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What covered companies filed with the SEC, day by day.

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  7. 1
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  10. 4
‹ Wed, Dec 3, 2008

Thursday, December 4, 2008

142 filings · 93 companiesAll checks passed · Updated Nov 6

Fri, Dec 5, 2008 ›
The dayThursday, December 4

By time of day

28 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

4 announced

Pre-market1

  • 08:46SFDSmithfield Foods Inc

Market hours1

  • 11:15CPRTCopart Inc

After-hours2

  • 16:44ULTAUlta Beauty, Inc.
  • 21:28SBRSabine Royalty Trust

Reports

1 quarterly · 2 annual
  1. Geospace Technologies CorpGEOS · 10-K · Sep 30 · 15:09
    ——
  2. Visium Technologies, Inc.VISM · 10-Q · Sep 30 · 16:43
    ——
  3. Genasys Inc.GNSS · 10-K · Sep 30 · 16:58
    ——

Insiders

29 filings
Purchases$136.61M27 filings
Sales$1.75M2 filings
SCCOSouthern Copper Corp · Grupo Mexico SA de CV, 10% owner$136.10MPurchase · 10,780,466 sh
BBGIBeasley Broadcast Group Inc · Deephaven Capital Management LLC, 10% owner$1.73MSale · 1,726,090 sh
CRMTAmericas Carmart Inc · Daniel J Englander, Director$124.63KPurchase · 10,000 sh
MHLAMaiden Holdings, Ltd. · Barry D Zyskind, Director$81.47KPurchase · 21,500 sh
UHTUniversal Health Realty Income Trust · Alan B Miller, Chairman, President, and CEO$53.74KPurchase · 2,000 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$52.01KPurchase · 12,500 sh
Open insider activity

Agreements

3 filings
  1. 16:53PPC Pilgrims Pride Corp · Bankruptcy · Debt acceleration · Agreement ended · Delisting notice · New debt · New agreement
  2. 12:04NIMU NON Invasive Monitoring Systems Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  3. 10:11ARTNA Artesian Resources Corp · New debt · New agreement

Officers and directors

3 filings
  1. 16:44ELTP Elite Pharmaceuticals Inc · Officers or directors
  2. 16:38CVGI Commercial Vehicle Group, Inc. · Officers or directors
  3. 16:30ANIX Anixa Biosciences Inc · Officers or directors

Filings

28 listed

19:00

  1. 19:46
    VISK Viskase Holdings, Inc. · Announcement

08:00

  1. 08:05
    ADAM Adamas Trust, Inc. · Announcement
  2. 08:46
    SFD Smithfield Foods Inc · Results, pre-market

09:00

  1. 09:39
    CREX Creative Realities, Inc. · Announcement

10:00

  1. 10:05
    TWN Taiwan Fund Inc · Investor disclosure
  2. 10:11
    ARTNA Artesian Resources Corp · New debt · New agreement

11:00

  1. 11:15
    CPRT Copart Inc · Results, market hours
  2. 11:20
    UTL Unitil Corp · Announcement
  3. 11:49
    FNLC First Bancorp, Inc · Proxy statement
  4. 11:50
    FNLC First Bancorp, Inc · Announcement

12:00

  1. 12:04
    NIMU NON Invasive Monitoring Systems Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  2. 12:14
    CZWI Citizens Community Bancorp Inc. · Investor disclosure

15:00

  1. 15:09
    GEOS Geospace Technologies Corp · Annual report

16:00

  1. 16:30
    ANIX Anixa Biosciences Inc · Officers or directors
  2. 16:38
    CVGI Commercial Vehicle Group, Inc. · Officers or directors
  3. 16:43
    VISM Visium Technologies, Inc. · Quarterly report
  4. 16:44
    ELTP Elite Pharmaceuticals Inc · Officers or directors
  5. 16:44
    ULTA Ulta Beauty, Inc. · Results, after-hours
  6. 16:46
    — Cumulus Media Inc · Stake amended
  7. 16:53
    PPC Pilgrims Pride Corp · Bankruptcy · Debt acceleration · Agreement ended · Delisting notice · New debt · New agreement
  8. 16:58
    GNSS Genasys Inc. · Annual report

17:00

  1. 17:13
    III Information Services Group Inc. · Stake amended
  2. 17:18
    PFBX Peoples Financial Corp · Announcement

21:00

  1. 21:28
    SBR Sabine Royalty Trust · Results, after-hours

—

  1. —
    OAK-PA Brookfield Oaktree Holdings, LLC · Stake reported
  2. —
    MALG Microalliance Group Inc. · Current report
  3. —
    NSTM NovelStem International Corp. · Stake amended
  4. —
    AIFC AI Financial Corp · Stake reported
28 of 28

Index

Forms filed

  • Insider filing460
  • Current report8-K19
  • Foreign issuer report6-K18
  • Annual ownership59
  • Insider filing, amended4/A6
  • Passive stake amendedSC 13G/A4
  • Stake amendedSC 13D/A3
  • Annual report10-K2
  • Initial ownership32
  • Prospectus supplement424B32
  • Exchange listing8-A12B2
  • CORRESP2
  • N-23C-22
  • Stake reportedSC 13D2
  • Quarterly report10-Q1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • N-CSRS1
  • Proxy voting recordN-PX1
  • Employee plan registrationS-81
  • SC TO-C1
  • SUPPL1
  • UPLOAD1

35 companies

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