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What covered companies filed with the SEC, day by day.

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  10. 2
‹ Fri, Jan 30, 2009

Monday, February 2, 2009

159 filings · 114 companiesAll checks passed · Updated Nov 6

Tue, Feb 3, 2009 ›
The dayMonday, February 2

By time of day

33 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

4 announced

Pre-market1

  • 07:07SCCOSouthern Copper Corp

Market hours1

  • 14:04NRTNorth European Oil Royalty Trust

After-hours2

  • 16:58GAINGladstone Investment Corporation
  • 17:20FOTBFirst Ottawa Bancshares, Inc.

Reports

3 quarterly · 3 annual
  1. BioCardia, Inc.BCDA · 10-K/A · Jun 30 · 22:46
    ——
  2. TerraVolt Holdings, Inc.GEDC · 10-K/A · Sep 30 · 12:16
    ——
  3. Petmed Express IncPETS · 10-Q · Dec 31 · 16:38
    ——
  4. Gladstone Investment CorporationGAIN · 10-Q · Dec 31 · 17:07
    ——
  5. Sanfilippo John B & SON IncJBSS · 10-Q · Dec 25 · —
    ——
  6. HG Holdings, Inc.STLY · 10-K · Dec 31 · —
    ——

Insiders

13 filings
Purchases$403.48K8 filings
Sales$421.63K5 filings
VMOInvesco Municipal Opportunity Trust · Rodney F Dammeyer, Director$347.73KSale · 34,200 sh
VKQInvesco Municipal Trust · Rodney F Dammeyer, Director$171.68KPurchase · 14,700 sh
FCCOFirst Community Corp · Michael C Crapps, President & CEO$119.00KPurchase · 20,000 sh
VHIValhi Inc · Harold C Simmons, Chairman of the Board$90.52KPurchase · 6,000 sh
WMGWarner Music Group Corp. · Michael D Fleisher, Vice Chairman, Strategy & Ops$51.13KSale · 25,000 sh
PEOAdams Natural Resources Fund, Inc. · Robert Edward Sullivan, Executive Vice President$19.48KSale · 980 sh
Open insider activity

Agreements

4 filings
  1. 17:15TWI Titan International Inc · New agreement
  2. 16:18ULBI Ultralife Corp · New agreement
  3. 14:27YHGJ Yunhong Green CTI Ltd. · New agreement
  4. 13:19REX REX American Resources Corp · Restructuring costs · Acquisition or sale completed · New agreement

Officers and directors

3 filings
  1. 19:39SRGZ Star Gold Corp. · Change in control · Officers or directors
  2. 11:46LODE Comstock Inc. · Officers or directors
  3. 18:48CATO Cato Corp · Officers or directors

Filings

33 listed

18:00

  1. 18:48
    CATO Cato Corp · Officers or directors

22:00

  1. 22:46
    BCDA BioCardia, Inc. · Amended annual report

07:00

  1. 07:00
    OMEX Odyssey Marine Exploration Inc · Bylaws or fiscal year changed
  2. 07:07
    SCCO Southern Copper Corp · Results, pre-market

11:00

  1. 11:46
    LODE Comstock Inc. · Officers or directors

12:00

  1. 12:16
    GEDC TerraVolt Holdings, Inc. · Amended annual report
  2. 12:27
    FCAP First Capital Inc · Announcement

13:00

  1. 13:19
    REX REX American Resources Corp · Restructuring costs · Acquisition or sale completed · New agreement
  2. 13:54
    FTFT Future FinTech Group Inc. · Amended registration statement

14:00

  1. 14:04
    NRT North European Oil Royalty Trust · Results, market hours
  2. 14:27
    YHGJ Yunhong Green CTI Ltd. · New agreement

15:00

  1. 15:14
    SCRH Scores Holding Co Inc · Change in control · Acquisition or sale completed
  2. 15:53
    MXF Mexico Fund Inc · Proxy statement

16:00

  1. 16:14
    VLGEA Village Super Market Inc · Stake reported
  2. 16:15
    MCRI Monarch Casino & Resort Inc · Stake amended
  3. 16:18
    ULBI Ultralife Corp · New agreement
  4. 16:38
    PETS Petmed Express Inc · Quarterly report
  5. 16:51
    AP Ampco Pittsburgh Corp · Stake amended
  6. 16:58
    GAIN Gladstone Investment Corporation · Results, after-hours

17:00

  1. 17:06
    MDCE Medical Care Technologies Inc. · Investor disclosure
  2. 17:07
    GAIN Gladstone Investment Corporation · Quarterly report
  3. 17:15
    TWI Titan International Inc · New agreement
  4. 17:20
    FOTB First Ottawa Bancshares, Inc. · Results, after-hours

19:00

  1. 19:18
    SJT San Juan Basin Royalty Trust · Announcement
  2. 19:39
    SRGZ Star Gold Corp. · Change in control · Officers or directors
  3. 19:55
    ICCC Immucell Corp · Stake reported
  4. 19:56
    ICCC Immucell Corp · Stake reported
  5. 19:56
    ICCC Immucell Corp · Stake reported

—

  1. —
    JBSS Sanfilippo John B & SON Inc · Current report
  2. —
    JBSS Sanfilippo John B & SON Inc · Quarterly report
  3. —
    — Salem Media Group, Inc. · Current report
  4. —
    GDRZF Gold Reserve Ltd · Merger communication
  5. —
    STLY HG Holdings, Inc. · Annual report
33 of 33

Index

Forms filed

  • Insider filing439
  • Foreign issuer report6-K25
  • Current report8-K18
  • Annual ownership512
  • Passive stake amendedSC 13G/A8
  • Insider filing, amended4/A5
  • CORRESP4
  • Stake reportedSC 13D4
  • Passive stake reportedSC 13G4
  • UPLOAD4
  • Quarterly report10-Q3
  • Initial ownership33
  • 4973
  • Amended annual report10-K/A2
  • Delisting by the exchange25-NSE2
  • Prospectus supplement424B32
  • N-CSR2
  • Stake amendedSC 13D/A2
  • Annual report10-K1
  • 15-12B1
  • Delisting251
  • Prospectus supplement424B21
  • 424B71
  • Merger communication4251
  • Annual report to shareholdersARS1
  • Exempt offering noticeD1
  • Proxy statementDEF 14A1
  • DEFR14A1
  • Free writing prospectusFWP1
  • NSAR-B1
  • PRE 14C1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • SC TO-T/A1
  • SUPPL1

37 companies

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