14:51
    RIO Rio Tinto PLC · Merger communication

15:00

  1. 15:10
    RVP Retractable Technologies Inc · Tender offer
  2. 15:33
    VASO Vaso Corp · Officers or directors
  3. 15:59
    ASTI Ascent Solar Technologies, Inc. · Results, market hours

16:00

  1. 16:02
    HCI HCI Group, Inc. · Acquisition or sale completed
  2. 16:33
    AUBN Auburn National Bancorporation, Inc · Results, after-hours
  3. 16:42
    SPE Special Opportunities Fund, Inc. · Stake reported
  4. 16:59
    BSET Bassett Furniture Industries Inc · Stake amended

17:00

  1. 17:12
    ATLO Ames National Corp · Results, after-hours
  2. 17:22
    HCSG Healthcare Services Group Inc · Quarterly report
  3. 17:24
    DTST Data Storage Corp · Bylaws or fiscal year changed
  4. 17:24
    WIA Western Asset Inflation-Linked Income Fund · Stake amended
  5. 17:37
    SOTK Sono TEK Corp · Investor disclosure

18:00

  1. 18:15
    ENBP ENB Financial Corp · Results, after-hours
  2. 18:57
    PAXH Preaxia Health Care Payment Systems Inc. · Quarterly report

19:00

  1. 19:26
    ITP IT Tech Packaging, Inc. · Amended annual report

20:00

  1. 20:43
    IA Innovative Solutions & Support Inc · Officers or directors

21:00

  1. 21:08
    — High Wire Networks, Inc. · Unregistered shares sold · New agreement

—

  1. —
    — Southern California Gas Co · Current report
  2. —
    — Cumulus Media Inc · Proxy statement
  3. —
    CLUS Cluster Group Holdings Ltd Co · Current report
  4. —
    HSTC HST Global, Inc. · Amended annual report
35 of 35

Index

Forms filed

  • Insider filing4106
  • Foreign issuer report6-K23
  • Annual ownership519
  • Current report8-K19
  • Prospectus supplement424B311
  • UPLOAD9
  • F-6EF6
  • CORRESP5
  • Passive stake reportedSC 13G4
  • Merger communication4253
  • Proxy statementDEF 14A3
  • Employee plan registrationS-83
  • Stake amendedSC 13D/A3
  • Amended annual report10-K/A2
  • Quarterly report10-Q2
  • N-30B-22
  • Preliminary proxy statementPRE 14A2
  • Stake reportedSC 13D2
  • 10QSB/A1
  • Notice of intent to sell1441
  • Initial ownership31
  • Prospectus supplement424B51
  • Free writing prospectusFWP1
  • REGDEX1
  • S-3ASR1
  • Tender offerSC TO-I1
  • SUPPL1

40 companies

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