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What covered companies filed with the SEC, day by day.

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‹ Tue, Jan 13, 2009

Wednesday, January 14, 2009

158 filings · 121 companiesAll checks passed · Updated Nov 6

Thu, Jan 15, 2009 ›
The dayWednesday, January 14
Delisting noticesNEPH17:05

By time of day

54 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

17 without a time on file

Results

6 announced

Pre-market1

  • 08:14MBWMMercantile Bank Corp

Market hours1

  • 11:01PDFSPDF Solutions Inc

After-hours4

  • 17:58GLADGladstone Capital Corp
  • 18:12GAINGladstone Investment Corporation
  • 19:27FCFranklin Covey Co
  • 20:30RJETRepublic Airways Holdings Inc.

Reports

19 quarterly · 7 annual
  1. Northern Technologies International CorpNTIC · 10-Q · Nov 30 · 17:44
    ——
  2. Patriot Gold CorpPGOL · 10-Q · Nov 30 · 17:58
    ——
  3. Greystone Logistics, Inc.GLGI · 10-Q/A · Aug 31 · 11:34
    ——
  4. First Real Estate Investment Trust of New Jersey, Inc.FREVS · 10-K · Oct 31 · 11:41
    ——
  5. Adma Biologics, Inc.ADMA · 10-Q · Dec 31 · 11:49
    ——
  6. Transglobal Management Group, Inc.TMGI · 10-Q · Nov 30 · 14:40
    ——
  7. Saratoga Investment Corp.SAR · 10-Q · Nov 30 · 16:02
    ——
  8. Vaso CorpVASO · 10-Q · Nov 30 · 16:53
    ——
  9. Sono TEK CorpSOTK · 10-Q · Nov 30 · 20:34
    ——
  10. Simulations Plus, Inc.— · 10-Q · Nov 30 · 21:06
    ——

Insiders

8 filings
Purchases$1.27M4 filings
Sales$596.41K4 filings
SCCOSouthern Copper Corp · Grupo Mexico, S.A.B. de C.V., 10% owner$750.00KPurchase · 50,000 sh
TZOOTravelzoo · Holger Bartel, Chief Executive Officer$479.61KSale · 109,003 sh
TZOOTravelzoo · Ralph Bartel, Director$479.61KPurchase · 109,003 sh
BRWSaba Capital Income & Opportunities Fund · Morgan Stanley, 10% owner$84.39KSale · 25,900 sh
PEOAdams Natural Resources Fund, Inc. · Frederic A Escherich, Director$38.33KPurchase · 1,000 sh
CLFDClearfield, Inc. · Jain Anil K, 10% owner$22.71KSale · 17,658 sh
Open insider activity

Agreements

2 filings
  1. 22:23IVDA Iveda Solutions, Inc. · New agreement
  2. 10:26CFFI C & F Financial Corp · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

Officers and directors

4 filings
  1. 17:24AMTX Aemetis, Inc · Officers or directors
  2. 14:11PTBS Potomac Bancshares Inc · Officers or directors
  3. 12:14GBCI Glacier Bancorp, Inc. · Officers or directors (amended)
  4. 10:26CFFI C & F Financial Corp · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

Filings

54 listed

17:00

  1. 17:44
    NTIC Northern Technologies International Corp · Quarterly report
  2. 17:55
    FC Franklin Covey Co · Restated financials
  3. 17:58
    PGOL Patriot Gold Corp · Quarterly report
  4. 17:58
    GLAD Gladstone Capital Corp · Results, after-hours

18:00

  1. 18:12
    GAIN Gladstone Investment Corporation · Results, after-hours

19:00

  1. 19:27
    FC Franklin Covey Co · Results, after-hours

20:00

  1. 20:30
    RJET Republic Airways Holdings Inc. · Results, after-hours

08:00

  1. 08:14
    MBWM Mercantile Bank Corp · Results, pre-market

10:00

  1. 10:26
    CFFI C & F Financial Corp · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

11:00

  1. 11:01
    PDFS PDF Solutions Inc · Results, market hours
  2. 11:34
    GLGI Greystone Logistics, Inc. · Amended quarterly report
  3. 11:41
    FREVS First Real Estate Investment Trust of New Jersey, Inc. · Annual report
  4. 11:49
    ADMA Adma Biologics, Inc. · Quarterly report

12:00

  1. 12:14
    GBCI Glacier Bancorp, Inc. · Officers or directors (amended)
  2. 12:35
    TENX Tenax Therapeutics, Inc. · Auditor change

14:00

  1. 14:11
    PTBS Potomac Bancshares Inc · Officers or directors
  2. 14:40
    TMGI Transglobal Management Group, Inc. · Quarterly report

15:00

  1. 15:42
    DLPN Dolphin Entertainment, Inc. · Investor disclosure

16:00

  1. 16:02
    SAR Saratoga Investment Corp. · Quarterly report
  2. 16:09
    PETS Petmed Express Inc · Announcement
  3. 16:30
    CATX Perspective Therapeutics, Inc. · Proxy statement
  4. 16:53
    VASO Vaso Corp · Quarterly report

17:00

  1. 17:05
    NEPH Nephros Inc · Delisting notice
  2. 17:24
    AMTX Aemetis, Inc · Officers or directors

20:00

  1. 20:34
    SOTK Sono TEK Corp · Quarterly report

21:00

  1. 21:06
    — Simulations Plus, Inc. · Quarterly report
  2. 21:09
    AUSI Aura Systems Inc · Quarterly report
  3. 21:21
    — High Wire Networks, Inc. · Quarterly report
  4. 21:23
    BMRA Biomerica Inc · Quarterly report
  5. 21:30
    CBIH Cannabis Bioscience International Holdings, Inc. · Quarterly report

22:00

  1. 22:03
    DSNY Destiny Media Technologies Inc · Quarterly report
  2. 22:06
    JANL Janel Corp · Annual report
  3. 22:07
    FXB Invesco CurrencyShares British Pound Sterling Trust · Annual report
  4. 22:09
    FXA Invesco CurrencyShares Australian Dollar Trust · Annual report
  5. 22:11
    FXC Invesco CurrencyShares Canadian Dollar Trust · Annual report
  6. 22:23
    IVDA Iveda Solutions, Inc. · New agreement
  7. 22:24
    EDUC Educational Development Corp · Quarterly report

—

  1. —
    GDRZF Gold Reserve Ltd · Merger communication
  2. —
    WNDW SolarWindow Technologies, Inc. · Current report
  3. —
    BRKR Bruker Corp · Current report
40 of 54

Index

Forms filed

  • Insider filing430
  • Foreign issuer report6-K23
  • Current report8-K20
  • Quarterly report10-Q18
  • UPLOAD8
  • Annual report10-K7
  • CORRESP6
  • Passive stake amendedSC 13G/A6
  • Initial ownership35
  • 40-APP/A4
  • Passive stake reportedSC 13G4
  • Merger communication4253
  • Insider filing, amended4/A2
  • Current report (amended)8-K/A2
  • Late filing noticeNT 10-Q2
  • 10-12G1
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • Institutional holdings13F-HR1
  • Delisting by the exchange25-NSE1
  • Exchange listing8-A12B1
  • CERTNAS1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • EFFECT1
  • F-6EF1
  • F-6 POS1
  • N-23C-21
  • REGDEX/A1
  • RW1
  • Merger registrationS-41
  • SC 14D9/A1
  • SC TO-T/A1

54 companies

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  • High Wire Networks, Inc.

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