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News

What covered companies filed with the SEC, day by day.

  1. 9
  2. 12
  3. 13
  4. 14
  5. 15
  6. 16
  7. 20
  8. 21
  9. 22
‹ Wed, Jan 21, 2009

Thursday, January 22, 2009

135 filings · 107 companiesAll checks passed · Updated Nov 6

Fri, Jan 23, 2009 ›
The dayThursday, January 22
Delisting noticesNICH21:37

By time of day

29 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

7 announced

Pre-market2

  • 08:27TWINTwin Disc Inc
  • 08:30WTBAWest Bancorporation Inc

Market hours2

  • 09:37BXCBlueLinx Holdings Inc.
  • 14:54SBFGSB Financial Group, Inc.

After-hours3

  • 21:52SFBSServisFirst Bancshares, Inc.
  • 16:47DGIIDigi International Inc
  • 17:01AMSCAmerican Superconductor Corp

Reports

1 quarterly · 1 annual
  1. HNO International, Inc.HNOI · 10-K · Oct 31 · 19:43
    ——
  2. J&J Snack Foods CorpJJSF · 10-Q · Dec 27 · 21:03
    ——

Insiders

8 filings
Purchases$1.59M5 filings
Sales$126.17K3 filings
SCCOSouthern Copper Corp · Grupo Mexico, S.A.B. de C.V., 10% owner$1.51MPurchase · 100,000 sh
WABCWestamerica Bancorporation · David L Robinson, VP/Banking Division Manager$115.46KSale · 2,700 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$31.54KPurchase · 7,100 sh
SNFCASecurity National Financial Corp · George R. Quist, Chairman and CEO$20.91KPurchase · 15,000 sh
BTOJohn Hancock Financial Opportunities Fund · John G Vrysen, COO of the Fund$13.63KPurchase · 1,200 sh
ADXAdams Diversified Equity Fund, Inc. · Phyllis O Bonanno, Director$9.23KPurchase · 1,200 sh
Open insider activity

Agreements

3 filings
  1. 19:36CAPR Capricor Therapeutics, Inc. · Agreement ended · Officers or directors
  2. 15:47RDCT Vnue, Inc. · Unregistered shares sold · New agreement (amended)
  3. 11:43THO Thor Industries Inc · New agreement

Officers and directors

3 filings
  1. 20:57NXPL NextPlat Corp · Officers or directors
  2. 19:36CAPR Capricor Therapeutics, Inc. · Agreement ended · Officers or directors
  3. 14:29TRAK ReposiTrak, Inc. · Officers or directors

Filings

29 listed

19:00

  1. 19:43
    HNOI HNO International, Inc. · Annual report

21:00

  1. 21:37
    NICH Nitches Inc · Delisting notice
  2. 21:52
    SFBS ServisFirst Bancshares, Inc. · Results, after-hours (amended)

08:00

  1. 08:27
    TWIN Twin Disc Inc · Results, pre-market
  2. 08:30
    WTBA West Bancorporation Inc · Results, pre-market

09:00

  1. 09:37
    BXC BlueLinx Holdings Inc. · Results, market hours

11:00

  1. 11:43
    THO Thor Industries Inc · New agreement

12:00

  1. 12:05
    BOTJ Bank of the James Financial Group Inc · Announcement
  2. 12:41
    APWC Asia Pacific Wire & Cable Corp Ltd · Amended registration statement

14:00

  1. 14:27
    CLRI Cleartronic, Inc. · Announcement
  2. 14:29
    TRAK ReposiTrak, Inc. · Officers or directors
  3. 14:54
    SBFG SB Financial Group, Inc. · Results, market hours

15:00

  1. 15:47
    RDCT Vnue, Inc. · Unregistered shares sold · New agreement (amended)
  2. 15:58
    EFT Eaton Vance Floating-Rate Income Trust · Proxy statement

16:00

  1. 16:01
    PETS Petmed Express Inc · Announcement
  2. 16:47
    DGII Digi International Inc · Results, after-hours
  3. 16:53
    ISCO International Stem Cell CORP · Stake amended

17:00

  1. 17:01
    AMSC American Superconductor Corp · Results, after-hours
  2. 17:29
    SNUS-PH Santander Holdings USA, Inc. · Announcement

19:00

  1. 19:36
    CAPR Capricor Therapeutics, Inc. · Agreement ended · Officers or directors

20:00

  1. 20:10
    INTT Intest Corp · Restructuring costs
  2. 20:57
    NXPL NextPlat Corp · Officers or directors

21:00

  1. 21:03
    JJSF J&J Snack Foods Corp · Quarterly report

—

  1. —
    BDL Flanigans Enterprises Inc · Proxy statement
  2. —
    CPMD Cannapharmarx, Inc. · Current report
  3. —
    GDRZF Gold Reserve Ltd · Merger communication
  4. —
    GDRZF Gold Reserve Ltd · Merger communication
  5. —
    AGIG Abundia Global Impact Group, Inc. · Current report
  6. —
    CARV Carver Bancorp Inc · Current report
29 of 29

Index

Forms filed

  • Insider filing437
  • Foreign issuer report6-K28
  • Current report8-K19
  • Passive stake amendedSC 13G/A7
  • UPLOAD6
  • Passive stake reportedSC 13G5
  • Initial ownership32
  • 40-17F22
  • Prospectus supplement424B32
  • Merger communication4252
  • Current report (amended)8-K/A2
  • CORRESP2
  • Proxy statementDEF 14A2
  • F-10/A2
  • Shelf registrationS-32
  • Annual report10-K1
  • Quarterly report10-Q1
  • 40-331
  • 40-APP/A1
  • Annual ownership51
  • F-101
  • Amended registration statementF-1/A1
  • F-31
  • F-X1
  • N-CSR1
  • N-Q1
  • NSAR-B1
  • Stake amendedSC 13D/A1
  • SC TO-I/A1
  • SC TO-T/A1

36 companies

A

B

C

D

E

F

G

H

I

J

N

P

R

S

T

V

W