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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 20, 2008

Friday, November 21, 2008

266 filings · 169 companiesAll checks passed · Updated Nov 6

Mon, Nov 24, 2008 ›
The dayFriday, November 21
Delisting noticesCPTP16:28

By time of day

43 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

2 announced

After-hours2

  • 17:08CATOCato Corp
  • 19:16WYYWidepoint Corp

Reports

3 quarterly · 1 annual
  1. CHS IncCHSCP · 10-K · Aug 31 · 15:50
    ——
  2. Comstock Inc.LODE · 10-Q/A · Jun 30 · 17:06
    ——
  3. San Juan Basin Royalty TrustSJT · 10-Q/A · Sep 30 · 21:12
    ——
  4. DarkPulse, Inc.DPLS · 10-Q · Sep 30 · 22:14
    ——

Insiders

63 filings
Purchases$6.14M56 filings
Sales$1.43M7 filings
FRFirst Industrial Realty Trust Inc · JAY H Shidler, Director$4.28MPurchase · 768,400 sh
ASAASA Gold & Precious Metals Ltd · Andrew Pegge, Director$840.83KSale · 24,600 sh
CNACNA Financial Corp · Loews Corp, 10% owner$353.77KPurchase · 37,200 sh
TZOOTravelzoo · Azzurro Capital Inc, 10% owner$329.17KPurchase · 68,292 sh
TZOOTravelzoo · Ralph Bartel, Director$325.88KPurchase · 67,609 sh
EMLEastern Co · John Everets, Director$171.20KSale · 18,500 sh
Open insider activity

Agreements

3 filings
  1. 22:19ESMC Escalon Medical Corp · Unregistered shares sold · New agreement
  2. 17:18MIDD Middleby Corp · New agreement
  3. 16:24MX Magnachip Semiconductor Corp · New agreement

Officers and directors

5 filings
  1. 21:51FR First Industrial Realty Trust Inc · Officers or directors
  2. 21:30TRCK Track Group, Inc. · Officers or directors
  3. 17:17CNTY Century Casinos Inc · Officers or directors
  4. 15:16GBR New Concept Energy, Inc. · Bylaws or fiscal year changed · Officers or directors
  5. 14:32ASTC Astrotech Corp · Officers or directors

Filings

43 listed

02:00

  1. 02:12
    VHC VirnetX Holding Corp · Announcement

09:00

  1. 09:45
    CFFI C & F Financial Corp · Announcement

12:00

  1. 12:01
    UTL Unitil Corp · Announcement
  2. 12:18
    ERH Allspring Utilities & High Income Fund · Proxy statement
  3. 12:28
    EPM Evolution Petroleum Corp · Stake reported

13:00

  1. 13:28
    BVFL BV Financial, Inc. · Announcement
  2. 13:29
    PDEX Pro DEX Inc · Proxy statement

14:00

  1. 14:32
    ASTC Astrotech Corp · Officers or directors
  2. 14:34
    GF New Germany Fund Inc · Stake amended
  3. 14:37
    NOV NOV Inc. · Trading blackout

15:00

  1. 15:09
    GBR New Concept Energy, Inc. · Auditor change
  2. 15:16
    GBR New Concept Energy, Inc. · Bylaws or fiscal year changed · Officers or directors
  3. 15:44
    ELTP Elite Pharmaceuticals Inc · Proxy statement
  4. 15:48
    TULP Bloomia Holdings, Inc. · Announcement
  5. 15:50
    CHSCP CHS Inc · Annual report

16:00

  1. 16:24
    MX Magnachip Semiconductor Corp · New agreement
  2. 16:25
    PDS Precision Drilling Corp · Merger communication
  3. 16:28
    CPTP Capital Properties Inc · Delisting notice
  4. 16:29
    SWKHL SWK Holdings Corp · Stake reported
  5. 16:41
    AUBN Auburn National Bancorporation, Inc · Announcement

17:00

  1. 17:06
    LODE Comstock Inc. · Amended quarterly report
  2. 17:08
    CATO Cato Corp · Results, after-hours
  3. 17:17
    CNTY Century Casinos Inc · Officers or directors
  4. 17:18
    MIDD Middleby Corp · New agreement
  5. 17:27
    EAD Allspring Income Opportunities Fund · Proxy statement
  6. 17:28
    PML PIMCO Municipal Income Fund II · Proxy statement
  7. 17:28
    PNI PIMCO New York Municipal Income Fund II · Proxy statement
  8. 17:28
    PCQ PIMCO California Municipal Income Fund · Proxy statement
  9. 17:42
    EOD Allspring Global Dividend Opportunity Fund · Proxy statement
  10. 17:56
    ERC Allspring Multi-Sector Income Fund · Proxy statement

19:00

  1. 19:16
    WYY Widepoint Corp · Results, after-hours

21:00

  1. 21:12
    SJT San Juan Basin Royalty Trust · Amended quarterly report
  2. 21:30
    TRCK Track Group, Inc. · Officers or directors
  3. 21:51
    FR First Industrial Realty Trust Inc · Officers or directors

22:00

  1. 22:14
    DPLS DarkPulse, Inc. · Quarterly report
  2. 22:19
    ESMC Escalon Medical Corp · Unregistered shares sold · New agreement

—

  1. —
    CPMV Mosaic ImmunoEngineering Inc. · Current report
  2. —
    ELRE Yinfu Gold Corp. · Current report
  3. —
    HAFG Holistic Asset Finance Group Co., Ltd. · Current report
  4. —
    — Mobivity Holdings Corp. · Amended registration statement
40 of 43

Index

Forms filed

  • Insider filing4126
  • Current report8-K25
  • Initial ownership324
  • Foreign issuer report6-K16
  • Delisting2512
  • Proxy statementDEF 14A9
  • Exchange listing8-A12B8
  • CORRESP7
  • N-Q7
  • Passive stake amendedSC 13G/A3
  • Amended quarterly report10-Q/A2
  • Notice of intent to sell1442
  • Preliminary proxy statementPRE 14A2
  • Stake reportedSC 13D2
  • UPLOAD2
  • Annual report10-K1
  • 10KSB/A1
  • Quarterly report10-Q1
  • 40-17G1
  • 424B11
  • Prospectus supplement424B31
  • Merger communication4251
  • Insider filing, amended4/A1
  • CT ORDER1
  • EFFECT1
  • N-21
  • N-8A1
  • REGDEX1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Amended merger registrationS-4/A1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • SUPPL1

48 companies

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