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What covered companies filed with the SEC, day by day.

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  9. 12
‹ Fri, Jan 9, 2009

Monday, January 12, 2009

207 filings · 145 companiesAll checks passed · Updated Nov 6

Tue, Jan 13, 2009 ›
The dayMonday, January 12
Delisting noticesRJET11:01

By time of day

35 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Reports

3 quarterly · 1 annual
  1. Trinity Place Holdings Inc.TPHS · 10-Q · Nov 29 · 18:14
    ——
  2. Aeternum Health, Inc.AETN · 10-Q · Nov 30 · 14:50
    ——
  3. Hurco Companies IncHURC · 10-K · Oct 31 · 16:22
    ——
  4. Entrex Carbon Market, Inc.NTRX · 10-Q · Jan 12 · 22:03
    ——

Insiders

5 filings
Purchases$220.93K4 filings
Sales$116.76K1 filing
FFFutureFuel Corp. · Knott David M, 10% owner$206.00KPurchase · 40,000 sh
PUREPure Bioscience, Inc. · Tommy G Thompson, Director$116.76KSale · 35,000 sh
AVKAdvent Convertible & Income Fund · Gerald L Seizert, Director$11.56KPurchase · 1,000 sh
GAINGladstone Investment Corporation · Terry LEE Brubaker, COO$2.35KPurchase · 500 sh
PIACPrinceton Capital Corp · Charles J Newman, CEO/CFO/Chairman$1.03KPurchase · 10,000 sh
Open insider activity

Agreements

1 filing
  1. 14:31FNLC First Bancorp, Inc · New agreement

Officers and directors

5 filings
  1. 16:13TSSI TSS, Inc. · Officers or directors
  2. 16:07NPK National Presto Industries Inc · Officers or directors
  3. 15:42PNBK Patriot National Bancorp Inc · Officers or directors
  4. 14:59AP Ampco Pittsburgh Corp · Officers or directors
  5. 13:53FR First Industrial Realty Trust Inc · Officers or directors

Filings

35 listed

18:00

  1. 18:14
    TPHS Trinity Place Holdings Inc. · Quarterly report

08:00

  1. 08:01
    CMS-PB Consumers Energy Co · Investor disclosure

11:00

  1. 11:01
    RJET Republic Airways Holdings Inc. · Delisting notice
  2. 11:38
    IEP Icahn Enterprises L.P. · Current report (amended)

12:00

  1. 12:37
    TRAK ReposiTrak, Inc. · Announcement

13:00

  1. 13:06
    MNOV Medicinova Inc · Investor disclosure
  2. 13:07
    EMF Templeton Emerging Markets Fund · Proxy statement
  3. 13:08
    SABA Saba Capital Income & Opportunities Fund II · Proxy statement
  4. 13:09
    TEI Templeton Emerging Markets Income Fund · Proxy statement
  5. 13:53
    FR First Industrial Realty Trust Inc · Officers or directors

14:00

  1. 14:31
    FNLC First Bancorp, Inc · New agreement
  2. 14:50
    AETN Aeternum Health, Inc. · Quarterly report
  3. 14:59
    AP Ampco Pittsburgh Corp · Officers or directors

15:00

  1. 15:34
    VIVK Vivakor, Inc. · Stake reported
  2. 15:42
    CSBB CSB Bancorp, Inc. · Current report (amended)
  3. 15:42
    PNBK Patriot National Bancorp Inc · Officers or directors

16:00

  1. 16:07
    NPK National Presto Industries Inc · Officers or directors
  2. 16:10
    SWKHL SWK Holdings Corp · Stake amended
  3. 16:11
    INTZ Intrusion Inc · Stake reported
  4. 16:12
    INTZ Intrusion Inc · Stake reported
  5. 16:13
    TSSI TSS, Inc. · Officers or directors
  6. 16:22
    HURC Hurco Companies Inc · Annual report
  7. 16:23
    SNUS-PH Santander Holdings USA, Inc. · Merger communication
  8. 16:44
    VRTS Virtus Investment Partners, Inc. · Stake reported

17:00

  1. 17:00
    KUST Kustom Entertainment, Inc. · Announcement
  2. 17:29
    TPHS Trinity Place Holdings Inc. · Bylaws or fiscal year changed
  3. 17:33
    KRMD KORU Medical Systems, Inc. · Auditor change (amended)

22:00

  1. 22:03
    NTRX Entrex Carbon Market, Inc. · Quarterly report
  2. 22:10
    HNRG Hallador Energy Co · Stake reported
  3. 22:12
    CWCO Consolidated Water Co. Ltd. · Announcement

—

  1. —
    BSIN Big Sky Industrial Inc. · Current report
  2. —
    ACCS ACCESS Newswire Inc. · Current report
  3. —
    — NextSource Materials Inc. · Current report
  4. —
    — Pharmagreen Biotech Inc. · Current report
  5. —
    VPRB VPR Brands, LP. · Current report
35 of 35

Index

Forms filed

  • Passive stake reportedSC 13G57
  • Initial ownership333
  • Insider filing425
  • Current report8-K18
  • Foreign issuer report6-K11
  • Passive stake amendedSC 13G/A11
  • Annual ownership55
  • CORRESP5
  • Stake reportedSC 13D5
  • UPLOAD5
  • 40-APP/A4
  • Quarterly report10-Q3
  • Insider filing, amended4/A3
  • Current report (amended)8-K/A3
  • Proxy statementDEF 14A3
  • 15-12G2
  • REGDEX2
  • Annual report10-K1
  • 10KSB1
  • Delisting251
  • Delisting by the exchange25-NSE1
  • Initial ownership, amended3/A1
  • Merger communication4251
  • EFFECT1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • SC 14D9/A1
  • SC TO-I/A1
  • SUPPL1

38 companies

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