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What covered companies filed with the SEC, day by day.

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‹ Mon, Dec 15, 2008

Tuesday, December 16, 2008

161 filings · 113 companiesAll checks passed · Updated Nov 6

Wed, Dec 17, 2008 ›
The dayTuesday, December 16
Delisting noticesOGEN20:12

By time of day

36 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

1 announced

After-hours1

  • 18:00FWDIForward Industries, Inc.

Reports

1 quarterly · 3 annual
  1. Forward Industries, Inc.FWDI · 10-K · Sep 30 · 23:30
    ——
  2. BNB Plus Corp.BNBX · 10-K · Sep 30 · 16:33
    ——
  3. Pharmagreen Biotech Inc.— · 10-Q · Oct 31 · —
    ——
  4. Tennessee Valley AuthorityTVE · 10-K · Sep 30 · —
    ——

Insiders

29 filings
Purchases$868.16K20 filings
Sales$10.60M9 filings
IBOCInternational Bancshares Corp · Antonio R Sanchez JR, Director$6.87MSale · 345,750 sh
ACHVAchieve Life Sciences, Inc. · Ventures West Capital Ltd, 10% owner$2.68MSale · 450,000 sh
NTICNorthern Technologies International Corp · Inter Alia Holding Co, 10% owner$600.60KSale · 59,600 sh
IBOCInternational Bancshares Corp · R David Guerra, Director$259.51KSale · 13,008 sh
VKIInvesco Advantage Municipal Income Trust II · Rodney F Dammeyer, Director$229.88KPurchase · 37,000 sh
VKQInvesco Municipal Trust · Rodney F Dammeyer, Director$215.34KPurchase · 30,000 sh
Open insider activity

Agreements

1 filing
  1. 19:20MX Magnachip Semiconductor Corp · New agreement

Officers and directors

9 filings
  1. 22:16SKAS Saker Aviation Services, Inc. · Officers or directors
  2. 22:06IRIX Iridex Corp · Officers or directors
  3. 19:56CREG Smart Powerr Corp. · Officers or directors
  4. 18:00FWDI Forward Industries, Inc. · Officers or directors · Results, after-hours
  5. 16:48QNTO Quaint OAK Bancorp, Inc. · Officers or directors
  6. 16:15AIRI Air Industries Group · Auditor change · Officers or directors (amended)
  7. 15:33TWIN Twin Disc Inc · Officers or directors
  8. 12:26FTEK Fuel Tech, Inc. · Officers or directors

Filings

36 listed

17:00

  1. 17:36
    BCE BCE Inc · Stake amended

18:00

  1. 18:02
    HKHC Horizon Kinetics Holding Corp · Officers or directors
  2. 18:34
    LIVE Live Ventures Inc · Stake amended
  3. 18:38
    VIVK Vivakor, Inc. · Amended registration statement

19:00

  1. 19:20
    MX Magnachip Semiconductor Corp · New agreement

20:00

  1. 20:12
    OGEN Oragenics Inc · Delisting notice

23:00

  1. 23:30
    FWDI Forward Industries, Inc. · Annual report

09:00

  1. 09:02
    ASUR Asure Software Inc · Current report

12:00

  1. 12:12
    RJET Republic Airways Holdings Inc. · Late filing notice
  2. 12:26
    FTEK Fuel Tech, Inc. · Officers or directors

14:00

  1. 14:28
    SCIA SCI Engineered Materials, Inc. · Announcement

15:00

  1. 15:33
    TWIN Twin Disc Inc · Officers or directors
  2. 15:44
    GSFI Green Stream Holdings Inc. · Acquisition or sale completed
  3. 15:54
    MMMW Mass Megawatts Wind Power Inc · Late filing notice

16:00

  1. 16:03
    SEB Seaboard Corp · Announcement
  2. 16:15
    AIRI Air Industries Group · Auditor change · Officers or directors (amended)
  3. 16:26
    JCTC Jewett Cameron Trading Co Ltd · Proxy statement
  4. 16:33
    BNBX BNB Plus Corp. · Annual report
  5. 16:48
    QNTO Quaint OAK Bancorp, Inc. · Officers or directors

17:00

  1. 17:01
    OPY Oppenheimer Holdings Inc · Announcement
  2. 17:20
    PFBX Peoples Financial Corp · Announcement
  3. 17:23
    PDS Precision Drilling Corp · Merger communication

18:00

  1. 18:00
    FWDI Forward Industries, Inc. · Officers or directors · Results, after-hours
  2. 18:03
    DBC Invesco DB Commodity Index Tracking Fund · Announcement

19:00

  1. 19:56
    CREG Smart Powerr Corp. · Officers or directors

21:00

  1. 21:33
    TRAK ReposiTrak, Inc. · Announcement

22:00

  1. 22:06
    IRIX Iridex Corp · Officers or directors
  2. 22:16
    SKAS Saker Aviation Services, Inc. · Officers or directors

—

  1. —
    WNDW SolarWindow Technologies, Inc. · Current report
  2. —
    GDRZF Gold Reserve Ltd · Merger communication
  3. —
    GDRZF Gold Reserve Ltd · Merger communication
  4. —
    — Pharmagreen Biotech Inc. · Late filing notice
  5. —
    — Pharmagreen Biotech Inc. · Quarterly report
  6. —
    GENC Gencor Industries Inc · Current report
  7. —
    — Electro Sensors Inc · Stake amended
  8. —
    TVE Tennessee Valley Authority · Annual report
36 of 36

Index

Forms filed

  • Insider filing474
  • Current report8-K20
  • Foreign issuer report6-K18
  • Initial ownership39
  • UPLOAD4
  • Annual report10-K3
  • Merger communication4253
  • CORRESP3
  • N-23C-23
  • Stake amendedSC 13D/A3
  • F-6EF2
  • F-X2
  • Late filing noticeNT 10-Q2
  • REGDEX2
  • Employee plan registrationS-82
  • 10-12G1
  • Quarterly report10-Q1
  • Notice of intent to sell1441
  • 40-17G1
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • F-91
  • Late filing noticeNT 10-K1
  • Amended registration statementS-1/A1
  • Passive stake amendedSC 13G/A1
  • SC TO-T/A1

40 companies

A

B

E

  • Electro Sensors Inc

F

G

H

I

J

L

M

N

O

P

Q

R

S

T

V