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What covered companies filed with the SEC, day by day.

  1. 12
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  3. 14
  4. 17
  5. 18
  6. 19
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  8. 21
  9. 24
  10. 25
‹ Mon, Nov 24, 2008

Tuesday, November 25, 2008

158 filings · 132 companiesAll checks passed · Updated Nov 6

Wed, Nov 26, 2008 ›
The dayTuesday, November 25
Delisting noticesINTI15:42

By time of day

28 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

2 announced

Pre-market1

  • 07:31WMGWarner Music Group Corp.

Market hours1

  • 15:34USAUU.S. Gold Corp.

Reports

1 quarterly · 3 annual
  1. Warner Music Group Corp.WMG · 10-K · Sep 30 · 07:59
    ——
  2. Northern Technologies International CorpNTIC · 10-K · Aug 31 · 09:20
    ——
  3. SPDR Gold TrustGLD · 10-K · Sep 30 · 14:10
    ——
  4. Guided Therapeutics IncGTHP · 10-Q · Jun 30 · 17:03
    ——

Insiders

58 filings
Purchases$2.99M49 filings
Sales$6.55M9 filings
SNUS-PHSantander Holdings USA, Inc. · Ralph Whitworth V, Director$4.64MSale · 2,198,963 sh
ALXAlexanders Inc · Thomas R Dibenedetto, Director$842.63KSale · 5,700 sh
RESRPC Inc · Henry B Tippie, Director$672.96KPurchase · 100,000 sh
CLARClarus Corp · Warren B Kanders, Executive Chairman$596.51KPurchase · 142,027 sh
DAIOData I/O Corp · Leviticus Partners L P, 10% owner$558.75KPurchase · 209,062 sh
ALXAlexanders Inc · Thomas R Dibenedetto, Director$526.36KSale · 3,200 sh
Open insider activity

Agreements

5 filings
  1. 17:28LARK Landmark Bancorp Inc · Agreement ended · New debt · New agreement
  2. 14:29ORN Orion Group Holdings Inc · New agreement
  3. 13:38VASO Vaso Corp · New agreement
  4. 10:54IMO Imperial Oil Ltd · New agreement
  5. 08:35TGTX TG Therapeutics, Inc. · Unregistered shares sold · New agreement · Officers or directors

Officers and directors

5 filings
  1. 21:56UNB Union Bankshares Inc · Officers or directors
  2. 16:40HROW Harrow, Inc. · Officers or directors
  3. 14:57AIRI Air Industries Group · Officers or directors
  4. 13:24CDZIP Cadiz Inc · Officers or directors
  5. 08:35TGTX TG Therapeutics, Inc. · Unregistered shares sold · New agreement · Officers or directors

Filings

28 listed

06:00

  1. 06:01
    NHTC Natural Health Trends Corp · Proxy statement

07:00

  1. 07:31
    WMG Warner Music Group Corp. · Results, pre-market
  2. 07:59
    WMG Warner Music Group Corp. · Annual report

08:00

  1. 08:35
    TGTX TG Therapeutics, Inc. · Unregistered shares sold · New agreement · Officers or directors

09:00

  1. 09:19
    MMMW Mass Megawatts Wind Power Inc · Investor disclosure
  2. 09:20
    NTIC Northern Technologies International Corp · Annual report

10:00

  1. 10:54
    IMO Imperial Oil Ltd · New agreement

13:00

  1. 13:24
    CDZIP Cadiz Inc · Officers or directors
  2. 13:38
    VASO Vaso Corp · New agreement

14:00

  1. 14:10
    GLD SPDR Gold Trust · Annual report
  2. 14:29
    ORN Orion Group Holdings Inc · New agreement
  3. 14:57
    AIRI Air Industries Group · Officers or directors

15:00

  1. 15:34
    USAU U.S. Gold Corp. · Results, market hours
  2. 15:42
    INTI Inhibitor Therapeutics, Inc. · Delisting notice

16:00

  1. 16:33
    RIO Rio Tinto PLC · Merger communication
  2. 16:35
    RIO Rio Tinto PLC · Merger communication
  3. 16:40
    HROW Harrow, Inc. · Officers or directors

17:00

  1. 17:03
    GTHP Guided Therapeutics Inc · Quarterly report
  2. 17:11
    SNUS-PH Santander Holdings USA, Inc. · Stake amended
  3. 17:16
    SNUS-PH Santander Holdings USA, Inc. · Stake amended
  4. 17:18
    VIVK Vivakor, Inc. · Registration statement
  5. 17:28
    LARK Landmark Bancorp Inc · Agreement ended · New debt · New agreement

21:00

  1. 21:56
    UNB Union Bankshares Inc · Officers or directors

—

  1. —
    IHRT iHeartMedia, Inc. · Current report
  2. —
    DSGR Distribution Solutions Group, Inc. · Current report
  3. —
    FCCO First Community Corp · Current report
  4. —
    MVCO Metavesco, Inc. · Current report
  5. —
    PCGC Hydro Power Technologies, Inc. · Current report
28 of 28

Index

Forms filed

  • Insider filing473
  • Foreign issuer report6-K23
  • Current report8-K18
  • Initial ownership37
  • N-Q6
  • Insider filing, amended4/A4
  • Annual report10-K3
  • 40-17G3
  • Merger communication4252
  • Annual ownership52
  • CORRESP2
  • Stake amendedSC 13D/A2
  • UPLOAD2
  • 10-12G/A1
  • Quarterly report10-Q1
  • 15-12B1
  • CT ORDER1
  • Proxy statementDEF 14A1
  • N-23C-21
  • NSAR-B1
  • RW1
  • Registration statementS-11
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81

31 companies

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